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Comments for Proposed Rule 75 FR 63732

Proposed Rule  75 FR 63732  //  Open PDF Version PDF Version

17 CFR Parts 1, 37, 38, 39, and 40 Requirements for Derivatives Clearing Organizations, Designated Contract Markets, and Swap Execution Facilities Regarding the Mitigation of Conflicts of Interest

Open Date: 10/18/2010
Closing Date: 11/17/2010
Extended Date: 6/3/2011
See also:
76 FR 722 ,  1/6/2011  //  Open PDF Version PDF Version

17 CFR Parts 1, 37, 38, 39, and 40 Governance Requirements for Derivatives Clearing Organizations, Designated Contract Markets, and Swap Execution Facilities; Additional Requirements Regarding the Mitigation of Conflicts of Interest

76 FR 25274 ,  5/4/2011  //  Open PDF Version PDF Version

17 CFR Chapter I Reopening and Extension of Comment Periods for Rulemakings Implementing the Dodd-Frank Wall Street Reform and Consumer Protection Act

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 1139 items in 114 pages
11/15/201075 FR 63732DanielOsbornCal Berkeley Democrats, President
11/15/201075 FR 63732RaquelSimentalSecretary, Women Democrats of Sacramento County
11/15/201075 FR 63732RaeleneBrownSecretary-Treasurer, Stanislaus-Tuolomne County Central Labor Council
11/15/201075 FR 63732ShelleyKesslerExecutive Secretary-Treasurer, San Mateo County Central Labor Council
11/15/201075 FR 63732Ex ParteCommunicationJohn S. Willan, Goldman Sachs & Co. Prasad Chalasany, Goldman Sachs & Co. Kenneth M. Connolly, Goldman Sachs & Co. Oliver Frankel, Goldman Sachs & Co. Michael C. Dawley, Goldman Sachs & Co.
11/15/201075 FR 63732RobertHubbardCommittee on Capital Markets Regulation
11/16/201075 FR 63732StevenKirkpatrickFull Sail Management, LLC
11/16/201075 FR 63732RichardMcVeyMarketAxess Holdings Inc.
11/16/201075 FR 63732RichardPragerBlackRock
11/16/201075 FR 63732LarryThompsonThe Depository Trust & Clearing Corporation (DTCC)