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06/14/201175 FR 8017475 FR 80174Ex ParteCommunicationMizuho Securities USA, Inc. (MSUSA)
Sherman & Sterling LLP (Sherman & Sterling)
Sapient Global Markets (Sapient)
06/14/201175 FR 8063875 FR 80638Ex ParteCommunicationMizuho Securities USA, Inc. (MSUSA)
Sherman & Sterling LLP (Sherman & Sterling)
Sapient Global Markets (Sapient)
06/14/201176 FR 2780276 FR 27802Ex ParteCommunicationMizuho Securities USA, Inc. (MSUSA)
Sherman & Sterling LLP (Sherman & Sterling)
Sapient Global Markets (Sapient)
06/14/201176 FR 671576 FR 6715Ex ParteCommunicationMizuho Securities USA, Inc. (MSUSA)
Sherman & Sterling LLP (Sherman & Sterling)
Sapient Global Markets (Sapient)
06/14/201175 FR 6725875 FR 67258Ex ParteCommunicationBarclays
06/14/2011CFTC and SEC Staff Public Roundtable Discussion on Proposed Dealer and Major Participant DefinitionsCFTC and SEC Staff Public Roundtable Discussion on Proposed Dealer and Major Participant DefinitionsStevenWaltonBOK Financial Corporation
06/14/201175 FR 8017475 FR 80174StevenWaltonBOK Financial Corporation
06/15/201175 FR 8017475 FR 80174ChristopherAilmanCalifornia State Teachers' Retirement System (CaISTRS)
06/15/201175 FR 8074775 FR 80747CarlAlbrechtGarkane Energy Cooperative, Inc.
06/15/201176 FR 2373276 FR 23732CarlAlbrechtGarkane Energy Cooperative, Inc.