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Proposed Rules

Date
Proposed Rules
8/13/2018

83 FR 39923  //  Open PDF Version PDF Version

17 CFR Parts 39 and 140 Exemption From Derivatives Clearing Organization Registration

Closing Date: 10/12/2018
7/31/2018

83 FR 36799  //  Open PDF Version PDF Version

17 CFR Part 41 Position Limits and Position Accountability for Security Futures Products

Closing Date: 10/1/2018
7/30/2018

83 FR 36484  //  Open PDF Version PDF Version

17 CFR Part 23 Segregation of Assets Held as Collateral in Uncleared Swap Transactions

Closing Date: 9/28/2018
7/17/2018

83 FR 33432  //  Open PDF Version PDF Version

Department of Treasury Office of the Comptroller of the Currency 12 CFR Part 44 [Docket No. OCC-2018-0010] RIN 1557-AE27; Federal Reserve System 12 CFR Part 248 [Docket No. R-1608] RIN 7100-AF 06; Federal Deposit Insurance Corporation 12 CFR Part 351 RIN 3064-AE67; Securities and Exchange Commission 17 CFR Part 255 [Release no. BHCA-3; File no. S7-14-18] RIN 3235-AM10; Commodity Futures Trading Commission 17 CFR Part 75 RIN 3038-AE72 Proposed Revisions to Prohibitions and Restrictions on Proprietary Trading and Certain Interests in, and Relationships With, Hedge Funds and Private Equity Funds

Closing Date: 9/17/2018
7/3/2018

83 FR 31078  //  Open PDF Version PDF Version

17 CFR Part 1 Financial Surveillance Examination Program Requirements for Self-Regulatory Organizations

Closing Date: 9/4/2018
6/12/2018

83 FR 27444  //  Open PDF Version PDF Version

17 CFR Part 1 De Minimis Exception to the Swap Dealer Definition

Closing Date: 8/13/2018
5/23/2018

83 FR 23842  //  Open PDF Version PDF Version

17 CFR Part 23 Margin Requirements for Uncleared Swaps for Swap Dealers and Major Swap Participants

Closing Date: 7/23/2018