85 FR 82313 // PDF Version
17 CFR Parts 36 and 37 Swap Execution Facility Requirements
17 CFR Part 37 Core Principles and Other Requirements for Swap Execution Facilities
17 CFR Parts 36, 37, and 43 Swap Execution Facility Requirements and Real-Time Reporting Requirements
17 CFR Part 43 Real-Time Public Reporting Requirements
85 FR 78718 // PDF Version
17 CFR Part 3 Exemption From Registration for Certain Foreign Intermediaries
17 CFR Part 3 Exemption From Registration for Certain Foreign Persons
17 CFR Part 4 Registration and Compliance Requirements for Commodity Pool Operators and Commodity Trading Advisors
17 CFR Part 3 Exemption From Registration for Certain Foreign Persons Acting as Commodity Pool Operators of Offshore Commodity Pools
85 FR 76428 // PDF Version
17 CFR Part 50 Swap Clearing Requirement Exemptions
17 CFR Part 50 Amendments to Clearing Exemption for Swaps Entered Into by Certain Bank Holding Companies, Savings and Loan Holding Companies, and Community Development Financial Institutions
85 FR 75422 // PDF Version
17 CFR Part 43 Amendments to the Real-Time Public Reporting Requirements
85 FR 75503 // PDF Version
17 CFR Parts 45, 46, and 49 Swap Data Recordkeeping and Reporting Requirements
17 CFR Parts 45, 46, and 49 Amendments to the Swap Data Recordkeeping and Reporting Requirements
17 CFR Part 23 Reporting, Recordkeeping, Daily Trading Records, and Swap Documentation Requirements for Swap Dealers and Major Swap Participants; Corrections
85 FR 75601 // PDF Version
17 CFR Parts 43, 45, and 49 Certain Swap Data Repository and Data Reporting Requirements
17 CFR Parts 23, 43, 45, and 49 Certain Swap Data Repository and Data Reporting Requirements
85 FR 75112 // PDF Version
Commodity Futures Trading Commission 17 CFR Part 41; Securities and Exchange Commission 17 CFR Part 242; Customer Margin Rules Relating to Security Futures
Commodity Futures Trading Commission 17 CFR Part 41 Securities and Exchange Commission 17 CFR Part 242
85 FR 71772 // PDF Version
17 CFR Part 4 Compliance Requirements for Commodity Pool Operators on Form CPO-PQR
17 CFR Part 4 Amendments to Compliance Requirements for Commodity Pool Operators on Form CPO-PQR
85 FR 71246 // PDF Version
17 CFR Part 23 Margin Requirements for Uncleared Swaps for Swap Dealers and Major Swap Participants
85 FR 69498 // PDF Version
17 CFR Part 23 Cross-Border Application of the Registration Thresholds and Certain Requirements Applicable to Swap Dealers and Major Swap Participants; Correction
17 CFR Part 23 Cross-Border Application of the Registration Thresholds and Certain Requirements Applicable to Swap Dealers and Major Swap Participants; Proposed Rule
17 CFR Part 23 Cross-Border Application of the Registration Thresholds and Certain Requirements Applicable to Swap Dealers and Major Swap Participants
85 FR 67160 // PDF Version
17 CFR Parts 39 and 140 Registration With Alternative Compliance for Non-U.S. Derivatives Clearing Organizations
85 FR 57562 // PDF Version
17 CFR Parts 1, 23, and 140 Capital Requirements of Swap Dealers and Major Swap Participants
17 CFR Parts 1, 23, and 40 Capital Requirements of Swap Dealers and Major Swap Participants
85 FR 56924 // PDF Version
85 FR 46422 // PDF Version
Department of Treasury Office of the Comptroller of the Currency 12 CFR Part 44 [Docket No. OCC-2020-0002] RIN 1557-AE67; Federal Reserve System 12 CFR Part 248 [Docket No. R-1694] RIN 7100-AF70; Federal Deposit Insurance Corporation 12 CFR Part 351 RIN 3064-AF17; Commodity Futures Trading Commission 17 CFR Part 75 RIN 3038-AE93; Securities and Exchange Commission 17 CFR Part 255 [Release No. BHCA-9; File No. S7-02-20] RIN 3235-AM70 Prohibitions and Restrictions on Proprietary Trading and Certain Interests in, and Relationships With, Hedge Funds and Private Equity Funds
Department of the Treasury Office of the Comptroller of the Currency 12 CFR Part 44 [Docket No. OCC-2020-0002] RIN 1557-AE67; Federal Reserve System 12 CFR Part 248 [Docket No. R-1694] RIN 7100-AF70; Federal Deposit Insurance Corporation 12 CFR Part 351 RIN 3064-AF17; Commodity Futures Trading Commission 17 CFR Part 75 RIN 3038-AE93; Securities and Exchange Commission 17 CFR Part 255 [Release No. BHCA-8; File No. S7-02-20] RIN 3235-AM70 Prohibitions and Restrictions on Proprietary Trading and Certain Interests in, and Relationships With, Hedge Funds and Private Equity Funds
Department of Treasury Office of the Comptroller of the Currency 12 CFR Part 44 [Docket No. OCC-2020-0002] RIN 1557-AE67; Federal Reserve System 12 CFR Part 248 [Docket No. R-1694] RIN 7100-AF70; Federal Deposit Insurance Corporation 12 CFR Part 351 RIN 3064-AF17; Commodity Futures Trading Commission 17 CFR Part 75 RIN 3038-AE93; Securities and Exchange Commission 17 CFR Part 255 [Release no. BHCA-9A; File no. S7-02-20] RIN 3235-AM70 Prohibitions and Restrictions on Proprietary Trading and Certain Interests in, and Relationships With, Hedge Funds and Private Equity Funds; Correction
85 FR 44693 // PDF Version
17 CFR Part 37 Post-Trade Name Give-Up on Swap Execution Facilities
17 CFR Chapter I Post-Trade Name Give-Up on Swap Execution Facilities
17 CFR Chapter 1 Post-Trade Name Give-Up on Swap Execution Facilities
85 FR 44170 // PDF Version
17 CFR Part 50 Exemption From the Swap Clearing Requirement for Certain Affiliated Entities--Alternative Compliance Frameworks for Anti-Evasionary Measures
85 FR 41346 // PDF Version
85 FR 40877 // PDF Version
17 CFR Part 4 Registration and Compliance Requirements for Commodity Pool Operators and Commodity Trading advisors: Prohibiting Exemptions on Behalf of Persons Subject to Certain Statutory Disqualifications
17 CFR Part 4 Registration and Compliance Requirements for Commodity Pool Operators and Commodity Trading Advisors: Registered Investment Companies, Business Development Companies, and Definition of Reporting Person
85 FR 37734 // PDF Version
17 CFR Part 1 Retail Commodity Transactions Involving Certain Digital Assets
85 FR 35805 // PDF Version
17 CFR Part 39 Derivatives Clearing Organization General Provisions and Core Principles
17 CFR Parts 1, 39, and 140 Derivatives Clearing Organization General Provisions and Core Principles
85 FR 29611 // PDF Version
17 CFR Part 160 Privacy of Consumer Financial Information
85 FR 27674 // PDF Version
85 FR 19878 // PDF Version
85 FR 15359 // PDF Version
17 CFR Part 30 Foreign Futures and Options Transactions
85 FR 4800 // PDF Version
85 FR 1747 // PDF Version
17 CFR Part 143 Annual Adjustment of Civil Monetary Penalties To Reflect Inflation--2020
