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Public Information Collection Requirements

Date
Public Information Collection Requirements
11/21/2023

88 FR 81064  //  Open PDF Version PDF Version

Agency Information Collection Activities: Notice of Intent To Renew Collection 3038-0082, Whistleblower Provisions

Open Date: 11/21/2023
Closing Date: 1/22/2024
11/20/2023

88 FR 80696  //  Open PDF Version PDF Version

Agency Information Collection Activities: Copies of Crop and Market Information Reports

Open Date: 11/20/2023
Closing Date: 1/19/2024
11/17/2023

88 FR 80284  //  Open PDF Version PDF Version

Agency Information Collection Activities: Notice of Intent To Extend Collection 3038-0026, Gross Collection of Exchange-Set Margins for Omnibus Accounts

Open Date: 11/17/2023
Closing Date: 1/16/2024
11/13/2023

88 FR 77562  //  Open PDF Version PDF Version

Agency Information Collection Activities Under OMB Review

Open Date: 11/13/2023
Closing Date: 12/13/2023
11/13/2023

88 FR 77563  //  Open PDF Version PDF Version

Agency Information Collection Activities Under OMB Review

Open Date: 11/13/2023
Closing Date: 12/13/2023
11/13/2023

88 FR 77565  //  Open PDF Version PDF Version

Agency Information Collection Activities: Notice of Intent To Renew Collection 3038-0103, Ownership and Control Reports, Forms 102/102S, 40/40S, and 71 (Trader and Account Identification Reports)

Open Date: 11/13/2023
Closing Date: 12/13/2023
10/24/2023

88 FR 73006  //  Open PDF Version PDF Version

Agency Information Collection Activities Under OMB Review

Open Date: 10/24/2023
Closing Date: 11/24/2023
10/20/2023

88 FR 72436  //  Open PDF Version PDF Version

Agency Information Collection Activities Under OMB Review

Open Date: 10/20/2023
Closing Date: 11/20/2023
10/16/2023

88 FR 71341  //  Open PDF Version PDF Version

Agency Information Collection Activities: Notice of Intent To Extend Collection 3038-0062: Off-Exchange Foreign Currency Transactions

Open Date: 10/16/2023
Closing Date: 12/15/2023
10/3/2023

88 FR 68112  //  Open PDF Version PDF Version

Agency Information Collection Activities: Notice of Intent To Renew Collection 3038-0093, Part 40, Provisions Common to Registered Entities

Open Date: 10/3/2023
Closing Date: 12/4/2023
9/26/2023

88 FR 65972  //  Open PDF Version PDF Version

Agency Information Collection Activities Under OMB Review

Open Date: 9/26/2023
Closing Date: 10/26/2023
9/25/2023

88 FR 65661  //  Open PDF Version PDF Version

Agency Information Collection Activities Under OMB Review

Open Date: 9/25/2023
Closing Date: 10/25/2023
9/18/2023

88 FR 63940  //  Open PDF Version PDF Version

Agency Information Collection Activities Under OMB Review

Open Date: 9/18/2023
Closing Date: 10/18/2023
9/13/2023

88 FR 62774  //  Open PDF Version PDF Version

Agency Information Collection Activities Under OMB Review

Open Date: 9/13/2023
Closing Date: 10/13/2023
8/30/2023

88 FR 59877  //  Open PDF Version PDF Version

Agency Information Collection Activities: Notice of Intent to Renew Collection 3038-0103, Ownership and Control Reports, Forms 102/102S, 40/40S, and 71 (Trader and Account Identification Reports)

Open Date: 8/30/2023
Closing Date: 10/30/2023
8/29/2023

88 FR 59510  //  Open PDF Version PDF Version

Agency Information Collection Activities: Notice of Intent To Extend Collection 3038-0091: Disclosure and Retention of Certain Information Relating to Cleared Swaps Customer Collateral

Open Date: 8/29/2023
Closing Date: 10/30/2023
8/25/2023

85 FR 58251  //  Open PDF Version PDF Version

Agency Information Collection Activities: Notice of Intent To Renew Collection 3038-0092, Customer Clearing Documentation and Timing of Acceptance for Clearing

Open Date: 8/25/2023
Closing Date: 10/24/2023
8/9/2023

88 FR 53870  //  Open PDF Version PDF Version

Agency Information Collection Activities Under OMB Review

Open Date: 8/9/2023
Closing Date: 9/8/2023
8/9/2023

88 FR 53871  //  Open PDF Version PDF Version

Agency Information Collection Activities: Notice of Intent To Extend Collection 3038-0059: Part 41, Relating to Security Futures Products

Open Date: 8/9/2023
Closing Date: 10/10/2023
7/13/2023

88 FR 44781  //  Open PDF Version PDF Version

Agency Information Collection Activities: Proposed Collection, Comment Request: Governance Requirements for Derivatives Clearing Organizations

Open Date: 7/13/2023
Closing Date: 9/11/2023
7/12/2023

88 FR 44280  //  Open PDF Version PDF Version

Agency Information Collection Activities: Notice of Intent To Extend Collection 3038-0005: Rules Relating to the Operations and Activities of Commodity Pool Operators and Commodity Trading Advisors and to Monthly Reporting by Futures Commission Merchants

Open Date: 7/12/2023
Closing Date: 9/11/2023
7/6/2023

88 FR 43084  //  Open PDF Version PDF Version

Agency Information Collection Activities Under OMB Review

Open Date: 7/6/2023
Closing Date: 8/7/2023
7/6/2023

88 FR 43086  //  Open PDF Version PDF Version

Agency Information Collection Activities: Notice of Intent To Revise Collection 3038-0096, Swap Data Recordkeeping and Reporting Requirements

Open Date: 7/6/2023
Closing Date: 9/5/2023
7/6/2023

88 FR 43085  //  Open PDF Version PDF Version

Agency Information Collection Activities: Notice of Intent To Extend Collection 3038-0079: Swap Dealer and Major Swap Participant Conflicts of Interest and Business Conduct Standards With Counterparties

Open Date: 7/6/2023
Closing Date: 9/5/2023
6/28/2023

88 FR 41932  //  Open PDF Version PDF Version

Agency Information Collection Activities: Notice of Intent to Extend Collection; 3038-0097; Process for Review of Swaps for Mandatory Clearing

Open Date: 6/28/2023
Closing Date: 8/28/2023
6/26/2023

88 FR 41389  //  Open PDF Version PDF Version

Agency Information Collection Activities Under OMB Review

Open Date: 6/26/2023
Closing Date: 7/26/2023
5/30/2023

88 FR 34489  //  Open PDF Version PDF Version

Agency Information Collection Activities: Notice of Intent To Request Approval for Collection 3038-0117, Exemption From Derivatives Clearing Organization Registration

Open Date: 5/30/2023
Closing Date: 7/31/2023
5/26/2023

FR 88 34140  //  Open PDF Version PDF Version

Agency Information Collection Activities Under OMB Review

Open Date: 5/26/2023
Closing Date: 6/26/2023
5/5/2023

88 FR 29100  //  Open PDF Version PDF Version

Agency Information Collection Activities Under OMB Review

Open Date: 5/5/2023
Closing Date: 6/5/2023
4/28/2023

88 FR 26279  //  Open PDF Version PDF Version

Agency Information Collection Activities: Notice of Intent To Renew Collection 3038-0072, Registration of Swap Dealers and Major Swap Participants

Open Date: 4/28/2023
Closing Date: 6/27/2023
4/28/2023

88 FR 26280  //  Open PDF Version PDF Version

Agency Information Collection Activities Under OMB Review

Open Date: 4/28/2023
Closing Date: 5/30/2023
4/25/2023

88 FR 24977  //  Open PDF Version PDF Version

Agency Information Collection Activities Under OMB Review

Open Date: 4/25/2023
Closing Date: 5/25/2023
4/14/2023

88 FR 23011  //  Open PDF Version PDF Version

Agency Information Collection Activities: Notice of Intent To Extend Collection 3038-0090: Adaptation of Regulations To Incorporate Swaps-Records of Transactions; Exclusion of Utility Operations Related Swaps With Utility Special Entities From De Minimis Threshold for Swaps With Special Entities

Open Date: 4/14/2023
Closing Date: 6/13/2023
3/28/2023

88 FR 18301  //  Open PDF Version PDF Version

Agency Information Collection Activities Under OMB Review

Open Date: 3/28/2023
Closing Date: 4/27/2023
3/27/2023

88 FR 18127  //  Open PDF Version PDF Version

Agency Information Collection Activities Under OMB Review

Open Date: 3/27/2023
Closing Date: 4/26/2023
3/17/2023

88 FR 16415  //  Open PDF Version PDF Version

Agency Information Collection Activities Under OMB Review

Open Date: 3/17/2023
Closing Date: 4/17/2023
3/2/2023

88 FR 13106  //  Open PDF Version PDF Version

Agency Information Collection Activities Under OMB Review

Open Date: 3/2/2023
Closing Date: 4/3/2023
2/23/2023

88 FR 11410  //  Open PDF Version PDF Version

Agency Information Collection Activities: Notice of Intent To Extend Collection Number 3038-0049: Procedural Requirements for Requests for Interpretative, No-Action, and Exemptive Letters

Open Date: 2/23/2023
Closing Date: 4/24/2023
2/17/2023

88 FR 10303  //  Open PDF Version PDF Version

Agency Information Collection Activities: Notice of Intent To Extend Collection 3038-0116: Response to Notification of Termination of Exemptive Relief

Open Date: 2/17/2023
Closing Date: 4/18/2023
1/31/2023

88 FR 6238  //  Open PDF Version PDF Version

Agency Information Collection Activities Under OMB Review

Open Date: 1/31/2023
Closing Date: 3/2/2023
1/20/2023

88 FR 3721  //  Open PDF Version PDF Version

Agency Information Collection Activities Under OMB Review

Open Date: 1/20/2023
Closing Date: 2/21/2023
1/20/2023

88 FR 3722  //  Open PDF Version PDF Version

Agency Information Collection Activities Under OMB Review

Open Date: 1/20/2023
Closing Date: 2/21/2023
1/20/2023

88 FR 3720  //  Open PDF Version PDF Version

Agency Information Collection Activities: Notice of Intent To Renew Collection 3038-0009: Large Trader Reports

Open Date: 1/20/2023
Closing Date: 3/21/2023
1/19/2023

88 FR 3395  //  Open PDF Version PDF Version

Agency Information Collection Activities: Notice of Intent To Renew Collection 3038-0013: Position Limits

Open Date: 1/19/2023
Closing Date: 3/20/2023
1/13/2023

88 FR 2345  //  Open PDF Version PDF Version

Agency Information Collection Activities: Notice of Intent To Extend Collection 3038-0101, Registration of Foreign Boards of Trade

Open Date: 1/13/2023
Closing Date: 3/14/2023
1/4/2023

88 FR 347  //  Open PDF Version PDF Version

Agency Information Collection Activities Under OMB Review

Open Date: 1/4/2023
Closing Date: 2/3/2023