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Open Comment Periods

Deadline
Comment Description
5/28/2019

Privacy Act Systems  84 FR 17811  //  Open PDF Version PDF Version

Privacy Act of 1974; System of Records

CFTC-12, National Futures Association (NFA) Applications Suite System

Open Date: 4/26/2019
Closing Date: 5/28/2019
5/28/2019

Privacy Act Systems  84 FR 17814  //  Open PDF Version PDF Version

Privacy Act of 1974; System of Records

CFTC-53, Mailing, Event and Contact Lists

Open Date: 4/26/2019
Closing Date: 5/28/2019
5/28/2019

Privacy Act Systems  84 FR 17816  //  Open PDF Version PDF Version

Privacy Act of 1974; System of Records

CFTC-45, Comments Online

Open Date: 4/26/2019
Closing Date: 5/28/2019
5/31/2019

Public Information Collection  84 FR 12232  //  Open PDF Version PDF Version

Agency Information Collection Activities Notice of Intent to Renew Collection 3038-0061: Daily Trade and Supporting Data Reports

Open Date: 4/1/2019
Closing Date: 5/31/2019
5/31/2019

Final Rule  84 FR 12065  //  Open PDF Version PDF Version

17 CFR Part 23 Margin Requirements for Uncleared Swaps for Swap Dealers and Major Swap Participant

Open Date: 4/1/2019
Closing Date: 5/31/2019
Effective Date: Monday, April 1, 2019
6/3/2019

Public Information Collection  84 FR 13008  //  Open PDF Version PDF Version

Agency Information Collection Activities: Notice of Intent To Revise Collection 3038-0052; Core Principles and Other Requirements for Designated Contract Markets

Open Date: 4/3/2019
Closing Date: 6/3/2019
6/10/2019

Public Information Collection  84 FR 14097  //  Open PDF Version PDF Version

Agency Information Collection Activities: Notice of Intent To Renew Collection 3038-0009, Large Trader Reports

Open Date: 4/9/2019
Closing Date: 6/10/2019
6/10/2019

Public Information Collection  84 FR 14098  //  Open PDF Version PDF Version

Agency Information Collection Activities: Notice of Intent To Renew Collection Number 3038-0078, Conflicts of Interest Policies and Procedures by Futures Commission Merchants and Introducing Brokers

Open Date: 4/9/2019
Closing Date: 6/10/2019
6/10/2019

Public Information Collection  84 FR 14099  //  Open PDF Version PDF Version

Agency Information Collection Activities: Notice of Intent To Extend Collection 3038-0024; Regulations and Forms Pertaining to the Financial Integrity of the Marketplace

Open Date: 4/9/2019
Closing Date: 6/10/2019
6/10/2019

Public Information Collection  84 FR 14350  //  Open PDF Version PDF Version

Agency Information Collection Activities: Notice of Intent To Revise Collection Number 3038-0084, Regulations Establishing and Governing the Duties of Swap Dealers and Major Swap Participants

Open Date: 4/10/2019
Closing Date: 6/10/2019
6/11/2019

Public Information Collection  84 FR 14921  //  Open PDF Version PDF Version

Agency Information Collection Activities: Notice of Intent To Revise Collection Numbers 3038-0087, Reporting, Recordkeeping, and Daily Trading Records Requirements for Swap Dealers and Major Swap Participants

Open Date: 4/12/2019
Closing Date: 6/11/2019
6/11/2019

Public Information Collection  84 FR 14922  //  Open PDF Version PDF Version

Agency Information Collection Activities: Notice of Intent To Revise Collection 3038-0089, Swap Data Recordkeeping and Reporting Requirements: Pre-Enactment and Transition Swaps

Open Date: 4/12/2019
Closing Date: 6/11/2019
6/14/2019

Public Information Collection  84 FR 15191  //  Open PDF Version PDF Version

Agency Information Collection Activities: Notice of Intent To Extend Collection Number 3038-0080, Annual Report for Chief Compliance Officer of Registrants

Open Date: 4/15/2019
Closing Date: 6/14/2019
6/21/2019

Public Information Collection  84 FR 16662  //  Open PDF Version PDF Version

Agency Information Collection Activities: Notice of Intent To Extend Collection 3038-0104: Clearing Exemption for Swaps Between Certain Affiliated Entities

Open Date: 4/22/2019
Closing Date: 6/21/2019
6/21/2019

Public Information Collection  84 FR 16663  //  Open PDF Version PDF Version

Agency Information Collection Activities: Notice of Intent To Renew Collection 3038-0012, Futures Volume, Open Interest, Price, Deliveries and Purchases/Sales of Futures for Commodities or for Derivatives Positions

Open Date: 4/22/2019
Closing Date: 6/21/2019
7/1/2019

Public Information Collection  84 FR 18521  //  Open PDF Version PDF Version

Agency Information Collection Activities: Notice of Intent To Renew Collection Numbers 3038-0068 and 3038-0083: Confirmation, Portfolio Reconciliation, Portfolio Compression, and Swap Trading Relationship Documentation Requirements for Swap Dealers and Major Swap Participants

Open Date: 5/1/2019
Closing Date: 7/1/2019
7/15/2019

Proposed Rule  84 FR 22226  //  Open PDF Version PDF Version

17 CFR Parts 1, 39, and 140 Derivatives Clearing Organization General Provisions and Core Principles

Open Date: 5/16/2019
Closing Date: 7/15/2019
7/29/2019

Proposed Rule  84 FR 21044  //  Open PDF Version PDF Version

17 CFR Parts 23, 43, 45, and 49 Certain Swap Data Repository and Data Reporting Requirements

Open Date: 5/13/2019
Closing Date: 7/29/2019