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Comments for Proposed Rule 75 FR 80174

Proposed Rule  75 FR 80174  //  Open PDF Version PDF Version

17 CFR Part 1 Securities and Exchange Commission 17 CFR Part 240 Further Definition of ``Swap Dealer,'' ``Security-Based Swap Dealer,'' ``Major Swap Participant,'' ``Major Security-Based Swap Participant'' and ``Eligible Contract Participant''

Open Date: 12/21/2010
Closing Date: 2/22/2011
Extended Date: 6/3/2011
See also:
76 FR 25274 ,  5/4/2011  //  Open PDF Version PDF Version

17 CFR Chapter I Reopening and Extension of Comment Periods for Rulemakings Implementing the Dodd-Frank Wall Street Reform and Consumer Protection Act

77 FR 30596 ,  5/23/2012  //  Open PDF Version PDF Version

Commodity Futures Trading Commission 17 CFR Part 1; Securities and Exchange Commission 17 CFR Part 240 Further Definition of ``Swap Dealer,'' ``Security-Based Swap Dealer,'' ``Major Swap Participant,'' ``Major Security-Based Swap Participant'' and ``Eligible Contract Participant''

77 FR 39626 ,  7/5/2012  //  Open PDF Version PDF Version

 17 CFR Part 1 Further Definition of ``Swap Dealer,'' ``Security-Based Swap Dealer,'' ``Major Swap Participant,'' ``Major Security-Based Swap Participant'' and ``Eligible Contract Participant''; Correction

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 1095 items in 110 pages
12/23/201075 FR 80174EdwardProsserThe Gavilon Group, LLC (Gavilon)
02/21/201175 FR 80174DennisStierenThe Gavilon Group, LLC
02/22/201175 FR 80174WilliamSirakosThe Frost National Bank, San Antonio, TX
10/19/201175 FR 80174Ex ParteCommunicationThe Financial Services Roundtable
BB&T
Capital One
CIT Capital Markets
CIT Group
FTN Financial/First Tennessee Bank
Toyota Financial
Union Bank
US Bank
Arnold & Porter
Latham & Watkins
06/10/201175 FR 80174RichardWhitingThe Financial Services Roundtable
04/07/201175 FR 80174Ex ParteCommunicationThe Cypress Group (Cypress)
Primus Asset Management, Inc. (Primus)
Invicta Financial Group (Invicta)
Quadrant Structured Investment Advisers LLC (Quadrant)
U.S. Securities and Exchange Commission (SEC)
10/04/201175 FR 80174Ex ParteCommunicationThe Church Alliance
02/29/201275 FR 80174Ex ParteCommunicationThe Business Council for Sustainable Energy (BCES)
Sempra Energy
Solar City
American Wind Energy Association (AWEA)
Pacific Gas & Electric (PGE)
Calpine
Sacramento Municipal Utilities District (SMUD)
05/05/201175 FR 80174TheodoreParadiseThe Bank of Tokyo-Mitsubishi UFJ, Ltd. Mizuho Corporate Bank, Ltd. Sumitomo Mitsui Banking Corporation
05/05/201175 FR 80174TheodoreParadiseThe Bank of Tokyo-Mitsubishi UFJ, Ltd. Mizuho Corporate Bank, Ltd. Sumitomo Mitsui Banking Corporation