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Comments for Proposed Rule 81 FR 71946

Proposed Rule  81 FR 71946  //  Open PDF Version PDF Version

17 CFR Parts 1 and 23 Cross-Border Application of the Registration Thresholds and External Business Conduct Standards Applicable to Swap Dealers and Major Swap Participants

Open Date: 10/18/2016
Closing Date: 12/19/2016
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 33 items in 4 pages
12/19/201681 FR 71946KazunariMochizukiFinancial Services Agency, Government of Japan
12/19/201681 FR 71946KazunariMochizukiAsia-Pacific Regional Committee of the International Organization of Securities Commissions
12/11/201681 FR 71946OleksiyNemshylovpropietario
12/19/201681 FR 71946TakahiroOnojimaJapan Securities Dealers Association
12/19/201681 FR 71946ScottReinhartThe Institute of International Bankers (IIB) & The Securities Industry and Financial Markets Association (SIFMA)
12/19/201681 FR 71946BellaRozenbergThe International Swaps and Derivatives Association, Inc. (ISDA)
11/28/201681 FR 71946RobertRutkowskin/a
12/19/201681 FR 71946MichaelSharpJefferies LLC
11/29/201681 FR 71946faithspauldingcollege
12/19/201681 FR 71946MarcusStanley