Font Size: AAA // Print // Bookmark

Comment for Proposed Rule 75 FR 70881

  • From: Joan Hinchman
    Organization(s):
    National Society of Compliance Professionals (NSCP)

    Comment No: 27131
    Date: 1/18/2011

    Comment Text:

    The National Society of Compliance Professionals ("NSCP") appreciates the opportunity to comment on the CFTC proposed rule Designation of a Chief Compliance Officer; Required Compliance Policies; and Annual Report of a Futures Commission Merchant, Swap Dealer, or Major Swap Participant. (see attached letter)