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Public Comments

VIEW UPCOMING & RECENT EVENTS

Deadline
Comment Description
1/3/2017

Public Information Collection  81 FR 76333  //  Open PDF Version PDF Version

Agency Information Collection Activities: Practice by Former Members and Employees of the Commission

Open Date: 11/2/2016
Closing Date: 1/3/2017
1/24/2017

Public Information Collection  81 FR 85209  //  Open PDF Version PDF Version

Agency Information Collection Activities: Comment Request--Proposal To Amend Collection 3038-0005: Instructions to CFTC Form CPO-PQR

Open Date: 11/25/2016
Closing Date: 1/24/2017
2/9/2017

Public Information Collection  82 FR 2963  //  Open PDF Version PDF Version

Agency Information Collection Activities Under OMB Review

Open Date: 1/10/2017
Closing Date: 2/9/2017
2/27/2017

Public Information Collection  82 FR 8514  //  Open PDF Version PDF Version

Agency Information Collection Activities Under OMB Review

Open Date: 1/26/2017
Closing Date: 2/27/2017
2/28/2017

Proposed Rule  81 FR 96704  //  Open PDF Version PDF Version

17 CFR Parts 1, 15, 17, 19, 37, 38, 140, 150 and 151 Position Limits for Derivatives

Open Date: 12/30/2016
Closing Date: 2/28/2017
See also:
78 FR 76787 //  Open PDF Version PDF Version

17 CFR Parts 1, 15, 17, 19, 32, 37, 38, 140 and 150 Position Limits for Derivatives

79 FR 30762 ,  5/29/2014  //  Open PDF Version PDF Version

17 CFR Parts 1, 15, 17, 19, 32, 37, 38, 140, and 150 Position Limits for Derivatives and Aggregation of Positions

79 FR 37973 ,  7/3/2014  //  Open PDF Version PDF Version

17 CFR Parts 1, 15, 17, 19, 32, 37, 38, 140, and 150 Position Limits for Derivatives and Aggregation of Positions

79 FR 71973 ,  12/9/2014  //  Open PDF Version PDF Version

17 CFR Parts 1, 15, 17, 19, 32, 37, 38, 140, and 150 Position Limits for Derivatives and Aggregation of Positions

80 FR 200 ,  1/5/2015  //  Open PDF Version PDF Version

17 CFR Parts 1, 15, 17, 19, 32, 37, 38, 140, and 150 Position Limits for Derivatives and Aggregation of Positions

80 FR 10022 ,  2/25/2015  //  Open PDF Version PDF Version

17 CFR Parts 1, 15, 17, 19, 32, 37, 38, 140, and 150 Position Limits for Derivatives and Aggregation of Positions

81 FR 38458 ,  6/13/2016  //  Open PDF Version PDF Version

17 CFR Parts 37, 38, and 150 Position Limits for Derivatives: Certain Exemptions and Guidance

3/20/2017

Proposed Rule  82 FR 6356  //  Open PDF Version PDF Version

17 CFR Parts 1 and 23 Recordkeeping

Open Date: 1/19/2017
Closing Date: 3/20/2017
3/24/2017

Proposed Rule  82 FR 7738  //  Open PDF Version PDF Version

17 CFR Parts 3 and 9 Technical Amendments to Rules on Registration and Review of Exchange Disciplinary, Access Denial or Other Adverse Actions

Open Date: 1/23/2017
Closing Date: 3/24/2017
3/27/2017

Proposed Rule  82 FR 8369  //  Open PDF Version PDF Version

17 CFR Part 49 Proposed Amendments To Swap Data Access Provisions and Certain Other Matters

Open Date: 1/25/2017
Closing Date: 3/27/2017
4/28/2017

Industry Filing  IF 17-001

CFTC Seeks Public Comment on Request from CME for Order Permitting Commingling of Funds in Connection with Futures and Foreign Futures Contracts Listed on the Dubai Mercantile Exchange Limited

The CFTC is requesting public comment on a petition submitted by CME for an order pursuant to Section 4d of the Commodity Exchange Act (CEA). Comments regarding the request should be submitted on or before April 28, 2017.

Open Date: 4/14/2017
Closing Date: 4/28/2017
5/1/2017

Proposed Rule  81 FR 85334  //  Open PDF Version PDF Version

17 CFR Parts 1, 38, 40, and 170 Regulation Automated Trading

Open Date: 11/25/2016
Closing Date: 1/24/2017
Extended Date: 5/1/2017
See also:
80 FR 78824 ,  12/17/2015  //  Open PDF Version PDF Version

17 CFR Parts 1, 38, 40, and 170 Regulation Automated Trading

82 FR 8502 //  Open PDF Version PDF Version

17 CFR Parts 1, 38, 40, and 170 Regulation Automated Trading

5/2/2017

Orders and Other Announcements  82 FR 15332  //  Open PDF Version PDF Version

Market Risk Advisory Committee

Open Date: 3/28/2017
Closing Date: 5/2/2017
5/8/2017

Public Information Collection  82 FR 12944  //  Open PDF Version PDF Version

Agency Information Collection Activities: Notice of Intent To Renew Collection 3038-0103, Ownership and Control Reports, Forms 102/102S, 40/40S, and 71 (Trader and Account Identification Reports)

Open Date: 3/8/2017
Closing Date: 5/8/2017
5/9/2017

Industry Filing  17-002

Request by Nodal Clear, LLC to Amend DCO Registration Order

Request to amend order of registration as a DCO to provide clearing services for physically settled futures and options on futures.

Open Date: 4/25/2017
Closing Date: 5/9/2017
5/11/2017

Public Information Collection  82 FR 17413  //  Open PDF Version PDF Version

Agency Information Collection Activities Under OMB Review

Open Date: 4/11/2017
Closing Date: 5/11/2017
5/15/2017

Proposed Rule  81 FR 91252  //  Open PDF Version PDF Version

17 CFR Parts 1, 23, and 140 Capital Requirements of Swap Dealers and Major Swap Participants

Open Date: 12/16/2016
Closing Date: 3/16/2017
Extended Date: 5/15/2017
See also:
82 FR 13971 //  Open PDF Version PDF Version

17 CFR Parts 1, 23, and 40 Capital Requirements of Swap Dealers and Major Swap Participants

5/30/2017

Public Information Collection  82 FR 15514  //  Open PDF Version PDF Version

Agency Information Collection Activities: Notice of Intent To Extend Collection 3038-0049: Procedural Requirements for Requests for Interpretative, No-Action, and Exemptive Letters

Open Date: 3/29/2017
Closing Date: 5/30/2017
6/20/2017

Public Information Collection  82 FR 18744  //  Open PDF Version PDF Version

Agency Information Collection Activities: Notice of Intent To Renew Collection 3038-0070, Real-Time Public Reporting and Block Trade

Open Date: 4/21/2017
Closing Date: 6/20/2017
6/23/2017

Public Information Collection  82 FR 18900  //  Open PDF Version PDF Version

Agency Information Collection Activities: Notice of Intent To Renew Collection Number 3038-0091, Disclosure and Retention of Certain Information Relating to Cleared Swaps Customer Collateral

Open Date: 4/24/2017
Closing Date: 6/23/2017
6/27/2017

Public Information Collection  82 FR 19663  //  Open PDF Version PDF Version

Agency Information Collection Activities: Proposed Collection Revision, Comment Request: Adoption of Revised Registration Form 8-R and Cancellation of Form 3-R

Open Date: 4/28/2017
Closing Date: 6/27/2017
7/7/2017

Proposed Rule  82 FR 21330  //  Open PDF Version PDF Version

17 CFR Part 3 Chief Compliance Officer Duties and Annual Report Requirements for Futures Commission Merchants, Swap Dealers, and Major Swap Participants; Amendments

Open Date: 5/8/2017
Closing Date: 7/7/2017
7/11/2017

Public Information Collection  82 FR 22118  //  Open PDF Version PDF Version

Agency Information Collection Activities: Notice of Intent To Renew Collection Number 3038-0075, Protection of Collateral of Counterparties to Uncleared Swaps; Treatment of Securities in a Portfolio Margining Account in a Commodity Broker Bankruptcy

Open Date: 5/12/2017
Closing Date: 7/11/2017