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Comments for Proposed Rule 81 FR 96704

Proposed Rule  81 FR 96704  //  Open PDF Version PDF Version

17 CFR Parts 1, 15, 17, 19, 37, 38, 140, 150 and 151 Position Limits for Derivatives

Open Date: 12/30/2016
Closing Date: 2/28/2017
See also:
78 FR 76787 ,  12/19/2013  //  Open PDF Version PDF Version

17 CFR Parts 1, 15, 17, 19, 32, 37, 38, 140 and 150 Position Limits for Derivatives

79 FR 30762 ,  5/29/2014  //  Open PDF Version PDF Version

17 CFR Parts 1, 15, 17, 19, 32, 37, 38, 140, and 150 Position Limits for Derivatives and Aggregation of Positions

79 FR 37973 ,  7/3/2014  //  Open PDF Version PDF Version

17 CFR Parts 1, 15, 17, 19, 32, 37, 38, 140, and 150 Position Limits for Derivatives and Aggregation of Positions

79 FR 71973 ,  12/9/2014  //  Open PDF Version PDF Version

17 CFR Parts 1, 15, 17, 19, 32, 37, 38, 140, and 150 Position Limits for Derivatives and Aggregation of Positions

80 FR 200 ,  1/5/2015  //  Open PDF Version PDF Version

17 CFR Parts 1, 15, 17, 19, 32, 37, 38, 140, and 150 Position Limits for Derivatives and Aggregation of Positions

80 FR 10022 ,  2/25/2015  //  Open PDF Version PDF Version

17 CFR Parts 1, 15, 17, 19, 32, 37, 38, 140, and 150 Position Limits for Derivatives and Aggregation of Positions

81 FR 38458 ,  6/13/2016  //  Open PDF Version PDF Version

17 CFR Parts 37, 38, and 150 Position Limits for Derivatives: Certain Exemptions and Guidance

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 472 items in 10 pages
11/30/201680 FR 10022Ex ParteCommunicationThe Andersons Inc.; Wells Fargo Securities LLC; Bunge North America Inc.; Team Marketing Alliance; CGB Enterprises; Perdue Agribusiness; Archer Daniels Midland Co. and National Grain and Feed Association
02/23/201781 FR 96704StevenKennedyInternational Swaps and Derivatives Association, Inc. (ISDA)
02/28/201781 FR 96704DavidPerlmanThe Coalition of Physical Energy Companies (COPE)
02/28/201781 FR 96704DennisKelleherBetter Markets Inc.
02/28/201781 FR 96704SherriStonePetroleum Marketers Association of America (“PMAA”) and the New England Fuel Institute (“NEFI”)
02/28/201781 FR 96704NadiaZakirPacific Investment Management Company LLC ("PIMCO")
02/28/201781 FR 96704KathleenCroninCME Group Inc.
02/28/201781 FR 96704JenniferHanMFA, SIFMA AMG, AIMA
02/28/201781 FR 96704EdwardGallagherDairy Farmers of America
02/28/201781 FR 96704LopaParikhEdison Electric Institute
02/28/201781 FR 96704GregWhalleyCopperwood Asset Management LP
02/28/201781 FR 96704KaraDuttaIntercontinental Exchange
02/28/201781 FR 96704SusanGallantICE Futures U.S., Inc.
02/28/201781 FR 96704ChuckConnerNational Council of Farmer Cooperatives
02/28/201781 FR 96704EmilySpottMinneapolis Grain Exchange, Inc.
02/28/201781 FR 96704MichaelSweeneyEversheds Sutherland (US) LLP on behalf of The Commercial Energy Working Group and The Commodity Markets Council
02/28/201781 FR 96704NathanEndrudNatural Gas Supply Association (NGSA)
02/28/201781 FR 96704StevenBunkinCastleton Commodities International, LLC
02/28/201781 FR 96704MarkBemisArcher Daniels Midland Company
02/28/201781 FR 96704WaltLukkenFutures Industry Association
02/28/201781 FR 96704ToddKempNational Grain and Feed Association
02/28/201781 FR 96704StephenComstockAmerican Petroleum Institute
02/28/201781 FR 96704ToddKempNational Grain and Feed Association
02/28/201781 FR 96704PeterVitalianoNational Milk Producers Federation
02/28/201781 FR 96704MarcusStanleyAmericans for Financial Reform
02/28/201781 FR 96704BrendanKalbAQR Capital Management, LLC
02/28/201781 FR 96704PhillipLookadooInternational Energy Credit Association
02/28/201781 FR 96704SusanBerglesAmerican Gas Association
02/28/201781 FR 96704SteveSuppanInstitute for Agriculture and Trade Policy
03/22/201781 FR 96704Ex ParteCommunicationCopperwood Asset Management
09/14/201781 FR 96704Ex ParteCommunicationThe Andersons, Wells Fargo Securities, Bunge North America, Advance Trading, The Scoular Co., J.D. Heiskell & Co., COFCO Intl., Lansing Trade Group, COFCO Intl. and NGFA
09/27/201781 FR 96704Ex ParteCommunicationChicago Mercantile Exchange (CME)
11/01/201781 FR 96704Ex ParteCommunicationOlam
11/29/201781 FR 96704Ex ParteCommunicationICE
11/30/201781 FR 96704Ex ParteCommunicationMFA
01/11/201881 FR 96704Ex ParteCommunicationICE
01/16/201881 FR 96704Ex ParteCommunicationCapitol Counsel LLC
01/17/201881 FR 96704Ex ParteCommunicationNFP Electric Associations
01/19/201881 FR 96704Ex ParteCommunicationCME
01/24/201881 FR 96704Ex ParteCommunicationGoldman Sachs
02/22/201881 FR 96704Ex ParteCommunicationICE
04/10/201881 FR 96704Ex ParteCommunicationNodal
04/11/201881 FR 96704Ex ParteCommunicationFIA
04/25/201881 FR 96704Ex ParteCommunicationPIMCO
05/18/201881 FR 96704Ex ParteCommunicationCommercial Energy Working Group
05/24/201881 FR 96704Ex ParteCommunicationSullivan and Cromwell and Copperwood Asset Management
05/24/201881 FR 96704Ex ParteCommunicationICE
05/30/201881 FR 96704Ex ParteCommunicationCargill
05/31/201881 FR 96704Ex ParteCommunicationCME
07/11/201881 FR 96704Ex ParteCommunicationPIMCO