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Comments for Proposed Rule 84 FR 3350

Proposed Rule  84 FR 3350  //  Open PDF Version PDF Version

17 CFR Parts 9, 36, 37, 38, 39, and 43 Swap Execution Facilities and Trade Execution Requirement

Open Date: 2/12/2019
Closing Date: 3/15/2019
See also:
83 FR 61946 ,  11/30/2018  //  Open PDF Version PDF Version

17 CFR Parts 9, 36, 37, 38, 39, and 43 Swap Execution Facilities and Trade Execution Requirement

86 FR 9224 ,  2/11/2021  //  Open PDF Version PDF Version

17 CFR Part 37 Swap Execution Facilities

86 FR 9304 ,  2/12/2021  //  Open PDF Version PDF Version

17 CFR Parts 9, 36, 37, 38, 39, and 43 Swap Execution Facilities and Trade Execution Requirement

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 161 items in 17 pages
03/13/201983 FR 61946Ex ParteCommunicationDRW
03/13/201983 FR 61946Ex ParteCommunicationDTCC
03/13/201983 FR 61946Ex ParteCommunicationGoldman Sachs
03/13/201983 FR 61946Ex ParteCommunicationGreenwich Associates
03/13/201983 FR 61946Ex ParteCommunicationTradeweb Markets LLC
McCarty Financial, LLC
03/13/201983 FR 61946Ex ParteCommunicationTradeweb Markets LLC
McCarty Financial, LLC
03/13/201983 FR 61946MichaelGibbensShorcan Brokers Limited
03/14/201983 FR 61946DouglasFriedmanTradeweb Markets
03/14/201984 FR 3350LisaShemieCboe SEF, LLC
03/14/201984 FR 3350Ex ParteCommunicationGoldman Sachs