Comment Text:
Meeting with NFA, SEC, FINRA
Tuesday, March 01, 2011
Memo from
Konar II, Daniel S.
CFTC Staff :
Daniel S. Konar II
External Attendees :
Timothy McHenry, Director of Information Systems (NFA)
Dave Kammerer, Director of Information Systems (NFA)
Patricia Finnegan, Manager of Information Systems (NFA)
Andrea Torres, Senior Developer Information Systems (NFA)
Maria McHenry, Senior Manager, Compliance (NFA)
Tracey Hunt, Senior Manager, Compliance (NFA)
Vince Tabor, Manager, Information Systems (NFA)
David Bartels (SEC)
Keith Kanyan (SEC)
Susan Dominowski (FINRA)
Jerry Jerod (FINRA)
Additional Information :
The meeting participants discussed the implementation of the data collection jointly proposed by the CFTC and the SEC.
