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Comments for Proposed Rule 77 FR 8332

Proposed Rule  77 FR 8332  //  Open PDF Version PDF Version

17 CFR Part 75 Prohibitions and Restrictions on Proprietary Trading and Certain Interests in, and Relationships With, Hedge Funds and Covered Funds

Open Date: 2/14/2012
Closing Date: 4/16/2012
See also:
79 FR 5808 ,  1/31/2014  //  Open PDF Version PDF Version

17 CFR Part 75 Prohibitions and Restrictions on Proprietary Trading and Certain Interests in, and Relationships with, Hedge Funds and Private Equity Funds

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 399 items in 40 pages
03/22/201277 FR 8332n/an/aAllianceBernstein L.P. (from other source on 11/16/11)
03/23/201277 FR 8332SusanChangThe Bankers Association of the Republic of China
03/23/201277 FR 8332n/an/aJohn S. Reed (from other source on 2/13/12)
03/23/201277 FR 8332n/an/aGoldman Sachs (from other source
03/23/201277 FR 8332n/an/aGoldman Sachs (from other source on 2/13/12)
03/23/201277 FR 8332n/an/aUnion Asset Management Holding AG (from other source on 2/13/12)
03/23/201277 FR 8332n/an/aBanco de Mexico (from other source on 2/13/12)
03/23/201277 FR 8332n/an/aHSBC Life (international) Limited (from other source on 2/13/12)
03/23/201277 FR 8332n/an/aLloyds Banking Group (from other source on 2/13/12)
03/23/201277 FR 8332n/an/aAllen and Overy (from other source on 2/13/12)