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Comments for Proposed Rule 75 FR 76666

Proposed Rule  75 FR 76666  //  Open PDF Version PDF Version

17 CFR Part 23 Reporting, Recordkeeping, and Daily Trading Records Requirements for Swap Dealers and Major Swap Participants

Open Date: 12/9/2010
Closing Date: 2/7/2011
Extended Date: 6/3/2011
See also:
76 FR 25274 ,  5/4/2011  //  Open PDF Version PDF Version

17 CFR Chapter I Reopening and Extension of Comment Periods for Rulemakings Implementing the Dodd-Frank Wall Street Reform and Consumer Protection Act

77 FR 20128 ,  4/3/2012  //  Open PDF Version PDF Version

17 CFR Parts 1, 3, and 23 Swap Dealer and Major Swap Participant Recordkeeping, Reporting, and Duties Rules; Futures Commission Merchant and Introducing Broker Conflicts of Interest Rules; and Chief Compliance Officer Rules for Swap Dealers, Major Swap Participants, and Futures Commission Merchants

79 FR 41126 ,  7/15/2014  //  Open PDF Version PDF Version

17 CFR Part 23 Swap Dealer and Major Swap Participant Recordkeeping, Reporting, and Duties Rules; Futures Commission Merchant and Introducing Broker Conflicts of Interest Rules; and Chief Compliance Officer Rules for Swap Dealers, Major Swap Participants, and Futures Commission Merchants; Correction

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 51 items in 6 pages
06/02/201176 FR 25274ChrisYoungISDA
06/01/201176 FR 25274KyleBrandonFIA FSR IIB IRI ISDA SIFMA U.S. Chamber of Commerce
05/18/201175 FR 76666ChrisBarnard 
05/05/201175 FR 76666TheodoreParadiseThe Bank of Tokyo-Mitsubishi UFJ, Ltd. Mizuho Corporate Bank, Ltd. Sumitomo Mitsui Banking Corporation
05/05/201175 FR 76666TheodoreParadiseThe Bank of Tokyo-Mitsubishi UFJ, Ltd. Mizuho Corporate Bank, Ltd. Sumitomo Mitsui Banking Corporation
05/04/201175 FR 76666KyleBrandonFutures Industry Association Financial Services Forum International Swaps and Derivatives Association Securities Industry and Financial Markets Association
04/12/201175 FR 76666Ex ParteCommunicationBlackRock
04/12/201175 FR 76666JoanneMederoBlackRock
04/08/201175 FR 76666Ex ParteCommunicationRabobank


Davis Polk
03/31/201175 FR 76666Ex ParteCommunicationWorking Group of Commercial Energy Firms