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Proposed Rules

Date
Proposed Rules
7/19/2019

84 FR 34819  //  Open PDF Version PDF Version

17 CFR Parts 39 and 140 Registration With Alternative Compliance for Non-U.S. Derivatives
Clearing Organizations

Closing Date: 9/17/2019
7/5/2019

84 FR 32105  //  Open PDF Version PDF Version

17 CFR Part 30 Foreign Futures and Options Transactions

Closing Date: 8/5/2019
5/16/2019

84 FR 22226  //  Open PDF Version PDF Version

17 CFR Parts 1, 39, and 140 Derivatives Clearing Organization General Provisions and Core Principles

Closing Date: 7/15/2019
Extended Date: 9/13/2019
See also:
84 FR 32104 //  Open PDF Version PDF Version

17 CFR Parts 1, 39, and 140 Derivatives Clearing Organization General Provisions and Core Principles

5/13/2019

84 FR 21044  //  Open PDF Version PDF Version

17 CFR Parts 23, 43, 45, and 49 Certain Swap Data Repository and Data Reporting Requirements

Closing Date: 7/29/2019
2/12/2019

84 FR 3350  //  Open PDF Version PDF Version

17 CFR Chapter 1 Post-Trade Name Give-Up on Swap Execution Facilities

Closing Date: 3/15/2019
See also:
83 FR 61571 ,  11/30/2018  //  Open PDF Version PDF Version

17 CFR Chapter I Post-Trade Name Give-Up on Swap Execution Facilities

2/12/2019

84 FR 3350  //  Open PDF Version PDF Version

17 CFR Parts 9, 36, 37, 38, 39, and 43 Swap Execution Facilities and Trade Execution Requirement

Closing Date: 3/15/2019
See also:
83 FR 61946 ,  11/30/2018  //  Open PDF Version PDF Version

17 CFR Parts 9, 36, 37, 38, 39, and 43 Swap Execution Facilities and Trade Execution Requirement

2/8/2019

84 FR 2778  //  Open PDF Version PDF Version

DEPARTMENT OF TREASURY Office of the Comptroller of the Currency 12 CFR Part 44 [Docket No. OCC-2018-0029] RIN 1557-AE47; FEDERAL RESERVE SYSTEM 12 CFR Part 248 [Docket No. R-1643] RIN 7100-AF 33; FEDERAL DEPOSIT INSURANCE CORPORATION 12 CFR Part 351 RIN 3064-AE88; COMMODITY FUTURES TRADING COMMISSION 17 CFR Part 75 RIN 3038-AE72; SECURITIES AND EXCHANGE COMMISSION 17 CFR Part 255 [Release no. BHCA-5; File no. S7-30-18] RIN 3235-AM43 Proposed Revisions to Prohibitions and Restrictions on Proprietary Trading and Certain Interests In, and Relationships With, Hedge Funds and Private Equity Funds

Closing Date: 3/11/2019
See also:
83 FR 33432 ,  7/17/2018  //  Open PDF Version PDF Version

Department of Treasury Office of the Comptroller of the Currency 12 CFR Part 44 [Docket No. OCC-2018-0010] RIN 1557-AE27; Federal Reserve System 12 CFR Part 248 [Docket No. R-1608] RIN 7100-AF 06; Federal Deposit Insurance Corporation 12 CFR Part 351 RIN 3064-AE67; Securities and Exchange Commission 17 CFR Part 255 [Release no. BHCA-3; File no. S7-14-18] RIN 3235-AM10; Commodity Futures Trading Commission 17 CFR Part 75 RIN 3038-AE72 Proposed Revisions to Prohibitions and Restrictions on Proprietary Trading and Certain Interests in, and Relationships With, Hedge Funds and Private Equity Funds

83 FR 45860 ,  9/11/2018  //  Open PDF Version PDF Version

DEPARTMENT OF TREASURY Office of the Comptroller of the Currency 12 CFR Part 44 [Docket No. OCC-2018-0010] RIN 1557-AE27; FEDERAL RESERVE SYSTEM 12 CFR Part 248 [Docket No. R-1608] RIN 7100-AF 06; FEDERAL DEPOSIT INSURANCE CORPORATION 12 CFR Part 351 RIN 3064-AE67; COMMODITY FUTURES TRADING COMMISSION 17 CFR Part 75 RIN 3038-AE72; SECURITIES AND EXCHANGE COMMISSION 17 CFR Part 255 [Release no. BHCA-3; File no. S7-14-18] RIN 3235-AM10 Extension of Comment Period for Proposed Revisions to Prohibitions and Restrictions on Proprietary Trading and Certain Interests in, and Relationships With, Hedge Funds and Private Equity Funds