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Proposed Rules

Date
Proposed Rules
5/8/2017

82 FR 21330  //  Open PDF Version PDF Version

17 CFR Part 3 Chief Compliance Officer Duties and Annual Report Requirements for Futures Commission Merchants, Swap Dealers, and Major Swap Participants; Amendments

Closing Date: 7/7/2017
1/25/2017

82 FR 8369  //  Open PDF Version PDF Version

17 CFR Part 49 Proposed Amendments To Swap Data Access Provisions and Certain Other Matters

Closing Date: 3/27/2017
1/23/2017

82 FR 7738  //  Open PDF Version PDF Version

17 CFR Parts 3 and 9 Technical Amendments to Rules on Registration and Review of Exchange Disciplinary, Access Denial or Other Adverse Actions

Closing Date: 3/24/2017
1/19/2017

82 FR 6356  //  Open PDF Version PDF Version

17 CFR Parts 1 and 23 Recordkeeping

Closing Date: 3/20/2017
See also:
82 FR 24479 ,  5/30/2017  //  Open PDF Version PDF Version

17 CFR Parts 1 and 23 Recordkeeping