Proposed Rules

83 FR 39923  //   PDF Version

17 CFR Parts 39 and 140 Exemption From Derivatives Clearing Organization Registration

83 FR 36799  //   PDF Version

17 CFR Part 41 Position Limits and Position Accountability for Security Futures Products

83 FR 36484  //   PDF Version

17 CFR Part 23 Segregation of Assets Held as Collateral in Uncleared Swap Transactions

83 FR 33432  //   PDF Version

Department of Treasury Office of the Comptroller of the Currency 12 CFR Part 44 [Docket No. OCC-2018-0010] RIN 1557-AE27; Federal Reserve System 12 CFR Part 248 [Docket No. R-1608] RIN 7100-AF 06; Federal Deposit Insurance Corporation 12 CFR Part 351 RIN 3064-AE67; Securities and Exchange Commission 17 CFR Part 255 [Release no. BHCA-3; File no. S7-14-18] RIN 3235-AM10; Commodity Futures Trading Commission 17 CFR Part 75 RIN 3038-AE72 Proposed Revisions to Prohibitions and Restrictions on Proprietary Trading and Certain Interests in, and Relationships With, Hedge Funds and Private Equity Funds

83 FR 31078  //   PDF Version

17 CFR Part 1 Financial Surveillance Examination Program Requirements for Self-Regulatory Organizations

83 FR 27444  //   PDF Version

17 CFR Part 1 De Minimis Exception to the Swap Dealer Definition

83 FR 23842  //   PDF Version

17 CFR Part 23 Margin Requirements for Uncleared Swaps for Swap Dealers and Major Swap Participants