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Public Comments

VIEW UPCOMING & RECENT EVENTS

Deadline
Comment Description
1/12/2018

Industry Filing  IF 17-003

CFTC Seeks Public Comment on Proposed Changes to Chicago Mercantile Exchange Inc. Rules Regarding Direct Funding Participants

CFTC is requesting public comment on proposed rule changes submitted by Chicago Mercantile Exchange Inc. (CME) under CFTC Regulation 40.10.  Comments should be submitted on or before January 12, 2018.


Open Date: 12/14/2017
Closing Date: 1/12/2018
1/16/2018

Orders and Other Announcements  82 FR 59586  //  Open PDF Version PDF Version

Proposed Order and Request for Comment on Application for Exemption From Certain Provisions of the Commodity Exchange Act Regarding Investment of Customer Funds and From Certain Related Commission Regulations

Open Date: 12/15/2017
Closing Date: 1/16/2018
1/22/2018

Public Information Collection  82 FR 55590  //  Open PDF Version PDF Version

Agency Information Collection Activities: Copies of Crop and Market Information Reports

Open Date: 11/22/2017
Closing Date: 1/22/2018
1/22/2018

Public Information Collection  82 FR 55591  //  Open PDF Version PDF Version

Agency Information Collection Activities: Notice of Intent To Renew Collection 3038-0026, Gross Collection of Exchange-Set Margins for Omnibus Accounts

Open Date: 11/22/2017
Closing Date: 1/22/2018
1/29/2018

Public Information Collection  82 FR 56222  //  Open PDF Version PDF Version

Agency Information Collection Activities: Notice of Intent To Renew Collection 3038-0082, Whistleblower Provision

Open Date: 11/28/2017
Closing Date: 1/29/2018
1/30/2018

Orders and Other Announcements  82 FR 58593  //  Open PDF Version PDF Version

Technology Advisory Committee

Open Date: 12/13/2017
Closing Date: 1/30/2018
2/1/2018

Privacy Act Systems  83 FR 104  //  Open PDF Version PDF Version

Privacy Act of 1974; System of Records

CFTC-50, LabCFTC

Open Date: 1/2/2018
Closing Date: 2/1/2018
2/5/2018

Public Information Collection  82 FR 57430  //  Open PDF Version PDF Version

Agency Information Collection Activities: Notice of Intent To Extend Collection 3038-0066: Financial Resource Requirements for Derivatives Clearing Organizations

Open Date: 12/5/2017
Closing Date: 2/5/2018
2/7/2018

Orders and Other Announcements  83 FR 794  //  Open PDF Version PDF Version

Market Risk Advisory Committee

Open Date: 1/8/2018
Closing Date: 2/7/2018
2/21/2018

Orders and Other Announcements  83 FR 4643  //  Open PDF Version PDF Version

Technology Advisory Committee

Open Date: 2/1/2018
Closing Date: 2/21/2018
3/1/2018

Public Information Collection  83 FR 4189  //  Open PDF Version PDF Version

Agency Information Collection Activities Under OMB Review

Open Date: 1/30/2018
Closing Date: 3/1/2018
3/8/2018

Public Information Collection  83 FR 5250  //  Open PDF Version PDF Version

Agency Information Collection Activities Under OMB Review

Open Date: 2/6/2018
Closing Date: 3/8/2018
3/12/2018

Public Information Collection  83 FR 5760  //  Open PDF Version PDF Version

Agency Information Collection Activities Under Review

Open Date: 2/9/2018
Closing Date: 3/12/2018
3/13/2018

Public Information Collection  83 FR 1609  //  Open PDF Version PDF Version

Agency Information Collection Activities: Notice of Intent To Revise Collection Numbers 3038-0052 and 3038-0074, Core Principles and Other Requirements for Designated Contract Markets, and Core Principles and Other Requirements for Swap Execution Facilities

Open Date: 1/12/2018
Closing Date: 3/13/2018
3/14/2018

Privacy Act Systems  83 FR 5997  //  Open PDF Version PDF Version

Privacy Act of 1974; System of Records

CFTC-51, Contractors and Consultants  

Open Date: 2/12/2018
Closing Date: 3/14/2018
3/20/2018

Proposed Rule  82 FR 60335  //  Open PDF Version PDF Version

17 CFR Part 1 Retail Commodity Transactions Involving Virtual Currency

Open Date: 12/20/2017
Closing Date: 3/20/2018
3/26/2018

Final Rule  83 FR 7979  //  Open PDF Version PDF Version

17 CFR Parts 1, 3, 4, 5, 15, 18, 19, 23, 30, 38, 39, 41, 50, 150, 151, 155, and 166 Definitions

Open Date: 2/23/2018
Closing Date: 3/26/2018
Effective Date: Friday, February 23, 2018
3/29/2018

Public Information Collection  83 FR 8456  //  Open PDF Version PDF Version

Agency Information Collection Activities Under OMB Review

Open Date: 2/27/2018
Closing Date: 3/29/2018
3/29/2018

Orders and Other Announcements  83 FR 11507  //  Open PDF Version PDF Version

Market Risk Advisory Committee

Open Date: 3/15/2018
Closing Date: 3/29/2018
4/10/2018

Public Information Collection  83 FR 5761  //  Open PDF Version PDF Version

Agency Information Collection Activities: Notice of Intent To Extend Collection 3038-0095; Large Trader Reporting for Physical Commodity Swaps

Open Date: 2/9/2018
Closing Date: 4/10/2018
4/12/2018

Orders and Other Announcements  83 FR 12178  //  Open PDF Version PDF Version

Agricultural Advisory Committee

Open Date: 3/20/2018
Closing Date: 4/12/2018
5/11/2018

Public Information Collection  83 FR 15557  //  Open PDF Version PDF Version

Agency Information Collection Activities Under OMB Review

Open Date: 4/11/2018
Closing Date: 5/11/2018
5/30/2018

Public Information Collection  83 FR 18827  //  Open PDF Version PDF Version

Agency Information Collection Activities Under OMB Review

Open Date: 4/30/2018
Closing Date: 5/30/2018
6/20/2018

Privacy Act Systems  83 FR 23433  //  Open PDF Version PDF Version

Privacy Act of 1974; System of Records

CFTC-52, Training Records

Open Date: 5/21/2018
Closing Date: 6/20/2018
7/19/2018

Orders and Other Announcements  83 FR 29762  //  Open PDF Version PDF Version

Market Risk Advisory Committee

Open Date: 6/26/2018
Closing Date: 7/19/2018
7/23/2018

Proposed Rule  83 FR 23842  //  Open PDF Version PDF Version

17 CFR Part 23 Margin Requirements for Uncleared Swaps for Swap Dealers and Major Swap Participants

Open Date: 5/23/2018
Closing Date: 7/23/2018
7/24/2018

Orders and Other Announcements  83 FR 18009  //  Open PDF Version PDF Version

Request for Input on LabCFTC Prize Competitions

Open Date: 4/25/2018
Closing Date: 7/24/2018
8/6/2018

Public Information Collection  83 FR 26269  //  Open PDF Version PDF Version

Agency Information Collection Activities: Notice of Intent To Renew Collection 3038-0033, Notification of Pending Legal Proceedings

Open Date: 6/6/2018
Closing Date: 8/6/2018
8/6/2018

Public Information Collection  83 FR 26437  //  Open PDF Version PDF Version

Agency Information Collection Activities: Notice of Intent To Renew Collection Number 3038-0007, Regulation of Domestic Exchange-Traded Options

Open Date: 6/7/2018
Closing Date: 8/6/2018
8/6/2018

Public Information Collection  83 FR 26436  //  Open PDF Version PDF Version

Agency Information Collection Activities: Notice of Intent To Renew Collection 3038-0093, Part 40, Provisions Common to Registered Entities

Open Date: 6/7/2018
Closing Date: 8/6/2018
8/13/2018

Proposed Rule  83 FR 27444  //  Open PDF Version PDF Version

17 CFR Part 1 De Minimis Exception to the Swap Dealer Definition

Open Date: 6/12/2018
Closing Date: 8/13/2018
8/13/2018

Industry Filing  18-001

Approval Pending
Rule – Product Terms and Conditions
Changes to the Storage Rate in Corn and Soybean Futures

Open Date: 8/1/2018
Closing Date: 8/13/2018
8/20/2018

Public Information Collection  83 FR 28623  //  Open PDF Version PDF Version

Agency Information Collection Activities: Notice To Extend Collection 3038-0092; Customer Clearing Documentation and Timing of Acceptance for Clearing

Open Date: 6/20/2018
Closing Date: 8/20/2018
8/20/2018

Privacy Act Systems  83 FR 34123  //  Open PDF Version PDF Version

Privacy Act of 1974; System of Records

CFTC-39, Freedom of Information Act Requests

CFTC-40, Privacy Act Requests

Open Date: 7/19/2018
Closing Date: 8/20/2018
8/24/2018

Public Information Collection  83 FR 29547  //  Open PDF Version PDF Version

Agency Information Collection Activities: Notice of Intent To Renew Collection 3038-0021, Regulations Governing Bankruptcies of Commodity Brokers

Open Date: 6/25/2018
Closing Date: 8/24/2018
9/4/2018

Proposed Rule  83 FR 31078  //  Open PDF Version PDF Version

17 CFR Part 1 Financial Surveillance Examination Program Requirements for Self-Regulatory Organizations

Open Date: 7/3/2018
Closing Date: 9/4/2018
9/4/2018

Public Information Collection  83 FR 31530  //  Open PDF Version PDF Version

Agency Information Collection Activities: Notice of Intent To Renew Collection 3038-0097, Process for Review of Swaps for Mandatory Clearing

Open Date: 7/6/2018
Closing Date: 9/4/2018
9/11/2018

Public Information Collection  83 FR 32638  //  Open PDF Version PDF Version

Agency Information Collection Activities: Notice of Intent To Renew Collection 3038-0076, Risk Management Requirements for Derivatives Clearing Organizations

Open Date: 7/13/2018
Closing Date: 9/11/2018
9/12/2018

Public Information Collection  83 FR 39990  //  Open PDF Version PDF Version

Agency Information Collection Activities Under OMB Review

Open Date: 8/13/2018
Closing Date: 9/12/2018
9/24/2018

Public Information Collection  83 FR 34986  //  Open PDF Version PDF Version

Agency Information Collection Activities: Notice of Intent To Extend Collection 3038-0069, Information Management Requirements for Derivatives Clearing Organizations

Open Date: 7/24/2018
Closing Date: 9/24/2018
9/24/2018

Public Information Collection  83 FR 42882  //  Open PDF Version PDF Version

Agency Information Collection Activities Under OMB Review

Open Date: 8/24/2018
Closing Date: 9/24/2018
9/26/2018

Public Information Collection  83 FR 43663  //  Open PDF Version PDF Version

Agency Information Collection Activities Under OMB Review

Open Date: 8/27/2018
Closing Date: 9/26/2018
9/27/2018

Public Information Collection  83 FR 43855  //  Open PDF Version PDF Version

Agency Information Collection Activities Under OMB Review

Open Date: 8/28/2018
Closing Date: 9/27/2018
9/28/2018

Proposed Rule  83 FR 36484  //  Open PDF Version PDF Version

17 CFR Part 23 Segregation of Assets Held as Collateral in Uncleared Swap Transactions

Open Date: 7/30/2018
Closing Date: 9/28/2018
9/28/2018

Public Information Collection  83 FR 44029  //  Open PDF Version PDF Version

Agency Information Collection Activities Under OMB Review

Open Date: 8/29/2018
Closing Date: 9/28/2018
10/1/2018

Proposed Rule  83 FR 36799  //  Open PDF Version PDF Version

17 CFR Part 41 Position Limits and Position Accountability for Security Futures Products

Open Date: 7/31/2018
Closing Date: 10/1/2018
10/12/2018

Public Information Collection  83 FR 39989  //  Open PDF Version PDF Version

Agency Information Collection Activities: Notice of Intent To Extend Collection 3038-0101, Registration of Foreign Boards of Trade

Open Date: 8/13/2018
Closing Date: 10/12/2018
10/12/2018

Public Information Collection  83 FR 39991  //  Open PDF Version PDF Version

Agency Information Collection Activities: Notice of Intent To Extend Collection 3038-0085: Rule 50.50 End-User Notification of Non-Cleared Swap

Open Date: 8/13/2018
Closing Date: 10/12/2018
10/12/2018

Proposed Rule  83 FR 39923  //  Open PDF Version PDF Version

17 CFR Parts 39 and 140 Exemption From Derivatives Clearing Organization Registration

Open Date: 8/13/2018
Closing Date: 10/12/2018
10/12/2018

Orders and Other Announcements  83 FR 47608  //  Open PDF Version PDF Version

Technology Advisory Committee; Meeting

Open Date: 9/20/2018
Closing Date: 10/12/2018
10/17/2018

Proposed Rule  83 FR 33432  //  Open PDF Version PDF Version

Department of Treasury Office of the Comptroller of the Currency 12 CFR Part 44 [Docket No. OCC-2018-0010] RIN 1557-AE27; Federal Reserve System 12 CFR Part 248 [Docket No. R-1608] RIN 7100-AF 06; Federal Deposit Insurance Corporation 12 CFR Part 351 RIN 3064-AE67; Securities and Exchange Commission 17 CFR Part 255 [Release no. BHCA-3; File no. S7-14-18] RIN 3235-AM10; Commodity Futures Trading Commission 17 CFR Part 75 RIN 3038-AE72 Proposed Revisions to Prohibitions and Restrictions on Proprietary Trading and Certain Interests in, and Relationships With, Hedge Funds and Private Equity Funds

Open Date: 7/17/2018
Closing Date: 9/17/2018
Extended Date: 10/17/2018
See also:
83 FR 45860 ,  9/11/2018  //  Open PDF Version PDF Version

DEPARTMENT OF TREASURY Office of the Comptroller of the Currency 12 CFR Part 44 [Docket No. OCC-2018-0010] RIN 1557-AE27; FEDERAL RESERVE SYSTEM 12 CFR Part 248 [Docket No. R-1608] RIN 7100-AF 06; FEDERAL DEPOSIT INSURANCE CORPORATION 12 CFR Part 351 RIN 3064-AE67; COMMODITY FUTURES TRADING COMMISSION 17 CFR Part 75 RIN 3038-AE72; SECURITIES AND EXCHANGE COMMISSION 17 CFR Part 255 [Release no. BHCA-3; File no. S7-14-18] RIN 3235-AM10 Extension of Comment Period for Proposed Revisions to Prohibitions and Restrictions on Proprietary Trading and Certain Interests in, and Relationships With, Hedge Funds and Private Equity Funds

10/17/2018

Proposed Rule  83 FR 45860  //  Open PDF Version PDF Version

DEPARTMENT OF TREASURY Office of the Comptroller of the Currency 12 CFR Part 44 [Docket No. OCC-2018-0010] RIN 1557-AE27; FEDERAL RESERVE SYSTEM 12 CFR Part 248 [Docket No. R-1608] RIN 7100-AF 06; FEDERAL DEPOSIT INSURANCE CORPORATION 12 CFR Part 351 RIN 3064-AE67; COMMODITY FUTURES TRADING COMMISSION 17 CFR Part 75 RIN 3038-AE72; SECURITIES AND EXCHANGE COMMISSION 17 CFR Part 255 [Release no. BHCA-3; File no. S7-14-18] RIN 3235-AM10 Extension of Comment Period for Proposed Revisions to Prohibitions and Restrictions on Proprietary Trading and Certain Interests in, and Relationships With, Hedge Funds and Private Equity Funds

Open Date: 9/11/2018
Closing Date: 10/17/2018
See also:
83 FR 33432 ,  7/17/2018  //  Open PDF Version PDF Version

Department of Treasury Office of the Comptroller of the Currency 12 CFR Part 44 [Docket No. OCC-2018-0010] RIN 1557-AE27; Federal Reserve System 12 CFR Part 248 [Docket No. R-1608] RIN 7100-AF 06; Federal Deposit Insurance Corporation 12 CFR Part 351 RIN 3064-AE67; Securities and Exchange Commission 17 CFR Part 255 [Release no. BHCA-3; File no. S7-14-18] RIN 3235-AM10; Commodity Futures Trading Commission 17 CFR Part 75 RIN 3038-AE72 Proposed Revisions to Prohibitions and Restrictions on Proprietary Trading and Certain Interests in, and Relationships With, Hedge Funds and Private Equity Funds

10/22/2018

Public Information Collection  83 FR 47608  //  Open PDF Version PDF Version

Agency Information Collection Activities Under OMB Review

Open Date: 9/20/2018
Closing Date: 10/22/2018
10/29/2018

Proposed Rule  83 FR 44001  //  Open PDF Version PDF Version

17 CFR Part 50 Amendments to Clearing Exemption for Swaps Entered Into by Certain Bank Holding Companies, Savings and Loan Holding Companies, and Community Development Financial Institutions

Open Date: 8/29/2018
Closing Date: 10/29/2018