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Final Rules

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Date

Final Rules

12/16/2016

81 FR 91454 // PDF Version

17 CFR Part 150 Aggregation of Positions

Effective Date: Tuesday, February 14, 2017

See also:

78 FR 68946 , 11/15/2013 //

PDF Version

17 CFR Part 150 Aggregation of Positions

79 FR 2394 , 1/14/2014 //

PDF Version

17 CFR Part 150 Aggregation of Positions

79 FR 3547 , 1/22/2014 //

PDF Version

17 CFR Part 150 Aggregation of Positions; Correction

79 FR 30762 , 5/29/2014 //

PDF Version

17 CFR Parts 1, 15, 17, 19, 32, 37, 38, 140, and 150 Position Limits for Derivatives and Aggregation of Positions

79 FR 37973 , 7/3/2014 //

PDF Version

17 CFR Parts 1, 15, 17, 19, 32, 37, 38, 140, and 150 Position Limits for Derivatives and Aggregation of Positions

79 FR 71973 , 12/9/2014 //

PDF Version

17 CFR Parts 1, 15, 17, 19, 32, 37, 38, 140, and 150 Position Limits for Derivatives and Aggregation of Positions

80 FR 200 , 1/5/2015 //

PDF Version

17 CFR Parts 1, 15, 17, 19, 32, 37, 38, 140, and 150 Position Limits for Derivatives and Aggregation of Positions

80 FR 10022 , 2/25/2015 //

PDF Version

17 CFR Parts 1, 15, 17, 19, 32, 37, 38, 140, and 150 Position Limits for Derivatives and Aggregation of Positions

80 FR 15699 , 2/25/2015 //

PDF Version

17 CFR Parts 1, 15, 17, 19, 32, 37, 38, 140, and 150 Position Limits for Derivatives and Aggregation of Positions; Correction

80 FR 58365 , 9/29/2015 //

PDF Version

17 CFR Part 150 Aggregation of Positions

11/25/2016

81 FR 85147 // PDF Version

17 CFR Part 4 Commodity Pool Operator Financial Reports

Effective Date: Tuesday, December 27, 2016

See also:

81 FR 51828 , 8/5/2016 //

PDF Version

17 CFR Part 4 Commodity Pool Operator Annual Report

11/16/2016

81 FR 80563 // PDF Version

17 CFR Part 3 Chief Compliance Officer Annual Report Requirements for Futures Commission Merchants, Swap Dealers, and Major Swap Participants; Amendments to Filing Dates

Effective Date: Wednesday, November 16, 2016

See also:

81 FR 53343 , 8/12/2016 //

PDF Version

17 CFR Part 3 Chief Compliance Officer Annual Report Requirements for Futures Commission Merchants, Swap Dealers, and Major Swap Participants; Amendments to Filing Dates

10/14/2016

81 FR 71202 // PDF Version

17 CFR Part 50 Clearing Requirement Determination Under Section 2(h) of the Commodity Exchange Act for Interest Rate Swaps

Effective Date: Tuesday, December 13, 2016

See also:

81 FR 39506 , 6/16/2016 //

PDF Version

17 CFR Part 50 Clearing Requirement Determination Under Section 2(h) of the CEA for Interest Rate Swaps

9/19/2016

81 FR 64272 // PDF Version

17 CFR Parts 37, 38, and 49 System Safeguards Testing Requirements

Effective Date: Monday, September 19, 2016

See also:

80 FR 80139 , 12/23/2015 //

PDF Version

17 CFR Parts 37, 38, and 49 System Safeguards Testing Requirements

9/19/2016

81 FR 64322 // PDF Version

17 CFR Part 39 System Safeguards Testing Requirements for Derivatives Clearing Organizations

Effective Date: Monday, September 19, 2016

See also:

80 FR 80113 , 12/23/2015 //

PDF Version

17 CFR Part 39 System Safeguards Testing Requirements for Derivatives Clearing Organizations

8/12/2016

81 FR 53266 // PDF Version

17 CFR Part 1 Written Acknowledgment of Customer Funds From Federal Reserve Banks

Effective Date: Friday, August 12, 2016

See also:

81 FR 35337 , 6/2/2016 //

PDF Version

Notice of Proposed Order and Request for Comment on a Proposal To Exempt, Pursuant to the Authority in Section 4(c) of the Commodity Exchange Act, the Federal Reserve Banks From Sections 4d and 22 of the Commodity Exchange Act

6/27/2016

81 FR 41435 // PDF Version

17 CFR Part 143 Adjustment of Civil Monetary Penalties for Inflation

Effective Date: Monday, August 1, 2016

6/27/2016

81 FR 41736 // PDF Version

17 CFR Part 45 Amendments to Swap Data Recordkeeping and Reporting Requirements for Cleared Swaps

Effective Date: Wednesday, July 27, 2016

See also:

80 FR 52544 , 8/31/2015 //

PDF Version

17 CFR Part 45 Amendments to Swap Data Recordkeeping and Reporting Requirements for Cleared Swaps

5/31/2016

81 FR 34818 // PDF Version

17 CFR Part 23 Margin Requirements for Uncleared Swaps for Swap Dealers and Major Swap Participants--Cross-Border Application of the Margin Requirements

Effective Date: Monday, August 1, 2016

See also:

81 FR 636 , 1/6/2016 //

PDF Version

Invitation for Comment on Interim Final Rule - 17 CFR 23.150(b) - Margin Requirements for Uncleared Swaps for Swap Dealers and Major Swap Participants

5/6/2016

81 FR 27309 // PDF Version

17 CFR Part 23 Definitions of ``Portfolio Reconciliation'' and ``Material Terms'' for Purposes of Swap Portfolio Reconciliation

Effective Date: Friday, May 6, 2016

See also:

80 FR 57129 , 9/22/2015 //

PDF Version

17 CFR Part 23 Proposal To Amend the Definition of ``Material Terms'' for Purposes of Swap Portfolio Reconciliation

4/1/2016

81 FR 18743 // PDF Version

17 CFR Part 3 Alternative to Fingerprinting Requirement for Foreign Natural Persons

Effective Date: Monday, May 2, 2016

See also:

81 FR 1359 , 1/12/2016 //

PDF Version

17 CFR Part 3 Alternative to Fingerprinting Requirement for Foreign Natural Persons

3/21/2016

81 FR 14966 // PDF Version

17 CFR Part 32 Trade Options

Effective Date: Monday, March 21, 2016

See also:

80 FR 26200 , 5/7/2015 //

PDF Version

17 CFR Part 32 Trade Options

1/6/2016

81 FR 636 // PDF Version

17 CFR Parts 23 and 140 Margin Requirements for Uncleared Swaps for Swap Dealers and Major Swap Participants

Effective Date: Friday, April 1, 2016

See also:

76 FR 23732 , 4/28/2011 //

PDF Version

17 CFR Part 23 Margin Requirements for Uncleared Swaps for Swap Dealers and Major Swap Participants

76 FR 27621 , 5/12/2011 //

PDF Version

17 CFR Part 23 Margin Requirements for Uncleared Swaps for Swap Dealers and Major Swap Participants

77 FR 41109 , 7/12/2012 //

PDF Version

17 CFR Part 23 Margin Requirements for Uncleared Swaps for Swap Dealers and Major Swap Participants

79 FR 59898 , 10/3/2014 //

PDF Version

17 CFR Parts 23 and 140 Margin Requirements for Uncleared Swaps for Swap Dealers and Major Swap Participants

80 FR 41376 , 7/14/2015 //

PDF Version

17 CFR Part 23 Margin Requirements for Uncleared Swaps for Swap Dealers and Major Swap Participants--Cross-Border Application of the Margin Requirements

81 FR 636 , 1/6/2016 //

PDF Version

Invitation for Comment on Interim Final Rule - 17 CFR 23.150(b) - Margin Requirements for Uncleared Swaps for Swap Dealers and Major Swap Participants

81 FR 34818 , 5/31/2016 //

PDF Version

17 CFR Part 23 Margin Requirements for Uncleared Swaps for Swap Dealers and Major Swap Participants--Cross-Border Application of the Margin Requirements

82 FR 56169 , 11/28/2017 //

PDF Version

17 CFR Part 23 Margin Requirements for Uncleared Swaps for Swap Dealers and Major Swap Participants; Correction

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