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Orders and Other Announcements

Date
Orders and Other Announcements
11/27/2020

85 FR 76035  //  Open PDF Version PDF Version

Global Markets Advisory Committee; Meeting

Closing Date: 12/24/2020
11/27/2020

85 FR 76036  //  Open PDF Version PDF Version

Technology Advisory Committee

Closing Date: 12/21/2020
11/24/2020

85 FR 74861  //  Open PDF Version PDF Version

Foreign Futures and Options Transactions

Effective Date: Tuesday, November 24, 2020
11/24/2020

85 FR 74864  //  Open PDF Version PDF Version

Foreign Futures and Options Transactions

Effective Date: Tuesday, November 24, 2020
11/24/2020

85 FR 74867  //  Open PDF Version PDF Version

Foreign Futures and Options Transactions

Effective Date: Tuesday, November 24, 2020
11/24/2020

85 FR 74869  //  Open PDF Version PDF Version

Foreign Futures and Options Transactions

Effective Date: Tuesday, November 24, 2020
11/24/2020

85 FR 74872  //  Open PDF Version PDF Version

Foreign Futures and Options Transactions

Effective Date: Tuesday, November 24, 2020
10/14/2020

85 FR 65030  //  Open PDF Version PDF Version

Public Availability of Fiscal Year 2018 Service Contract Inventory

9/29/2020

85 FR 60980  //  Open PDF Version PDF Version

Request for Nominations for a Subcommittee Under the Agricultural Advisory Committee

9/25/2020

85 FR 60355  //  Open PDF Version PDF Version

Department of Treasury Office of the Comptroller of the Currency 12 CFR Part 44 [Docket No. OCC-2020-0002] RIN 1557-AE67; Federal Reserve System 12 CFR Part 248 [Docket No. R-1694] RIN 7100-AF70; Federal Deposit Insurance Corporation 12 CFR Part 351 RIN 3064-AF17; Commodity Futures Trading Commission 17 CFR Part 75 RIN 3038-AE93; Securities and Exchange Commission 17 CFR Part 255 [Release no. BHCA-9A; File no. S7-02-20] RIN 3235-AM70 Prohibitions and Restrictions on Proprietary Trading and Certain Interests in, and Relationships With, Hedge Funds and Private Equity Funds; Correction

Effective Date: Thursday, October 1, 2020
See also:
85 FR 12120 ,  2/28/2020  //  Open PDF Version PDF Version

Department of the Treasury Office of the Comptroller of the Currency 12 CFR Part 44 [Docket No. OCC-2020-0002] RIN 1557-AE67; Federal Reserve System 12 CFR Part 248 [Docket No. R-1694] RIN 7100-AF70; Federal Deposit Insurance Corporation 12 CFR Part 351 RIN 3064-AF17; Commodity Futures Trading Commission 17 CFR Part 75 RIN 3038-AE93; Securities and Exchange Commission 17 CFR Part 255 [Release No. BHCA-8; File No. S7-02-20] RIN 3235-AM70 Prohibitions and Restrictions on Proprietary Trading and Certain Interests in, and Relationships With, Hedge Funds and Private Equity Funds

85 FR 46422 ,  7/31/2020  //  Open PDF Version PDF Version

Department of Treasury Office of the Comptroller of the Currency 12 CFR Part 44 [Docket No. OCC-2020-0002] RIN 1557-AE67; Federal Reserve System 12 CFR Part 248 [Docket No. R-1694] RIN 7100-AF70; Federal Deposit Insurance Corporation 12 CFR Part 351 RIN 3064-AF17; Commodity Futures Trading Commission 17 CFR Part 75 RIN 3038-AE93; Securities and Exchange Commission 17 CFR Part 255 [Release No. BHCA-9; File No. S7-02-20] RIN 3235-AM70 Prohibitions and Restrictions on Proprietary Trading and Certain Interests in, and Relationships With, Hedge Funds and Private Equity Funds

9/22/2020

85 FR 59516  //  Open PDF Version PDF Version

Renewal of the Technology Advisory Committee

9/16/2020

85 FR 57837  //  Open PDF Version PDF Version

Renewal of the Global Markets Advisory Committee

9/8/2020

85 FR 55434  //  Open PDF Version PDF Version

Agricultural Advisory Committee

Closing Date: 10/8/2020
8/31/2020

85 FR 53798  //  Open PDF Version PDF Version

Renewal of the Agricultural Advisory Committee

7/15/2020

85 FR 42755  //  Open PDF Version PDF Version

17 CFR Parts 1, 38, 40, and 170 Regulation Automated Trading; Withdrawal

See also:
80 FR 78824 ,  12/17/2015  //  Open PDF Version PDF Version

17 CFR Parts 1, 38, 40, and 170 Regulation Automated Trading

81 FR 85334 ,  11/25/2016  //  Open PDF Version PDF Version

17 CFR Parts 1, 38, 40, and 170 Regulation Automated Trading

82 FR 8502 ,  1/26/2017  //  Open PDF Version PDF Version

17 CFR Parts 1, 38, 40, and 170 Regulation Automated Trading

7/6/2020

85 FR 40266  //  Open PDF Version PDF Version

Market Risk Advisory Committee

Closing Date: 7/28/2020
6/29/2020

85 FR 38869  //  Open PDF Version PDF Version

Technology Advisory Committee

Closing Date: 7/23/2020
6/24/2020

85 FR 37880  //  Open PDF Version PDF Version

Adoption of Revised Registration Form 8-R

5/19/2020

85 FR 29935  //  Open PDF Version PDF Version

CFTC 2020-2024 Strategic Plan

Closing Date: 6/18/2020
5/5/2020

85 FR 26672  //  Open PDF Version PDF Version

Renewal of the Market Risk Advisory Committee

4/23/2020

85 FR 22690  //  Open PDF Version PDF Version

17 CFR Chapter I Extension of Currently Open Comment Periods for Rulemakings in Response to the COVID-19 Pandemic

See also:
84 FR 21044 ,  5/13/2019  //  Open PDF Version PDF Version

17 CFR Parts 23, 43, 45, and 49 Certain Swap Data Repository and Data Reporting Requirements

85 FR 11596 ,  2/27/2020  //  Open PDF Version PDF Version

17 CFR Parts 1, 15, 17, 19, 40, 140, 150 and 151 Position Limits for Derivatives

85 FR 9407 ,  2/19/2020  //  Open PDF Version PDF Version

17 CFR Parts 36, 37, and 43 Swap Execution Facility Requirements and Real-Time Reporting Requirements

85 FR 21516 ,  4/17/2020  //  Open PDF Version PDF Version

17 CFR Part 43  Amendments to the Real-Time Public Reporting Requirements

85 FR 21578 ,  4/17/2020  //  Open PDF Version PDF Version

17 CFR Parts 45, 46, and 49 Amendments to the Swap Data Recordkeeping and Reporting Requirements

86 FR 3236 ,  1/14/2021  //  Open PDF Version PDF Version

17 CFR Parts 1, 15, 17, 19, 40, 140, 150 and 151 Position Limits for Derivatives

4/23/2020

85 FR 22724  //  Open PDF Version PDF Version

Global Markets Advisory Committee

Closing Date: 5/26/2020
4/21/2020

85 FR 22151  //  Open PDF Version PDF Version

Agricultural Advisory Committee Meeting

Closing Date: 5/1/2020
4/20/2020

85 FR 21840  //  Open PDF Version PDF Version

Climate-Related Market Risk Subcommittee Under the Market Risk
Advisory Committee; Correction

Closing Date: 5/14/2020
See also:
85 FR 20678 ,  4/14/2020  //  Open PDF Version PDF Version

Climate-Related Market Risk Subcommittee Under the Market Risk
Advisory Committee

4/20/2020

85 FR 21840  //  Open PDF Version PDF Version

Energy and Environmental Markets Advisory Committee

Closing Date: 5/14/2020
4/17/2020

85 FR 21339  //  Open PDF Version PDF Version

17 CFR Parts 23, 43, 45, and 49 Certain Swap Data Repository and Data Reporting Requirements

See also:
84 FR 21044 ,  5/13/2019  //  Open PDF Version PDF Version

17 CFR Parts 23, 43, 45, and 49 Certain Swap Data Repository and Data Reporting Requirements

84 FR 35847 ,  7/25/2019  //  Open PDF Version PDF Version

17 CFR Parts 23, 43, 45, and 49 Certain Swap Data Repository and Data Reporting Requirements; Extension of Comment Period

84 FR 57831 ,  10/29/2019  //  Open PDF Version PDF Version

17 CFR Parts 23, 43, 45, and 49 Certain Swap Data Repository and Data Reporting Requirements

4/14/2020

85 FR 20678  //  Open PDF Version PDF Version

Climate-Related Market Risk Subcommittee Under the Market Risk
Advisory Committee

Closing Date: 5/14/2020
See also:
85 FR 21840 ,  4/20/2020  //  Open PDF Version PDF Version

Climate-Related Market Risk Subcommittee Under the Market Risk
Advisory Committee; Correction

3/6/2020

85 FR 13147  //  Open PDF Version PDF Version

Energy and Environmental Markets Advisory Committee

Closing Date: 3/31/2020
2/11/2020

85 FR 7735  //  Open PDF Version PDF Version

Technology Advisory Committee

Closing Date: 3/4/2020