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Proposed Rules

Date
Proposed Rules
7/10/2020

85 FR 41463  //  Open PDF Version PDF Version

17 CFR Part 23 Margin Requirements for Uncleared Swaps for Swap Dealers and Major Swap Participants

Closing Date: 9/8/2020
See also:
84 FR 56950 ,  10/24/2019  //  Open PDF Version PDF Version

17 CFR Part 23 Margin Requirements for Uncleared Swaps for Swap Dealers and Major Swap Participants

85 FR 19878 ,  4/9/2020  //  Open PDF Version PDF Version

17 CFR Part 23 Margin Requirements for Uncleared Swaps for Swap Dealers and Major Swap Participants

85 FR 41346 ,  7/10/2020  //  Open PDF Version PDF Version

17 CFR Part 23 Margin Requirements for Uncleared Swaps for Swap Dealers and Major Swap Participants

6/25/2020

85 FR XXXXX  //  Open PDF Version PDF Version

17 CFR Part 38 Electronic Trading Risk Principles

Closing Date: 8/24/2020
6/12/2020

85 FR 36000  //  Open PDF Version PDF Version

17 CFR Parts 1, 4, 41, and 190 Bankruptcy Regulations

Closing Date: 7/13/2020
6/12/2020

85 FR 35820  //  Open PDF Version PDF Version

17 CFR Part 3 Exemption From Registration for Certain Foreign Persons Acting as Commodity Pool Operators of Offshore Commodity Pools

Closing Date: 8/11/2020
5/12/2020

85 FR 27955  //  Open PDF Version PDF Version

17 CFR Part 50 Swap Clearing Requirement Exemptions

Closing Date: 7/13/2020
See also:
83 FR 44001 ,  8/29/2018  //  Open PDF Version PDF Version

17 CFR Part 50 Amendments to Clearing Exemption for Swaps Entered Into by Certain Bank Holding Companies, Savings and Loan Holding Companies, and Community Development Financial Institutions

5/4/2020

85 FR 26378  //  Open PDF Version PDF Version

17 CFR Part 4 Amendments to Compliance Requirements for Commodity Pool Operators on Form CPO-PQR

Closing Date: 6/15/2020
4/17/2020

85 FR 21516  //  Open PDF Version PDF Version

17 CFR Part 43  Amendments to the Real-Time Public Reporting Requirements

Closing Date: 5/20/2020
Extended Date: 5/22/2020
See also:
85 FR 22690 ,  4/23/2020  //  Open PDF Version PDF Version

17 CFR Chapter I Extension of Currently Open Comment Periods for Rulemakings in Response to the COVID-19 Pandemic

4/17/2020

85 FR 21578  //  Open PDF Version PDF Version

17 CFR Parts 45, 46, and 49 Amendments to the Swap Data Recordkeeping and Reporting Requirements

Closing Date: 5/20/2020
Extended Date: 5/22/2020
See also:
84 FR 21044 ,  5/13/2019  //  Open PDF Version PDF Version

17 CFR Parts 23, 43, 45, and 49 Certain Swap Data Repository and Data Reporting Requirements

84 FR 35847 ,  7/25/2019  //  Open PDF Version PDF Version

17 CFR Parts 23, 43, 45, and 49 Certain Swap Data Repository and Data Reporting Requirements; Extension of Comment Period

84 FR 57831 ,  10/29/2019  //  Open PDF Version PDF Version

17 CFR Parts 23, 43, 45, and 49 Certain Swap Data Repository and Data Reporting Requirements

85 FR 22690 ,  4/23/2020  //  Open PDF Version PDF Version

17 CFR Chapter I Extension of Currently Open Comment Periods for Rulemakings in Response to the COVID-19 Pandemic

85 FR 21339 ,  4/17/2020  //  Open PDF Version PDF Version

17 CFR Parts 23, 43, 45, and 49 Certain Swap Data Repository and Data Reporting Requirements

2/28/2020

85 FR 12120  //  Open PDF Version PDF Version

Department of the Treasury Office of the Comptroller of the Currency 12 CFR Part 44 [Docket No. OCC-2020-0002] RIN 1557-AE67; Federal Reserve System 12 CFR Part 248 [Docket No. R-1694] RIN 7100-AF70; Federal Deposit Insurance Corporation 12 CFR Part 351 RIN 3064-AF17; Commodity Futures Trading Commission 17 CFR Part 75 RIN 3038-AE93; Securities and Exchange Commission 17 CFR Part 255 [Release No. BHCA-8; File No. S7-02-20] RIN 3235-AM70 Prohibitions and Restrictions on Proprietary Trading and Certain Interests in, and Relationships With, Hedge Funds and Private Equity Funds

Closing Date: 4/1/2020
2/27/2020

85 FR 11596  //  Open PDF Version PDF Version

17 CFR Parts 1, 15, 17, 19, 40, 140, 150 and 151 Position Limits for Derivatives

Closing Date: 4/29/2020
Extended Date: 5/15/2020
See also:
85 FR 22690 ,  4/23/2020  //  Open PDF Version PDF Version

17 CFR Chapter I Extension of Currently Open Comment Periods for Rulemakings in Response to the COVID-19 Pandemic

2/19/2020

85 FR 9407  //  Open PDF Version PDF Version

17 CFR Parts 36, 37, and 43 Swap Execution Facility Requirements and Real-Time Reporting Requirements

Closing Date: 4/20/2020
Extended Date: 5/22/2020
See also:
85 FR 22690 ,  4/23/2020  //  Open PDF Version PDF Version

17 CFR Chapter I Extension of Currently Open Comment Periods for Rulemakings in Response to the COVID-19 Pandemic

1/8/2020

85 FR 952  //  Open PDF Version PDF Version

17 CFR Part 23 Cross-Border Application of the Registration Thresholds and Certain
Requirements Applicable to Swap Dealers and Major Swap Participants; Proposed Rule

Closing Date: 3/9/2020