Orders and Other Announcements
Date
Orders and Other Announcements
12/9/2010
75 FR 76705
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PDF Version
Joint Public Roundtable on Issues Related to Capital and Margin Requirements for Swaps and Security-Based Swaps
9/13/2010
75 FR 55574
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PDF Version
Commodity Futures Trading Commission Securities and Exchange Commission Joint Public Roundtable on Swap Execution Facilities and Security-Based Swap Execution Facilities
9/13/2010
75 FR 55575
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PDF Version
Commodity Futures Trading Commission Securities and Exchange Commission Joint Public Roundtable To Discuss Data for Swaps and Security- Based Swaps, Swap Data Repositories, Security-Based Swap Data Repositories, and Real-Time Public Reporting
9/10/2010
75 FR 55310
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PDF Version
Performance of Registration Functions by National Futures Association With Respect to Retail Foreign Exchange Dealers and Associated Persons
9/9/2010
75 FR 54802
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PDF Version
17 CFR Part 16 Account Ownership and Control Report; Notice of Public Meeting
See also:
8/26/2010
75 FR 52512
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PDF Version
Acceptance of Public Submissions on the Wall Street Reform and Consumer Protection Act and the Rulemakings That Will Be Proposed by the Commission
8/19/2010
75 FR 51305
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PDF Version
Commodity Futures Trading Commission Securities and Exchange Commission Joint Public Roundtable on Governance and Conflicts of Interest in the Clearing and Listing of Swaps and Security-Based Swaps
8/17/2010
75 FR 50718
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PDF Version
17 CFR Part 1 Acknowledgment Letters for Customer Funds and Secured Amount Funds; Correction
See also:
75 FR 47738
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8/9/2010
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PDF Version
17 CFR Parts 1, 30 and 140 Acknowledgment Letters for Customer Funds and Secured Amount Funds
6/21/2010
75 FR 34983
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PDF Version
Order (1) Pursuant to Section 4(c) of the Commodity Exchange Act, Permitting the Kansas City Board of Trade Clearing Corporation To Clear Over-the-Counter Wheat Calendar Swaps and (2) Pursuant to Section 4d of the Commodity Exchange Act, Permitting Cust
5/21/2010
75 FR 28667
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PDF Version
Notice of meeting of Joint CFTC-SEC Advisory Committee on Emerging Regulatory Issues will hold a public meeting on Monday, May 24, 2010. The aenda for the meeting includes: (i) Opening remarks; (ii) the introduction of Committee members, (iii) discussion
1/21/2010
75 FR 3371
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PDF Version
17 CFR Part 12 Commission Guidance Concerning the Rules of Practice Relating to Reparations