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Public Comments

VIEW UPCOMING & RECENT EVENTS

Deadline
Comment Description
1/3/2017

Public Information Collection  81 FR 76333  //  Open PDF Version PDF Version

Agency Information Collection Activities: Practice by Former Members and Employees of the Commission

Open Date: 11/2/2016
Closing Date: 1/3/2017
 
1/24/2017

Public Information Collection  81 FR 85209  //  Open PDF Version PDF Version

Agency Information Collection Activities: Comment Request--Proposal To Amend Collection 3038-0005: Instructions to CFTC Form CPO-PQR

Open Date: 11/25/2016
Closing Date: 1/24/2017
 
2/9/2017

Public Information Collection  82 FR 2963  //  Open PDF Version PDF Version

Agency Information Collection Activities Under OMB Review

Open Date: 1/10/2017
Closing Date: 2/9/2017
 
2/27/2017

Public Information Collection  82 FR 8514  //  Open PDF Version PDF Version

Agency Information Collection Activities Under OMB Review

Open Date: 1/26/2017
Closing Date: 2/27/2017
 
2/28/2017

Proposed Rule  81 FR 96704  //  Open PDF Version PDF Version

17 CFR Parts 1, 15, 17, 19, 37, 38, 140, 150 and 151 Position Limits for Derivatives

Open Date: 12/30/2016
Closing Date: 2/28/2017
 
See also:
78 FR 76787 //  Open PDF Version PDF Version

17 CFR Parts 1, 15, 17, 19, 32, 37, 38, 140 and 150 Position Limits for Derivatives

79 FR 30762 ,  5/29/2014  //  Open PDF Version PDF Version

17 CFR Parts 1, 15, 17, 19, 32, 37, 38, 140, and 150 Position Limits for Derivatives and Aggregation of Positions

79 FR 37973 ,  7/3/2014  //  Open PDF Version PDF Version

17 CFR Parts 1, 15, 17, 19, 32, 37, 38, 140, and 150 Position Limits for Derivatives and Aggregation of Positions

79 FR 71973 ,  12/9/2014  //  Open PDF Version PDF Version

17 CFR Parts 1, 15, 17, 19, 32, 37, 38, 140, and 150 Position Limits for Derivatives and Aggregation of Positions

80 FR 200 ,  1/5/2015  //  Open PDF Version PDF Version

17 CFR Parts 1, 15, 17, 19, 32, 37, 38, 140, and 150 Position Limits for Derivatives and Aggregation of Positions

80 FR 10022 ,  2/25/2015  //  Open PDF Version PDF Version

17 CFR Parts 1, 15, 17, 19, 32, 37, 38, 140, and 150 Position Limits for Derivatives and Aggregation of Positions

81 FR 38458 ,  6/13/2016  //  Open PDF Version PDF Version

17 CFR Parts 37, 38, and 150 Position Limits for Derivatives: Certain Exemptions and Guidance

3/20/2017

Proposed Rule  82 FR 6356  //  Open PDF Version PDF Version

17 CFR Parts 1 and 23 Recordkeeping

Open Date: 1/19/2017
Closing Date: 3/20/2017
 
3/24/2017

Proposed Rule  82 FR 7738  //  Open PDF Version PDF Version

17 CFR Parts 3 and 9 Technical Amendments to Rules on Registration and Review of Exchange Disciplinary, Access Denial or Other Adverse Actions

Open Date: 1/23/2017
Closing Date: 3/24/2017
 
3/27/2017

Proposed Rule  82 FR 8369  //  Open PDF Version PDF Version

17 CFR Part 49 Proposed Amendments To Swap Data Access Provisions and Certain Other Matters

Open Date: 1/25/2017
Closing Date: 3/27/2017
 
5/1/2017

Proposed Rule  81 FR 85334  //  Open PDF Version PDF Version

17 CFR Parts 1, 38, 40, and 170 Regulation Automated Trading

Open Date: 11/25/2016
Closing Date: 1/24/2017
Extended Date: 5/1/2017
 
See also:
80 FR 78824 ,  12/17/2015  //  Open PDF Version PDF Version

17 CFR Parts 1, 38, 40, and 170 Regulation Automated Trading

82 FR 8502 //  Open PDF Version PDF Version

17 CFR Parts 1, 38, 40, and 170 Regulation Automated Trading

5/8/2017

Public Information Collection  82 FR 12944  //  Open PDF Version PDF Version

Agency Information Collection Activities: Notice of Intent To Renew Collection 3038-0103, Ownership and Control Reports, Forms 102/102S, 40/40S, and 71 (Trader and Account Identification Reports)

Open Date: 3/8/2017
Closing Date: 5/8/2017
 
5/15/2017

Proposed Rule  81 FR 91252  //  Open PDF Version PDF Version

17 CFR Parts 1, 23, and 140 Capital Requirements of Swap Dealers and Major Swap Participants

Open Date: 12/16/2016
Closing Date: 3/16/2017
Extended Date: 5/15/2017
 
See also:
82 FR 13971 //  Open PDF Version PDF Version

17 CFR Parts 1, 23, and 40 Capital Requirements of Swap Dealers and Major Swap Participants