Public Comments

Public Information Collection  81 FR 76333  //   PDF Version

Agency Information Collection Activities: Practice by Former Members and Employees of the Commission

Public Information Collection  81 FR 85209  //   PDF Version

Agency Information Collection Activities: Comment Request--Proposal To Amend Collection 3038-0005: Instructions to CFTC Form CPO-PQR

Public Information Collection  82 FR 2963  //   PDF Version

Agency Information Collection Activities Under OMB Review

Public Information Collection  82 FR 8514  //   PDF Version

Agency Information Collection Activities Under OMB Review

Proposed Rule  81 FR 96704  //   PDF Version

17 CFR Parts 1, 15, 17, 19, 37, 38, 140, 150 and 151 Position Limits for Derivatives

78 FR 76787 ,  12/19/2013  //   PDF Version

17 CFR Parts 1, 15, 17, 19, 32, 37, 38, 140 and 150 Position Limits for Derivatives

79 FR 30762 ,  5/29/2014  //   PDF Version

17 CFR Parts 1, 15, 17, 19, 32, 37, 38, 140, and 150 Position Limits for Derivatives and Aggregation of Positions

79 FR 37973 ,  7/3/2014  //   PDF Version

17 CFR Parts 1, 15, 17, 19, 32, 37, 38, 140, and 150 Position Limits for Derivatives and Aggregation of Positions

79 FR 71973 ,  12/9/2014  //   PDF Version

17 CFR Parts 1, 15, 17, 19, 32, 37, 38, 140, and 150 Position Limits for Derivatives and Aggregation of Positions

80 FR 200 ,  1/5/2015  //   PDF Version

17 CFR Parts 1, 15, 17, 19, 32, 37, 38, 140, and 150 Position Limits for Derivatives and Aggregation of Positions

80 FR 10022 ,  2/25/2015  //   PDF Version

17 CFR Parts 1, 15, 17, 19, 32, 37, 38, 140, and 150 Position Limits for Derivatives and Aggregation of Positions

81 FR 38458 ,  6/13/2016  //   PDF Version

17 CFR Parts 37, 38, and 150 Position Limits for Derivatives: Certain Exemptions and Guidance

Proposed Rule  82 FR 6356  //   PDF Version

17 CFR Parts 1 and 23 Recordkeeping

82 FR 24479 ,  5/30/2017  //   PDF Version

17 CFR Parts 1 and 23 Recordkeeping

Proposed Rule  82 FR 7738  //   PDF Version

17 CFR Parts 3 and 9 Technical Amendments to Rules on Registration and Review of Exchange Disciplinary, Access Denial or Other Adverse Actions

Proposed Rule  82 FR 8369  //   PDF Version

17 CFR Part 49 Proposed Amendments To Swap Data Access Provisions and Certain Other Matters

83 FR 27410 ,  6/12/2018  //   PDF Version

17 CFR Part 49 Amendments to the Swap Data Access Provisions of Part 49 and Certain Other Matters

Industry Filing  IF 17-001

CFTC Seeks Public Comment on Request from CME for Order Permitting Commingling of Funds in Connection with Futures and Foreign Futures Contracts Listed on the Dubai Mercantile Exchange Limited

The CFTC is requesting public comment on a petition submitted by CME for an order pursuant to Section 4d of the Commodity Exchange Act (CEA). Comments regarding the request should be submitted on or before April 28, 2017.

Proposed Rule  81 FR 85334  //   PDF Version

17 CFR Parts 1, 38, 40, and 170 Regulation Automated Trading

80 FR 78824 ,  12/17/2015  //   PDF Version

17 CFR Parts 1, 38, 40, and 170 Regulation Automated Trading

82 FR 8502 ,  1/26/2017  //   PDF Version

17 CFR Parts 1, 38, 40, and 170 Regulation Automated Trading

85 FR 42755 ,  7/15/2020  //   PDF Version

17 CFR Parts 1, 38, 40, and 170 Regulation Automated Trading; Withdrawal

Orders and Other Announcements  82 FR 15332  //   PDF Version

Market Risk Advisory Committee

Public Information Collection  82 FR 12944  //   PDF Version

Agency Information Collection Activities: Notice of Intent To Renew Collection 3038-0103, Ownership and Control Reports, Forms 102/102S, 40/40S, and 71 (Trader and Account Identification Reports)

Industry Filing  17-002

Request by Nodal Clear, LLC to Amend DCO Registration Order

Request to amend order of registration as a DCO to provide clearing services for physically settled futures and options on futures.

Public Information Collection  82 FR 17413  //   PDF Version

Agency Information Collection Activities Under OMB Review

Proposed Rule  81 FR 91252  //   PDF Version

17 CFR Parts 1, 23, and 140 Capital Requirements of Swap Dealers and Major Swap Participants

82 FR 13971 ,  3/16/2017  //   PDF Version

17 CFR Parts 1, 23, and 40 Capital Requirements of Swap Dealers and Major Swap Participants

85 FR 57562 ,  9/15/2020  //   PDF Version

17 CFR Parts 1, 23, and 140 Capital Requirements of Swap Dealers and Major Swap Participants

Public Information Collection  82 FR 15514  //   PDF Version

Agency Information Collection Activities: Notice of Intent To Extend Collection 3038-0049: Procedural Requirements for Requests for Interpretative, No-Action, and Exemptive Letters

Public Information Collection  82 FR 18744  //   PDF Version

Agency Information Collection Activities: Notice of Intent To Renew Collection 3038-0070, Real-Time Public Reporting and Block Trade

Public Information Collection  82 FR 18900  //   PDF Version

Agency Information Collection Activities: Notice of Intent To Renew Collection Number 3038-0091, Disclosure and Retention of Certain Information Relating to Cleared Swaps Customer Collateral

Public Information Collection  82 FR 19663  //   PDF Version

Agency Information Collection Activities: Proposed Collection Revision, Comment Request: Adoption of Revised Registration Form 8-R and Cancellation of Form 3-R

Orders and Other Announcements  82 FR 25246  //   PDF Version

Market Risk Advisory Committee

Public Information Collection  82 FR 24955  //   PDF Version

Agency Information Collection Activities Under OMB Review

Proposed Rule  82 FR 21330  //   PDF Version

17 CFR Part 3 Chief Compliance Officer Duties and Annual Report Requirements for Futures Commission Merchants, Swap Dealers, and Major Swap Participants; Amendments

83 FR 43510 ,  8/27/2018  //   PDF Version

17 CFR Part 3 Chief Compliance Officer Duties and Annual Report Requirements for Futures Commission Merchants, Swap Dealers, and Major Swap Participants

Public Information Collection  82 FR 22118  //   PDF Version

Agency Information Collection Activities: Notice of Intent To Renew Collection Number 3038-0075, Protection of Collateral of Counterparties to Uncleared Swaps; Treatment of Securities in a Portfolio Margining Account in a Commodity Broker Bankruptcy

Public Information Collection  82 FR 24688  //   PDF Version

Agency Information Collection Activities: Extension of Information Collections Under the Dodd-Frank Act

Public Information Collection  82 FR 32345  //   PDF Version

Agency Information Collection Activities Under OMB Review

Public Information Collection  82 FR 33069  //   PDF Version

Agency Information Collection Activities Under OMB Review

Final Rule  82 FR 28001  //   PDF Version

17 CFR Part 145 Revisions to Freedom of Information Act Regulations

Public Information Collection  82 FR 28050  //   PDF Version

Agency Information Collection Activities: Comment Request--Notice of Intent To Amend Collection 3038-0079: Conflicts of Interest Policies and Procedures by Swap Dealers and Major Swap Participants

General CFTC  Comments for DMO Swap Data Reporting Review  //   PDF Version

The Division of Market Oversight is seeking comments on a comprehensive review of the swap data reporting regulations found in Parts 43, 45, and 49 of the  CFTC’s Regulations. All comments must be received by August 21, 2017.

Public Information Collection  82 FR 34932  //   PDF Version

Agency Information Collection Activities Under OMB Review

Public Information Collection  82 FR 34933  //   PDF Version

Agency Information Collection Activities Under OMB Review

Public Information Collection  82 FR 35764  //   PDF Version

Agency Information Collection Activities Under OMB Review

Public Information Collection  82 FR 36384  //   PDF Version

Agency Information Collection Activities Relating to Security Futures Products

Public Information Collection  82 FR 43946  //   PDF Version

Agency Information Collection Activities Under OMB Review

Public Information Collection  82 FR 41614  //   PDF Version

Agency Information Collection Activities: Notice of Proposed Collection (3038-XXXX), Reparations Complaint, CFTC Form 30

Public Information Collection  82 FR 43527  //   PDF Version

Agency Information Collection Activities: Notice of Intent To Renew Collection Number 3038-0062, Off-Exchange Foreign Currency Transactions

Public Information Collection  82 FR 48496  //   PDF Version

Agency Information Collection Activities Under OMB Review

Public Information Collection  82 FR 52890  //   PDF Version

Agency Information Collection Activities Under OMB Review

Public Information Collection  82 FR 56221  //   PDF Version

Agency Information Collection Activities Under OMB Review

82 FR 57225 ,  12/4/2017  //   PDF Version

Agency Information Collection Activities: Notice of Intent To Renew Collection Number 3038-0062, Off-Exchange Foreign Currency Transactions; Correction