navigation menu button
Follow Us:
Font Size: AAA // Print // Bookmark

Comments for General CFTC CFTC Requesting Comment Period on Swap Dealer De Minimis Exception Preliminary Report

General CFTC  CFTC Requesting Comment Period on Swap Dealer De Minimis Exception Preliminary Report

Staff from the Division of Swap Dealer and Intermediary Oversight and the Office of the Chief Economist of the U.S. Commodity Futures Trading Commission (CFTC or Commission) issued a Preliminary Report regarding the swap dealer de minimis exception. Under CFTC rules, market participants who exceed $8 billion in gross notional swap dealing activity over a twelve-month period are required to register with the Commission as swap dealers during the phase-in period currently in effect. This phase-in period is scheduled to end, and the threshold will fall, to $3 billion in December 2017, unless the Commission takes action to amend the de minimis exception.

In the interest of ensuring that the Commission has as much information and data as practicable for purposes of its consideration with respect to the de minimis exception, the Preliminary Report will be open for public comment for 60 days after publication on the Commission’s website. Comments on the Preliminary Report may be submitted electronically through the Commission’s Comments Online process.

Open Date: 11/18/2015
Closing Date: 1/19/2016
Basic SearchAdvanced Search
  •  
  •  
Date ReceivedReleaseFirst NameLast NameOrganizationEdit
Data pager
Data pager
First PagePrevious Page
123
Next PageLast Page
Page size:
PageSizeComboBox
select
 30 items in 3 pages
11/19/2015CFTC Requesting Comment Period on Swap Dealer De Minimis Exception Preliminary ReportSheilaBailey-Waddellnone
11/24/2015CFTC Requesting Comment Period on Swap Dealer De Minimis Exception Preliminary ReportTracyScrogginsKeith waring who is my former financial advisor registered with cadaret grant.More than likely assigned a broker to make transactions in my name
12/24/2015CFTC Requesting Comment Period on Swap Dealer De Minimis Exception Preliminary ReportJefferyMooreN/A
01/06/2016CFTC Requesting Comment Period on Swap Dealer De Minimis Exception Preliminary ReportBambangRiyantoWORLD BALON
01/13/2016CFTC Requesting Comment Period on Swap Dealer De Minimis Exception Preliminary ReportScottWarmanM&T Bank
01/14/2016CFTC Requesting Comment Period on Swap Dealer De Minimis Exception Preliminary ReportShigeruMizugakiDaiwa Securities Co. Ltd.
01/15/2016CFTC Requesting Comment Period on Swap Dealer De Minimis Exception Preliminary ReportLopaParikhEdison Electric Institute
01/15/2016CFTC Requesting Comment Period on Swap Dealer De Minimis Exception Preliminary ReportKevinBattehCommodity Markets Council
01/16/2016CFTC Requesting Comment Period on Swap Dealer De Minimis Exception Preliminary ReportRemediosHernandezDisabled Retired RN and a home taken by Wells Fargo Guam and GTE Capital and HUD not ensuring that they have a certified housing counseling program.
01/18/2016CFTC Requesting Comment Period on Swap Dealer De Minimis Exception Preliminary ReportCynthiaCrossWestern Union Business Solutions (USA), LLC Custom House USA, LLC