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Proposed Rules

Date
Proposed Rules
11/21/2023

88 FR 81236  //  Open PDF Version PDF Version

17 CFR Parts 1, 22, and 30 Investment of Customer Funds by Futures Commission Merchants and Derivatives Clearing Organizations

Closing Date: 1/17/2024
10/12/2023

88 FR 70852  //  Open PDF Version PDF Version

17 CFR Part 4 Commodity Pool Operators, Commodity Trading Advisors, and Commodity Pools: Updating the `Qualified Eligible Person' Definition; Adding Minimum Disclosure Requirements for Pools and Trading Programs; Permitting Monthly Account Statements for Funds of Funds; Technical Amendments

Closing Date: 12/11/2023
9/6/2023

88 FR 61432  //  Open PDF Version PDF Version

17 CFR Parts 37, 38, and 40 Provisions Common to Registered Entities

Closing Date: 11/6/2023
8/25/2023

88 FR 58145  //  Open PDF Version PDF Version

17 CFR Parts 23 and 37 Swap Confirmation Requirements for Swap Execution Facilities

Closing Date: 10/24/2023
8/8/2023

88 FR 53409  //  Open PDF Version PDF Version

17 CFR Part 23 Margin Requirements for Uncleared Swaps for Swap Dealers and Major Swap Participants

Closing Date: 10/10/2023
7/28/2023

88 FR 48968  //  Open PDF Version PDF Version

17 CFR Parts 39 and 190 Derivatives Clearing Organizations Recovery and Orderly Wind-Down Plans; Information for Resolution Planning

Closing Date: 9/26/2023
7/18/2023

88 FR 45826  //  Open PDF Version PDF Version

17 CFR Parts 1 and 23 Risk Management Program Regulations for Swap Dealers, Major Swap Participants, and Futures Commission Merchants

Closing Date: 9/18/2023
6/27/2023

88 FR 41522  //  Open PDF Version PDF Version

17 CFR Part 17 Large Trader Reporting Requirements

Closing Date: 8/28/2023
4/14/2023

88 FR 22934  //  Open PDF Version PDF Version

17 CFR Part 39 Derivatives Clearing Organization Risk Management Regulations To Account for the Treatment of Separate Accounts by Futures Commission Merchants

Closing Date: 6/13/2023
Extended Date: 6/30/2023
See also:
88 FR 39205 ,  6/15/2023  //  Open PDF Version PDF Version

17 CFR Part 39 Derivatives Clearing Organization Risk Management Regulations To Account for the Treatment of Separate Accounts by Futures Commission Merchants