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Proposed Rules

Date
Proposed Rules
5/10/2024

PR 8907-24  //  Open PDF Version PDF Version

17 CFR Part 40 Event Contracts

Closing Date: 7/9/2024
3/19/2024

89 FR 19646  //  Open PDF Version PDF Version

17 CFR Parts 37 and 38 Requirements for Designated Contract Markets and Swap Execution Facilities Regarding Governance and the Mitigation of Conflicts of Interest Impacting Market Regulation Functions

Closing Date: 4/22/2024
Extended Date: 5/13/2024
3/1/2024

89 FR 15312  //  Open PDF Version PDF Version

17 CFR Parts 1, 22, 30, and 39 Regulations to Address Margin Adequacy and to Account for the Treatment of Separate Accounts by Futures Commission Merchants

Closing Date: 4/22/2024
See also:
88 FR 22934 ,  4/14/2023  //  Open PDF Version PDF Version

17 CFR Part 39 Derivatives Clearing Organization Risk Management Regulations To Account for the Treatment of Separate Accounts by Futures Commission Merchants

88 FR 39205 ,  6/15/2023  //  Open PDF Version PDF Version

17 CFR Part 39 Derivatives Clearing Organization Risk Management Regulations To Account for the Treatment of Separate Accounts by Futures Commission Merchants

3/1/2024

89 FR 15083  //  Open PDF Version PDF Version

17 CFR Part 48 Foreign Boards of Trade

Closing Date: 4/22/2024
1/24/2024

89 FR 4706  //  Open PDF Version PDF Version

17 CFR Parts 1 and 23 Operational Resilience Framework for Futures Commission Merchants, Swap Dealers, and Major Swap Participants

Closing Date: 3/2/2024
Extended Date: 4/1/2024
See also:
89 FR 14007 ,  2/26/2024  //  Open PDF Version PDF Version

17 CFR Parts 1 and 23 Operational Resilience Framework for Futures Commission Merchants, Swap Dealers, and Major Swap Participants

1/16/2024

89 FR 2554  //  Open PDF Version PDF Version

17 CFR Part 23 Capital and Financial Reporting Requirements for Swap Dealers and Major Swap Participants

Closing Date: 2/13/2024
See also:
89 FR 45569 ,  5/23/2024  //  Open PDF Version PDF Version

17 CFR Part 23 Capital and Financial Reporting Requirements for Swap Dealers and Major Swap Participants

1/3/2024

89 FR 286  //  Open PDF Version PDF Version

17 CFR Part 39 Protection of Clearing Member Funds Held by Derivatives Clearing Organizations

Closing Date: 2/16/2024
Extended Date: 3/18/2024
See also:
89 FR 8111 ,  2/6/2024  //  Open PDF Version PDF Version

17 CFR Part 39 Protection of Clearing Member Funds Held by Derivatives Clearing Organizations