http://www.cftc.gov/ This feed provides a friendly RSS for the CFTC's Comments Online system. en-us Copyright © CFTC 2013 Sun, 19 May 2013 15:21:49 GMT Sun, 19 May 2013 15:21:49 GMT 20 http://www.cftc.gov/LawRegulation/FederalRegister/ProposedRules/e9-18853.html http://www.cftc.gov/LawRegulation/FederalRegister/ProposedRules/e9-18853.html Proposed Rule Thu, 13 Aug 2009 00:00:00 GMT 17 CFR Part 190 Account Class<br /><br /><div style="float: right;"> <a href="http://comments.cftc.gov/PublicComments/CommentList.aspx?id=769" ><img src="../content/images/button_view_comments.png" border="0p"/></div> http://www.cftc.gov/LawRegulation/FederalRegister/ProposedRules/e9-20024.html http://www.cftc.gov/LawRegulation/FederalRegister/ProposedRules/e9-20024.html Proposed Rule Thu, 20 Aug 2009 00:00:00 GMT Notice of Intent, Pursuant to the Authority in Section 2(h)(7) of the Commodity Exchange Act and Commission Rule 36.3(c)(3), To Undertake a Determination Whether the Carbon Financial Instrument Contract Offered for Trading on the Chicago Climate Exchange, Inc., Performs a Significant Price Discovery Function<br /><br /><div style="float: right;"> <a href="http://comments.cftc.gov/PublicComments/CommentList.aspx?id=770" ><img src="../content/images/button_view_comments.png" border="0p"/></div> http://www.cftc.gov/LawRegulation/FederalRegister/ProposedRules/e9-23965.html http://www.cftc.gov/LawRegulation/FederalRegister/ProposedRules/e9-23965.html Proposed Rule Tue, 06 Oct 2009 00:00:00 GMT Notice of Intent, Pursuant to the Authority in Section 2(h)(7) of the Commodity Exchange Act and Commission Rule 36.3(c)(3), To Undertake a Determination Whether the SP-15 Financial Day-Ahead LMP Peak Contract; SP-15 Financial Day-Ahead LMP Peak Daily Contract; SP-15 Financial Day-Ahead LMP Off-Peak Daily Contract; SP-15 Financial Swap Real Time LMP--Peak Daily Contract; SP-15 Financial Day-Ahead LMP Off-Peak Contract; NP-15 Financial Day-Ahead LMP Peak Daily Contract; and NP-15 Financial Day-Ahead LMP Off-Peak Daily Contract, Offered for Trading on the IntercontinentalExchange, Inc., Perform Significant Price Discovery Functions<br /><br /><div style="float: right;"> <a href="http://comments.cftc.gov/PublicComments/CommentList.aspx?id=771" ><img src="../content/images/button_view_comments.png" border="0p"/></div> http://www.cftc.gov/LawRegulation/FederalRegister/ProposedRules/e9-23966.html http://www.cftc.gov/LawRegulation/FederalRegister/ProposedRules/e9-23966.html Proposed Rule Tue, 06 Oct 2009 00:00:00 GMT Notice of Intent, Pursuant to the Authority in Section 2(h)(7) of the Commodity Exchange Act and Commission Rule 36.3(c)(3), To Undertake a Determination Whether the Mid-C Financial Peak Contract; Mid-C Financial Peak Daily Contract; Mid-C Financial Off-Peak Contract; and Mid-C Financial Off-Peak Daily Contract, Offered for Trading on the IntercontinentalExchange, Inc., Perform Significant Price Discovery Functions<br /><br /><div style="float: right;"> <a href="http://comments.cftc.gov/PublicComments/CommentList.aspx?id=772" ><img src="../content/images/button_view_comments.png" border="0p"/></div> http://www.cftc.gov/LawRegulation/FederalRegister/ProposedRules/e9-24376.html http://www.cftc.gov/LawRegulation/FederalRegister/ProposedRules/e9-24376.html Proposed Rule Fri, 09 Oct 2009 00:00:00 GMT Notice of Intent, Pursuant to the Authority in Section 2(h)(7) of the Commodity Exchange Act and Commission Rule 36.3(c)(3), To Undertake a Determination Whether the Zone 6-NY Financial Basis Contract, Offered for Trading on the IntercontinentalExchange, Inc., Performs a Significant Price Discovery Function<br /><br /><div style="float: right;"> <a href="http://comments.cftc.gov/PublicComments/CommentList.aspx?id=773" ><img src="../content/images/button_view_comments.png" border="0p"/></div> http://www.cftc.gov/LawRegulation/FederalRegister/ProposedRules/e9-24377.html http://www.cftc.gov/LawRegulation/FederalRegister/ProposedRules/e9-24377.html Proposed Rule Fri, 09 Oct 2009 00:00:00 GMT Notice of Intent, Pursuant to the Authority in Section 2(h)(7) of the Commodity Exchange Act and Commission Rule 36.3(c)(3), To Undertake a Determination Whether the TCO Financial Basis Contract, Offered for Trading on the IntercontinentalExchange, Inc., Performs a Significant Price Discovery Function<br /><br /><div style="float: right;"> <a href="http://comments.cftc.gov/PublicComments/CommentList.aspx?id=774" ><img src="../content/images/button_view_comments.png" border="0p"/></div> http://www.cftc.gov/LawRegulation/FederalRegister/ProposedRules/e9-24378.html http://www.cftc.gov/LawRegulation/FederalRegister/ProposedRules/e9-24378.html Proposed Rule Fri, 09 Oct 2009 00:00:00 GMT Notice of Intent, Pursuant to the Authority in Section 2(h)(7) of the Commodity Exchange Act and Commission Rule 36.3(c)(3), To Undertake a Determination Whether the TETCO-M3 Financial Basis Contract, Offered for Trading on the IntercontinentalExchange, Inc., Performs a Significant Price Discovery Function<br /><br /><div style="float: right;"> <a href="http://comments.cftc.gov/PublicComments/CommentList.aspx?id=775" ><img src="../content/images/button_view_comments.png" border="0p"/></div> http://www.cftc.gov/LawRegulation/FederalRegister/ProposedRules/e9-24379.html http://www.cftc.gov/LawRegulation/FederalRegister/ProposedRules/e9-24379.html Proposed Rule Fri, 09 Oct 2009 00:00:00 GMT Notice of Intent, Pursuant to the Authority in Section 2(h)(7) of the Commodity Exchange Act and Commission Rule 36.3(c)(3), To Undertake a Determination Whether the Chicago Financial Basis Contract, Offered for Trading on the IntercontinentalExchange, Inc., Performs a Significant Price Discovery Function<br /><br /><div style="float: right;"> <a href="http://comments.cftc.gov/PublicComments/CommentList.aspx?id=776" ><img src="../content/images/button_view_comments.png" border="0p"/></div> http://www.cftc.gov/LawRegulation/FederalRegister/ProposedRules/e9-24380.html http://www.cftc.gov/LawRegulation/FederalRegister/ProposedRules/e9-24380.html Proposed Rule Fri, 09 Oct 2009 00:00:00 GMT Notice of Intent, Pursuant to the Authority in Section 2(h)(7) of the Commodity Exchange Act and Commission Rule 36.3(c)(3), to Undertake a Determination Whether the San Juan Financial Basis Contract, Offered for Trading on the IntercontinentalExchange, Inc., Performs a Significant Price Discovery Function<br /><br /><div style="float: right;"> <a href="http://comments.cftc.gov/PublicComments/CommentList.aspx?id=777" ><img src="../content/images/button_view_comments.png" border="0p"/></div> http://www.cftc.gov/LawRegulation/FederalRegister/ProposedRules/e9-24381.html http://www.cftc.gov/LawRegulation/FederalRegister/ProposedRules/e9-24381.html Proposed Rule Fri, 09 Oct 2009 00:00:00 GMT Notice of Intent, Pursuant to the Authority in Section 2(h)(7) of the Commodity Exchange Act and Commission Rule 36.3(c)(3), To Undertake a Determination Whether the AECO Financial Basis Contract, Offered for Trading on the Intercontinental Exchange, Inc., Performs a Significant Price Discovery Function<br /><br /><div style="float: right;"> <a href="http://comments.cftc.gov/PublicComments/CommentList.aspx?id=778" ><img src="../content/images/button_view_comments.png" border="0p"/></div> http://www.cftc.gov/LawRegulation/FederalRegister/ProposedRules/e9-24382.html http://www.cftc.gov/LawRegulation/FederalRegister/ProposedRules/e9-24382.html Proposed Rule Fri, 09 Oct 2009 00:00:00 GMT Notice of Intent, Pursuant to the Authority in Section 2(h)(7) of the Commodity Exchange Act and Commission Rule 36.3(c)(3), To Undertake a Determination Whether the Dominion-South Financial Basis Contract, Offered for Trading on the IntercontinentalExchange, Inc., Performs a Significant Price Discovery Function<br /><br /><div style="float: right;"> <a href="http://comments.cftc.gov/PublicComments/CommentList.aspx?id=779" ><img src="../content/images/button_view_comments.png" border="0p"/></div> http://www.cftc.gov/LawRegulation/FederalRegister/ProposedRules/e9-24383.html http://www.cftc.gov/LawRegulation/FederalRegister/ProposedRules/e9-24383.html Proposed Rule Fri, 09 Oct 2009 00:00:00 GMT Notice of Intent, Pursuant to the Authority in Section 2(h)(7) of the Commodity Exchange Act and Commission Rule 36.3(c)(3), To Undertake a Determination Whether the Permian Financial Basis Contract, Offered for Trading on the IntercontinentalExchange, Inc., Performs a Significant Price Discovery Function<br /><br /><div style="float: right;"> <a href="http://comments.cftc.gov/PublicComments/CommentList.aspx?id=780" ><img src="../content/images/button_view_comments.png" border="0p"/></div> http://www.cftc.gov/LawRegulation/FederalRegister/ProposedRules/e9-24384.html http://www.cftc.gov/LawRegulation/FederalRegister/ProposedRules/e9-24384.html Proposed Rule Fri, 09 Oct 2009 00:00:00 GMT Notice of Intent, Pursuant to the Authority in Section 2(h)(7) of the Commodity Exchange Act and Commission Rule 36.3(c)(3), To Undertake a Determination Whether the Malin Financial Basis Contract, Offered for Trading on the IntercontinentalExchange, Inc., Performs a Significant Price Discovery Function<br /><br /><div style="float: right;"> <a href="http://comments.cftc.gov/PublicComments/CommentList.aspx?id=781" ><img src="../content/images/button_view_comments.png" border="0p"/></div> http://www.cftc.gov/LawRegulation/FederalRegister/ProposedRules/e9-24385.html http://www.cftc.gov/LawRegulation/FederalRegister/ProposedRules/e9-24385.html Proposed Rule Fri, 09 Oct 2009 00:00:00 GMT Notice of Intent, Pursuant to the Authority in Section 2(h)(7) of the Commodity Exchange Act and Commission Rule 36.3(c)(3), To Undertake a Determination Whether the Waha Financial Basis Contract, Offered for Trading on the IntercontinentalExchange, Inc., Performs a Significant Price Discovery Function<br /><br /><div style="float: right;"> <a href="http://comments.cftc.gov/PublicComments/CommentList.aspx?id=782" ><img src="../content/images/button_view_comments.png" border="0p"/></div> http://www.cftc.gov/LawRegulation/FederalRegister/ProposedRules/e9-24386.html http://www.cftc.gov/LawRegulation/FederalRegister/ProposedRules/e9-24386.html Proposed Rule Fri, 09 Oct 2009 00:00:00 GMT Notice of Intent, Pursuant to the Authority in Section 2(h)(7) of the Commodity Exchange Act and Commission Rule 36.3(c)(3), To Undertake a Determination Whether the NGPL TXOK Financial Basis Contract, Offered for Trading on the IntercontinentalExchange, Inc., Performs a Significant Price Discovery Function<br /><br /><div style="float: right;"> <a href="http://comments.cftc.gov/PublicComments/CommentList.aspx?id=783" ><img src="../content/images/button_view_comments.png" border="0p"/></div> http://www.cftc.gov/LawRegulation/FederalRegister/ProposedRules/e9-24388.html http://www.cftc.gov/LawRegulation/FederalRegister/ProposedRules/e9-24388.html Proposed Rule Fri, 09 Oct 2009 00:00:00 GMT Notice of Intent, Pursuant to the Authority in Section 2(h)(7) of the Commodity Exchange Act and Commission Rule 36.3(c)(3), to Undertake a Determination Whether the HSC Financial Basis Contract, Offered for Trading on the IntercontinentalExchange, Inc., Performs a Significant Price Discovery Function<br /><br /><div style="float: right;"> <a href="http://comments.cftc.gov/PublicComments/CommentList.aspx?id=784" ><img src="../content/images/button_view_comments.png" border="0p"/></div> http://www.cftc.gov/LawRegulation/FederalRegister/ProposedRules/e9-24390.html http://www.cftc.gov/LawRegulation/FederalRegister/ProposedRules/e9-24390.html Proposed Rule Fri, 09 Oct 2009 00:00:00 GMT Notice of Intent, Pursuant to the Authority in Section 2(h)(7) of the Commodity Exchange Act and Commission Rule 36.3(c)(3), To Undertake a Determination Whether the PG&E Citygate Financial Basis Contract, Offered for Trading on the IntercontinentalExchange, Inc., Performs a Significant Price Discovery Function<br /><br /><div style="float: right;"> <a href="http://comments.cftc.gov/PublicComments/CommentList.aspx?id=785" ><img src="../content/images/button_view_comments.png" border="0p"/></div> http://www.cftc.gov/LawRegulation/FederalRegister/ProposedRules/e9-25174.html http://www.cftc.gov/LawRegulation/FederalRegister/ProposedRules/e9-25174.html Proposed Rule Tue, 20 Oct 2009 00:00:00 GMT Notice of Intent, Pursuant to the Authority in Section 2(h)(7) of the Commodity Exchange Act and Commission Rule 36.3(c)(3), To Undertake a Determination Whether the Henry Financial Swing Contract; Henry Financial Basis Contract; and Henry Financial Index Contract, Offered for Trading on the IntercontinentalExchange, Inc., Perform Significant Price Discovery Functions<br /><br /><div style="float: right;"> <a href="http://comments.cftc.gov/PublicComments/CommentList.aspx?id=786" ><img src="../content/images/button_view_comments.png" border="0p"/></div> http://www.cftc.gov/LawRegulation/FederalRegister/ProposedRules/e9-25181.html http://www.cftc.gov/LawRegulation/FederalRegister/ProposedRules/e9-25181.html Proposed Rule Tue, 20 Oct 2009 00:00:00 GMT Notice of Intent, Pursuant to the Authority in Section 2(h)(7) of the Commodity Exchange Act and Commission Rule 36.3(c)(3), To Undertake a Determination Whether the Fuel Oil-180 Singapore Swap Contract, Offered for Trading on the IntercontinentalExchange, Inc., Performs a Significant Price Discovery Function<br /><br /><div style="float: right;"> <a href="http://comments.cftc.gov/PublicComments/CommentList.aspx?id=787" ><img src="../content/images/button_view_comments.png" border="0p"/></div> http://www.cftc.gov/LawRegulation/FederalRegister/ProposedRules/e9-25183.html http://www.cftc.gov/LawRegulation/FederalRegister/ProposedRules/e9-25183.html Proposed Rule Tue, 20 Oct 2009 00:00:00 GMT Notice of Intent, Pursuant to the Authority in Section 2(h)(7) of the Commodity Exchange Act and Commission Rule 36.3(c)(3), To Undertake a Determination Whether the (1) Phys, BS, LD1 (US/MM), AB-NIT Contract, et al., Offered for Trading on the Natural Gas Exchange, Inc., Perform Significant Price Discovery Functions<br /><br /><div style="float: right;"> <a href="http://comments.cftc.gov/PublicComments/CommentList.aspx?id=788" ><img src="../content/images/button_view_comments.png" border="0p"/></div> http://www.cftc.gov/LawRegulation/FederalRegister/ProposedRules/e9-25192.html http://www.cftc.gov/LawRegulation/FederalRegister/ProposedRules/e9-25192.html Proposed Rule Tue, 20 Oct 2009 00:00:00 GMT Notice of Intent, Pursuant to the Authority in Section 2(h)(7) of the Commodity Exchange Act and Commission Rule 36.3(c)(3), To Undertake a Determination Whether the Socal Border Financial Basis Contract, Offered for Trading on the IntercontinentalExchange, Inc., Performs a Significant Price Discovery Function<br /><br /><div style="float: right;"> <a href="http://comments.cftc.gov/PublicComments/CommentList.aspx?id=789" ><img src="../content/images/button_view_comments.png" border="0p"/></div> http://www.cftc.gov/LawRegulation/FederalRegister/ProposedRules/e9-25239.html http://www.cftc.gov/LawRegulation/FederalRegister/ProposedRules/e9-25239.html Proposed Rule Thu, 22 Oct 2009 00:00:00 GMT Notice of Intent, Pursuant to the Authority in Section 2(h)(7) of the Commodity Exchange Act and Commission Rule 36.3(c)(3), To Undertake a Determination Whether the NWP Rockies Financial Basis Contract, Offered for Trading on the IntercontinentalExchange, Inc., Performs a Significant Price Discovery Function<br /><br /><div style="float: right;"> <a href="http://comments.cftc.gov/PublicComments/CommentList.aspx?id=791" ><img src="../content/images/button_view_comments.png" border="0p"/></div> http://www.cftc.gov/LawRegulation/FederalRegister/ProposedRules/e9-25238.html http://www.cftc.gov/LawRegulation/FederalRegister/ProposedRules/e9-25238.html Proposed Rule Mon, 26 Oct 2009 00:00:00 GMT Notice of Intent, Pursuant to the Authority in Section 2(h)(7)of the Commodity Exchange Act and Commission Rule 36.3(c)(3), To Undertake a Determination Whether the PJM WH Real Time Peak Daily Contract; PJM WH Real Time Peak Contract; PJM WH Real Time Off-Peak Contract; PJM WH Day Ahead LMP Peak Daily Contract; and PJM WH Real Time Off-Peak Daily Contract, Offered for Trading on the IntercontinentalExchange, Inc., Perform Significant Price Discovery Functions<br /><br /><div style="float: right;"> <a href="http://comments.cftc.gov/PublicComments/CommentList.aspx?id=790" ><img src="../content/images/button_view_comments.png" border="0p"/></div> http://www.cftc.gov/LawRegulation/FederalRegister/ProposedRules/e9-27160.html http://www.cftc.gov/LawRegulation/FederalRegister/ProposedRules/e9-27160.html Proposed Rule Thu, 12 Nov 2009 00:00:00 GMT Notice of Intent To Undertake a Determination Whether the Mid-C Financial Peak Contract; Mid-C Financial Peak Daily Contract; Mid-C Financial Off-Peak Contract; and Mid-C Financial Off-Peak Daily Contract, Offered for Trading on the IntercontinentalExchange, Inc., Perform a Significant Price Discovery Function<br /><br /><div style="float: right;"> <a href="http://comments.cftc.gov/PublicComments/CommentList.aspx?id=792" ><img src="../content/images/button_view_comments.png" border="0p"/></div> http://www.cftc.gov/LawRegulation/FederalRegister/ProposedRules/e9-27162.html http://www.cftc.gov/LawRegulation/FederalRegister/ProposedRules/e9-27162.html Proposed Rule Thu, 12 Nov 2009 00:00:00 GMT Notice of Intent To Undertake a Determination Whether Various SP-15 Financial Day-Ahead Contracts Offered for Trading on the IntercontinentalExchange, Inc. Perform a Significant Price Discovery Function<br /><br /><div style="float: right;"> <a href="http://comments.cftc.gov/PublicComments/CommentList.aspx?id=793" ><img src="../content/images/button_view_comments.png" border="0p"/></div> http://www.cftc.gov/LawRegulation/FederalRegister/ProposedRules/e9-29730.html http://www.cftc.gov/LawRegulation/FederalRegister/ProposedRules/e9-29730.html Proposed Rule Wed, 16 Dec 2009 00:00:00 GMT 17 CFR Part 190 Operation, in the Ordinary Course, of a Commodity Broker in Bankruptcy<br /><br /><div style="float: right;"> <a href="http://comments.cftc.gov/PublicComments/CommentList.aspx?id=794" ><img src="../content/images/button_view_comments.png" border="0p"/></div> http://www.cftc.gov/LawRegulation/FederalRegister/ProposedRules/2010-456.html http://www.cftc.gov/LawRegulation/FederalRegister/ProposedRules/2010-456.html Proposed Rule Wed, 20 Jan 2010 00:00:00 GMT 17 CFR Parts 1, 3, 4, 5, 10, 140, 145, 147, 160, and 166 Regulation of Off-Exchange Retail Foreign Exchange Transactions and Intermediaries<br /><br /><div style="float: right;"> <a href="http://comments.cftc.gov/PublicComments/CommentList.aspx?id=748" ><img src="../content/images/button_view_comments.png" border="0p"/></div> http://www.cftc.gov/LawRegulation/FederalRegister/ProposedRules/2010-1209.html http://www.cftc.gov/LawRegulation/FederalRegister/ProposedRules/2010-1209.html Proposed Rule Tue, 26 Jan 2010 00:00:00 GMT 17 CFR Parts 1, 20 and 151 Federal Speculative Position Limits for Referenced Energy Contracts and Associated Regulations<br /><br /><div style="float: right;"> <a href="http://comments.cftc.gov/PublicComments/CommentList.aspx?id=749" ><img src="../content/images/button_view_comments.png" border="0p"/></div> http://www.cftc.gov/LawRegulation/FederalRegister/ProposedRules/2010-6813.html http://www.cftc.gov/LawRegulation/FederalRegister/ProposedRules/2010-6813.html Proposed Rule Tue, 30 Mar 2010 00:00:00 GMT 17 CFR Parts 38 and 140 Delegations of Authority To Disclose Confidential Information<br /><br /><div style="float: right;"> <a href="http://comments.cftc.gov/PublicComments/CommentList.aspx?id=750" ><img src="../content/images/button_view_comments.png" border="0p"/></div> http://www.cftc.gov/LawRegulation/FederalRegister/ProposedRules/2010-8630.html http://www.cftc.gov/LawRegulation/FederalRegister/ProposedRules/2010-8630.html Proposed Rule Thu, 15 Apr 2010 00:00:00 GMT Request for Comment on a Proposal To Exempt, Pursuant to the Authority in Section 4(c) of the Commodity Exchange Act, the Trading and Clearing of Certain Products Related to ETFS Physical Swiss Gold Shares and ETFS Physical Silver Shares<br /><br /><div style="float: right;"> <a href="http://comments.cftc.gov/PublicComments/CommentList.aspx?id=751" ><img src="../content/images/button_view_comments.png" border="0p"/></div> http://www.cftc.gov/LawRegulation/FederalRegister/ProposedRules/2010-13613.html http://www.cftc.gov/LawRegulation/FederalRegister/ProposedRules/2010-13613.html Proposed Rule Fri, 11 Jun 2010 00:00:00 GMT 17 CFR Parts 36, 37, and 38 Co-Location/Proximity Hosting Services<br /><br /><div style="float: right;"> <a href="http://comments.cftc.gov/PublicComments/CommentList.aspx?id=752" ><img src="../content/images/button_view_comments.png" border="0p"/></div> http://www.cftc.gov/LawRegulation/FederalRegister/ProposedRules/2010-14680.html http://www.cftc.gov/LawRegulation/FederalRegister/ProposedRules/2010-14680.html Proposed Rule Thu, 17 Jun 2010 00:00:00 GMT Petition of Hard Eight Futures, LLC for Exemptive Relief, Pursuant to Section 4(c) of the Commodity Exchange Act, From Section 2(a)(1)(C)(iv) of the Commodity Exchange Act and Appendix D to Part 30 of the Rules of the Commodity Futures Trading Commission<br /><br /><div style="float: right;"> <a href="http://comments.cftc.gov/PublicComments/CommentList.aspx?id=753" ><img src="../content/images/button_view_comments.png" border="0p"/></div> http://www.cftc.gov/LawRegulation/FederalRegister/ProposedRules/2010-14682.html http://www.cftc.gov/LawRegulation/FederalRegister/ProposedRules/2010-14682.html Proposed Rule Thu, 17 Jun 2010 00:00:00 GMT Request To Amend an Existing Order Under Section 4(c) of the Commodity Exchange Act Permitting Eligible Swap Participants To Submit for Clearing, and ICE Clear U.S., Inc. and Futures Commission Merchants To Clear, Certain-Over-The-Counter Agricultural Swaps<br /><br /><div style="float: right;"> <a href="http://comments.cftc.gov/PublicComments/CommentList.aspx?id=754" ><img src="../content/images/button_view_comments.png" border="0p"/></div> http://www.cftc.gov/LawRegulation/FederalRegister/ProposedRules/2010-17530.html http://www.cftc.gov/LawRegulation/FederalRegister/ProposedRules/2010-17530.html Proposed Rule Mon, 19 Jul 2010 00:00:00 GMT 17 CFR Part 16 Account Ownership and Control Report<br /><br /><div style="float: right;"> <a href="http://comments.cftc.gov/PublicComments/CommentList.aspx?id=756" ><img src="../content/images/button_view_comments.png" border="0p"/></div> http://www.cftc.gov/LawRegulation/FederalRegister/ProposedRules/2010-17606.html http://www.cftc.gov/LawRegulation/FederalRegister/ProposedRules/2010-17606.html Proposed Rule Thu, 22 Jul 2010 00:00:00 GMT 17 CFR Parts 38, 39, and 40 Business Continuity and Disaster Recovery<br /><br /><div style="float: right;"> <a href="http://comments.cftc.gov/PublicComments/CommentList.aspx?id=757" ><img src="../content/images/button_view_comments.png" border="0p"/></div> http://www.cftc.gov/LawRegulation/FederalRegister/ProposedRules/2010-19553.html http://www.cftc.gov/LawRegulation/FederalRegister/ProposedRules/2010-19553.html Proposed Rule Mon, 09 Aug 2010 00:00:00 GMT 17 CFR Parts 1, 30 and 140 Acknowledgment Letters for Customer Funds and Secured Amount Funds<br /><br /><div style="float: right;"> <a href="http://comments.cftc.gov/PublicComments/CommentList.aspx?id=758" ><img src="../content/images/button_view_comments.png" border="0p"/></div> http://www.cftc.gov/LawRegulation/FederalRegister/ProposedRules/2010-20567.html http://www.cftc.gov/LawRegulation/FederalRegister/ProposedRules/2010-20567.html Proposed Rule Fri, 20 Aug 2010 00:00:00 GMT Commodity Futures Trading Commission 17 CFR Part 1 Securities and Exchange Commission 17 CFR Part 240 Definitions Contained in Title VII of Dodd-Frank Wall Street Reform and Consumer Protection Act<br /><br /><div style="float: right;"> <a href="http://comments.cftc.gov/PublicComments/CommentList.aspx?id=759" ><img src="../content/images/button_view_comments.png" border="0p"/></div> http://www.cftc.gov/LawRegulation/FederalRegister/ProposedRules/2010-22398.html http://www.cftc.gov/LawRegulation/FederalRegister/ProposedRules/2010-22398.html Proposed Rule Thu, 09 Sep 2010 00:00:00 GMT 17 CFR Part 16 Account Ownershp and Control Report<br /><br /><div style="float: right;"> <a href="http://comments.cftc.gov/PublicComments/CommentList.aspx?id=755" ><img src="../content/images/button_view_comments.png" border="0p"/></div> http://www.cftc.gov/LawRegulation/FederalRegister/ProposedRules/2010-22395.html http://www.cftc.gov/LawRegulation/FederalRegister/ProposedRules/2010-22395.html Proposed Rule Thu, 09 Sep 2010 00:00:00 GMT 17 CFR Part 4 Commodity Pool Operators: Relief From Compliance With Certain Disclosure, Reporting and Recordkeeping Requirements for Registered CPOs of Commodity Pools Listed for Trading on a National Securities Exchange; CPO Registration Exemption for Certain Independent Directors or Trustees of These Commodity Pools<br /><br /><div style="float: right;"> <a href="http://comments.cftc.gov/PublicComments/CommentList.aspx?id=761" ><img src="../content/images/button_view_comments.png" border="0p"/></div> http://www.cftc.gov/LawRegulation/FederalRegister/ProposedRules/2010-22906.html http://www.cftc.gov/LawRegulation/FederalRegister/ProposedRules/2010-22906.html Proposed Rule Tue, 14 Sep 2010 00:00:00 GMT 17 CFR Part 4 Commodity Pool Operations: Relief From Compliance With Certain Disclosure, Reporting and Recordkeeping Requirements for Registered CPOs of Commodity Pools Listed for Trading on a National Securities Exchange; CPO Registration Exemption for Certain Independent Directors or Trustees of These Commodity Pools; Correction http://www.cftc.gov/LawRegulation/FederalRegister/ProposedRules/2010-23141.html http://www.cftc.gov/LawRegulation/FederalRegister/ProposedRules/2010-23141.html Proposed Rule Thu, 16 Sep 2010 00:00:00 GMT Notice Regarding the Treatment of Petitions Seeking Grandfather Relief for Trading Activity Done in Reliance Upon Section 2(h)(1)-(2) of the Commodity Exchange Act<br /><br /><div style="float: right;"> <a href="http://comments.cftc.gov/PublicComments/CommentList.aspx?id=762" ><img src="../content/images/button_view_comments.png" border="0p"/></div> http://www.cftc.gov/LawRegulation/FederalRegister/ProposedRules/2010-23142.html http://www.cftc.gov/LawRegulation/FederalRegister/ProposedRules/2010-23142.html Proposed Rule Thu, 16 Sep 2010 00:00:00 GMT Orders Regarding the Treatment of Petitions Seeking Grandfather Relief for Exempt Commercial Markets and Exempt Boards of Trade<br /><br /><div style="float: right;"> <a href="http://comments.cftc.gov/PublicComments/CommentList.aspx?id=763" ><img src="../content/images/button_view_comments.png" border="0p"/></div> http://www.cftc.gov/LawRegulation/FederalRegister/ProposedRules/2010-23310.html http://www.cftc.gov/LawRegulation/FederalRegister/ProposedRules/2010-23310.html Proposed Rule Fri, 17 Sep 2010 00:00:00 GMT Petition of the National Futures Association, Pursuant to Rule 13.2, to the U.S. Commodity Futures Trading Commission To Amend of the Rule 4.5<br /><br /><div style="float: right;"> <a href="http://comments.cftc.gov/PublicComments/CommentList.aspx?id=764" ><img src="../content/images/button_view_comments.png" border="0p"/></div> http://www.cftc.gov/LawRegulation/FederalRegister/ProposedRules/2010-24198.html http://www.cftc.gov/LawRegulation/FederalRegister/ProposedRules/2010-24198.html Proposed Rule Tue, 28 Sep 2010 00:00:00 GMT 17 CFR Part 35 Agricultural Swaps<br /><br /><div style="float: right;"> <a href="http://comments.cftc.gov/PublicComments/CommentList.aspx?id=765" ><img src="../content/images/button_view_comments.png" border="0p"/></div> http://www.cftc.gov/LawRegulation/FederalRegister/ProposedRules/2010-24586.html http://www.cftc.gov/LawRegulation/FederalRegister/ProposedRules/2010-24586.html Proposed Rule Thu, 30 Sep 2010 00:00:00 GMT Request for Comment on Options for a Proposed Exemptive Order Relating to the Trading and Clearing of Precious Metal Commodity-Based ETFs; Concept Release<br /><br /><div style="float: right;"> <a href="http://comments.cftc.gov/PublicComments/CommentList.aspx?id=766" ><img src="../content/images/button_view_comments.png" border="0p"/></div> http://www.cftc.gov/LawRegulation/FederalRegister/ProposedRules/2010-25325.html http://www.cftc.gov/LawRegulation/FederalRegister/ProposedRules/2010-25325.html Proposed Rule Thu, 14 Oct 2010 00:00:00 GMT 17 CFR Part 44 Interim Final Rule for Reporting Pre-Enactment Swap Transactions<br /><br /><div style="float: right;"> <a href="http://comments.cftc.gov/PublicComments/CommentList.aspx?id=767" ><img src="../content/images/button_view_comments.png" border="0p"/></div> http://www.cftc.gov/LawRegulation/FederalRegister/ProposedRules/2010-25322.html http://www.cftc.gov/LawRegulation/FederalRegister/ProposedRules/2010-25322.html Proposed Rule Thu, 14 Oct 2010 00:00:00 GMT 17 CFR Parts 39 and 140 Financial Resources Requirements for Derivatives Clearing Organizations<br /><br /><div style="float: right;"> <a href="http://comments.cftc.gov/PublicComments/CommentList.aspx?id=768" ><img src="../content/images/button_view_comments.png" border="0p"/></div> http://www.cftc.gov/LawRegulation/FederalRegister/ProposedRules/2010-26220.html http://www.cftc.gov/LawRegulation/FederalRegister/ProposedRules/2010-26220.html Proposed Rule Mon, 18 Oct 2010 12:06:22 GMT 17 CFR Parts 1, 37, 38, 39, and 40 Requirements for Derivatives Clearing Organizations, Designated Contract Markets, and Swap Execution Facilities Regarding the Mitigation of Conflicts of Interest<br /><br /><div style="float: right;"> <a href="http://comments.cftc.gov/PublicComments/CommentList.aspx?id=861" ><img src="../content/images/button_view_comments.png" border="0p"/></div> http://www.cftc.gov/LawRegulation/FederalRegister/ProposedRules/2010-26951.html http://www.cftc.gov/LawRegulation/FederalRegister/ProposedRules/2010-26951.html Proposed Rule Tue, 26 Oct 2010 13:45:34 GMT 17 CFR Part 1 Agricultural Commodity Definition<br /><br /><div style="float: right;"> <a href="http://comments.cftc.gov/PublicComments/CommentList.aspx?id=868" ><img src="../content/images/button_view_comments.png" border="0p"/></div> http://www.cftc.gov/LawRegulation/FederalRegister/ProposedRules/2010-26912.html http://www.cftc.gov/LawRegulation/FederalRegister/ProposedRules/2010-26912.html Proposed Rule Wed, 27 Oct 2010 14:50:45 GMT 17 CFR Part 160 Privacy of Consumer Financial Information; Conforming Amendments Under Dodd-Frank Act<br /><br /><div style="float: right;"> <a href="http://comments.cftc.gov/PublicComments/CommentList.aspx?id=877" ><img src="../content/images/button_view_comments.png" border="0p"/></div> http://www.cftc.gov/LawRegulation/FederalRegister/ProposedRules/2010-26893.html http://www.cftc.gov/LawRegulation/FederalRegister/ProposedRules/2010-26893.html Proposed Rule Wed, 27 Oct 2010 14:53:26 GMT 17 CFR Part 162 Business Affiliate Marketing and Disposal of Consumer Information Rules<br /><br /><div style="float: right;"> <a href="http://comments.cftc.gov/PublicComments/CommentList.aspx?id=878" ><img src="../content/images/button_view_comments.png" border="0p"/></div> http://www.cftc.gov/LawRegulation/FederalRegister/ProposedRules/2010-27555.html http://www.cftc.gov/LawRegulation/FederalRegister/ProposedRules/2010-27555.html Proposed Rule Tue, 02 Nov 2010 15:33:25 GMT 17 CFR Parts 1 and 4 Removing Any Reference to or Reliance on Credit Ratings in Commission Regulations; Proposing Alternatives to the Use of Credit Ratings<br /><br /><div style="float: right;"> <a href="http://comments.cftc.gov/PublicComments/CommentList.aspx?id=888" ><img src="../content/images/button_view_comments.png" border="0p"/></div> http://www.cftc.gov/LawRegulation/FederalRegister/ProposedRules/2010-27538.html http://www.cftc.gov/LawRegulation/FederalRegister/ProposedRules/2010-27538.html Proposed Rule Tue, 02 Nov 2010 15:35:30 GMT 17 CFR Parts 15 and 20 Position Reports for Physical Commodity Swaps<br /><br /><div style="float: right;"> <a href="http://comments.cftc.gov/PublicComments/CommentList.aspx?id=889" ><img src="../content/images/button_view_comments.png" border="0p"/></div> http://www.cftc.gov/LawRegulation/FederalRegister/ProposedRules/2010-27532.html http://www.cftc.gov/LawRegulation/FederalRegister/ProposedRules/2010-27532.html Proposed Rule Tue, 02 Nov 2010 15:39:02 GMT 17 CFR Parts 39 and 140 Process for Review of Swaps for Mandatory Clearing<br /><br /><div style="float: right;"> <a href="http://comments.cftc.gov/PublicComments/CommentList.aspx?id=890" ><img src="../content/images/button_view_comments.png" border="0p"/></div> http://www.cftc.gov/LawRegulation/FederalRegister/ProposedRules/2010-27533.html http://www.cftc.gov/LawRegulation/FederalRegister/ProposedRules/2010-27533.html Proposed Rule Tue, 02 Nov 2010 15:41:17 GMT 17 CFR Part 40 Provisions Common to Registered Entities<br /><br /><div style="float: right;"> <a href="http://comments.cftc.gov/PublicComments/CommentList.aspx?id=891" ><img src="../content/images/button_view_comments.png" border="0p"/></div> http://www.cftc.gov/LawRegulation/FederalRegister/ProposedRules/2010-27547.html http://www.cftc.gov/LawRegulation/FederalRegister/ProposedRules/2010-27547.html Proposed Rule Tue, 02 Nov 2010 15:43:36 GMT 17 CFR Chapter I Antidisruptive Practices Authority Contained in the Dodd-Frank Wall Street Reform and Consumer Protection Act<br /><br /><div style="float: right;"> <a href="http://comments.cftc.gov/PublicComments/CommentList.aspx?id=893" ><img src="../content/images/button_view_comments.png" border="0p"/></div> http://www.cftc.gov/LawRegulation/FederalRegister/ProposedRules/2010-27657.html http://www.cftc.gov/LawRegulation/FederalRegister/ProposedRules/2010-27657.html Proposed Rule Wed, 03 Nov 2010 12:17:36 GMT 17 CFR Parts 1 and 30 Investment of Customer Funds and Funds Held in an Account for Foreign Futures and Foreign Options Transactions<br /><br /><div style="float: right;"> <a href="http://comments.cftc.gov/PublicComments/CommentList.aspx?id=894" ><img src="../content/images/button_view_comments.png" border="0p"/></div> http://www.cftc.gov/LawRegulation/FederalRegister/ProposedRules/2010-27541.html http://www.cftc.gov/LawRegulation/FederalRegister/ProposedRules/2010-27541.html Proposed Rule Wed, 03 Nov 2010 12:22:51 GMT 17 CFR Part 180 Prohibition of Market Manipulation<br /><br /><div style="float: right;"> <a href="http://comments.cftc.gov/PublicComments/CommentList.aspx?id=895" ><img src="../content/images/button_view_comments.png" border="0p"/></div> http://www.cftc.gov/LawRegulation/FederalRegister/ProposedRules/2010-28377.html http://www.cftc.gov/LawRegulation/FederalRegister/ProposedRules/2010-28377.html Proposed Rule Wed, 10 Nov 2010 14:21:59 GMT <p>Request for Comment on a Proposal to Exempt, Pursuant to the Authority in Section 4(c) of the Commodity Exchange Act, the Trading and Clearing of Certain Products Related to the CBOE Gold ETF Volatility Index and Similar Products</p> <p><a href="http://services.cftc.gov/sirt/sirt.aspx?Topic=CommissionOrdersandOtherActionsAD&amp;Key=20347&amp;Initiator=Options%20Clearing%20Corporation&amp;Action%20Type=4(c)%20Action&amp;Status=Action%20Taken">View Associated Documents</a></p><br /><br /><div style="float: right;"> <a href="http://comments.cftc.gov/PublicComments/CommentList.aspx?id=896" ><img src="../content/images/button_view_comments.png" border="0p"/></div> http://www.cftc.gov/LawRegulation/FederalRegister/ProposedRules/2010-29003.html http://www.cftc.gov/LawRegulation/FederalRegister/ProposedRules/2010-29003.html Proposed Rule Wed, 17 Nov 2010 11:59:04 GMT 17 CFR Part 1 Implementation of Conflicts of Interest Policies and Procedures by Futures Commission Merchants and Introducing Brokers<br /><br /><div style="float: right;"> <a href="http://comments.cftc.gov/PublicComments/CommentList.aspx?id=897" ><img src="../content/images/button_view_comments.png" border="0p"/></div> http://www.cftc.gov/LawRegulation/FederalRegister/ProposedRules/2010-29021.html http://www.cftc.gov/LawRegulation/FederalRegister/ProposedRules/2010-29021.html Proposed Rule Fri, 19 Nov 2010 13:39:29 GMT 17 CFR Part 3&nbsp;Designation of a Chief Compliance Officer; Required Compliance Policies; and Annual Report of a Futures Commission Merchant, Swap Dealer, or Major Swap Participant<br /><br /><div style="float: right;"> <a href="http://comments.cftc.gov/PublicComments/CommentList.aspx?id=899" ><img src="../content/images/button_view_comments.png" border="0p"/></div> http://www.cftc.gov/LawRegulation/FederalRegister/ProposedRules/2010-29023.html http://www.cftc.gov/LawRegulation/FederalRegister/ProposedRules/2010-29023.html Proposed Rule Fri, 19 Nov 2010 14:14:02 GMT 17 CFR Part 48 Registration of Foreign Boards of Trade<br /><br /><div style="float: right;"> <a href="http://comments.cftc.gov/PublicComments/CommentList.aspx?id=902" ><img src="../content/images/button_view_comments.png" border="0p"/></div> http://www.cftc.gov/LawRegulation/FederalRegister/ProposedRules/2010-29024.html http://www.cftc.gov/LawRegulation/FederalRegister/ProposedRules/2010-29024.html Proposed Rule Tue, 23 Nov 2010 12:21:59 GMT 17 CFR Parts 3, 23 and 170 Registration of Swap Dealers and Major Swap Participants<br /><br /><div style="float: right;"> <a href="http://comments.cftc.gov/PublicComments/CommentList.aspx?id=903" ><img src="../content/images/button_view_comments.png" border="0p"/></div> http://www.cftc.gov/LawRegulation/FederalRegister/ProposedRules/2010-29006.html http://www.cftc.gov/LawRegulation/FederalRegister/ProposedRules/2010-29006.html Proposed Rule Tue, 23 Nov 2010 12:25:30 GMT 17 CFR Part 23 Implementation of Conflicts of Interest Policies and Procedures by Swap Dealers and Major Swap Participants<br /><br /><div style="float: right;"> <a href="http://comments.cftc.gov/PublicComments/CommentList.aspx?id=904" ><img src="../content/images/button_view_comments.png" border="0p"/></div> http://www.cftc.gov/LawRegulation/FederalRegister/ProposedRules/2010-29009.html http://www.cftc.gov/LawRegulation/FederalRegister/ProposedRules/2010-29009.html Proposed Rule Tue, 23 Nov 2010 12:58:48 GMT 17 CFR Part 23&nbsp;Regulations Establishing and Governing the Duties of Swap Dealers and Major Swap Participants<br /><br /><div style="float: right;"> <a href="http://comments.cftc.gov/PublicComments/CommentList.aspx?id=905" ><img src="../content/images/button_view_comments.png" border="0p"/></div> http://www.cftc.gov/LawRegulation/FederalRegister/ProposedRules/2010-29780.html http://www.cftc.gov/LawRegulation/FederalRegister/ProposedRules/2010-29780.html Proposed Rule Fri, 26 Nov 2010 12:51:09 GMT Public Input for the Study Regarding the Oversight of Existing and Prospective Carbon Markets<br /><br /><div style="float: right;"> <a href="http://comments.cftc.gov/PublicComments/CommentList.aspx?id=911" ><img src="../content/images/button_view_comments.png" border="0p"/></div> http://www.cftc.gov/LawRegulation/FederalRegister/ProposedRules/2010-29836.html http://www.cftc.gov/LawRegulation/FederalRegister/ProposedRules/2010-29836.html Proposed Rule Thu, 02 Dec 2010 12:23:36 GMT 17 CFR Part 190 Protection of Cleared Swaps Customers Before and After Commodity Broker Bankruptcies<br /><br /><div style="float: right;"> <a href="http://comments.cftc.gov/PublicComments/CommentList.aspx?id=912" ><img src="../content/images/button_view_comments.png" border="0p"/></div> http://www.cftc.gov/LawRegulation/FederalRegister/ProposedRules/2010-29831.html http://www.cftc.gov/LawRegulation/FederalRegister/ProposedRules/2010-29831.html Proposed Rule Fri, 03 Dec 2010 11:07:43 GMT 17 CFR Parts 23 and 190&nbsp;Protection of Collateral of Counterparties to Uncleared Swaps; Treatment of Securities in a Portfolio Margining Account in a Commodity Broker Bankruptcy<br /><br /><div style="float: right;"> <a href="http://comments.cftc.gov/PublicComments/CommentList.aspx?id=913" ><img src="../content/images/button_view_comments.png" border="0p"/></div> http://www.cftc.gov/LawRegulation/FederalRegister/ProposedRules/2010-30905.html http://www.cftc.gov/LawRegulation/FederalRegister/ProposedRules/2010-30905.html Proposed Rule Mon, 06 Dec 2010 10:56:10 GMT Acceptance of Public Submissions on a Study Mandated by the Dodd-Frank Wall Street Reform and Consumer Protection Act, Section 719(b)<br /><br /><div style="float: right;"> <a href="http://comments.cftc.gov/PublicComments/CommentList.aspx?id=915" ><img src="../content/images/button_view_comments.png" border="0p"/></div> http://www.cftc.gov/LawRegulation/FederalRegister/ProposedRules/2010-29022.html http://www.cftc.gov/LawRegulation/FederalRegister/ProposedRules/2010-29022.html Proposed Rule Mon, 06 Dec 2010 13:08:12 GMT 17 CFR Part 165&nbsp;Implementing the Whistleblower Provisions of Section 23 of the Commodity Exchange Act<br /><br /><div style="float: right;"> <a href="http://comments.cftc.gov/PublicComments/CommentList.aspx?id=916" ><img src="../content/images/button_view_comments.png" border="0p"/></div> http://www.cftc.gov/LawRegulation/FederalRegister/ProposedRules/2010-29994.html http://www.cftc.gov/LawRegulation/FederalRegister/ProposedRules/2010-29994.html Proposed Rule Tue, 07 Dec 2010 12:11:02 GMT 17 CFR Part 43 Real-Time Public Reporting of Swap Transaction Data<br /><br /><div style="float: right;"> <a href="http://comments.cftc.gov/PublicComments/CommentList.aspx?id=919" ><img src="../content/images/button_view_comments.png" border="0p"/></div> http://www.cftc.gov/LawRegulation/FederalRegister/ProposedRules/2010-30476.html http://www.cftc.gov/LawRegulation/FederalRegister/ProposedRules/2010-30476.html Proposed Rule Wed, 08 Dec 2010 12:16:52 GMT 17 CFR Part 45&nbsp; Swap Data Recordkeeping and Reporting Requirements<br /><br /><div style="float: right;"> <a href="http://comments.cftc.gov/PublicComments/CommentList.aspx?id=920" ><img src="../content/images/button_view_comments.png" border="0p"/></div> http://www.cftc.gov/LawRegulation/FederalRegister/ProposedRules/2010-30884.html http://www.cftc.gov/LawRegulation/FederalRegister/ProposedRules/2010-30884.html Proposed Rule Thu, 09 Dec 2010 12:23:18 GMT 17 CFR Part 23 Reporting, Recordkeeping, and Daily Trading Records Requirements for Swap Dealers and Major Swap Participants<br /><br /><div style="float: right;"> <a href="http://comments.cftc.gov/PublicComments/CommentList.aspx?id=921" ><img src="../content/images/button_view_comments.png" border="0p"/></div> http://www.cftc.gov/LawRegulation/FederalRegister/ProposedRules/c1-2010-29994.html http://www.cftc.gov/LawRegulation/FederalRegister/ProposedRules/c1-2010-29994.html Proposed Rule Fri, 10 Dec 2010 17:38:01 GMT 17 CFR Part 43&nbsp;Real-Time Public Reporting of Swap Transaction Data Correction<br /><br /><div style="float: right;"> <a href="http://comments.cftc.gov/PublicComments/CommentList.aspx?id=924" ><img src="../content/images/button_view_comments.png" border="0p"/></div> http://www.cftc.gov/LawRegulation/FederalRegister/ProposedRules/2010-31029.html http://www.cftc.gov/LawRegulation/FederalRegister/ProposedRules/2010-31029.html Proposed Rule Mon, 13 Dec 2010 14:23:58 GMT 17 CFR Parts 1 and 39 General Regulations and Derivatives Clearing Organizations<br /><br /><div style="float: right;"> <a href="http://comments.cftc.gov/PublicComments/CommentList.aspx?id=925" ><img src="../content/images/button_view_comments.png" border="0p"/></div> http://www.cftc.gov/LawRegulation/FederalRegister/ProposedRules/2010-31014.html http://www.cftc.gov/LawRegulation/FederalRegister/ProposedRules/2010-31014.html Proposed Rule Mon, 13 Dec 2010 14:26:47 GMT 17 CFR Part 30 Foreign Futures and Options Contracts on a Non-Narrow-Based Security Index; Commission Certification Procedures<br /><br /><div style="float: right;"> <a href="http://comments.cftc.gov/PublicComments/CommentList.aspx?id=926" ><img src="../content/images/button_view_comments.png" border="0p"/></div> http://www.cftc.gov/LawRegulation/FederalRegister/ProposedRules/2010-31579.html http://www.cftc.gov/LawRegulation/FederalRegister/ProposedRules/2010-31579.html Proposed Rule Fri, 17 Dec 2010 15:11:26 GMT 17 CFR Part 44&nbsp;Reporting Certain Post-Enactment Swap Transactions<br /><br /><div style="float: right;"> <a href="http://comments.cftc.gov/PublicComments/CommentList.aspx?id=927" ><img src="../content/images/button_view_comments.png" border="0p"/></div> http://www.cftc.gov/LawRegulation/FederalRegister/ProposedRules/2010-31131.html http://www.cftc.gov/LawRegulation/FederalRegister/ProposedRules/2010-31131.html Proposed Rule Mon, 20 Dec 2010 18:46:31 GMT 17 CFR Parts 1, 21, and 39&nbsp;Information Management Requirements for Derivatives Clearing Organizations<br /><br /><div style="float: right;"> <a href="http://comments.cftc.gov/PublicComments/CommentList.aspx?id=929" ><img src="../content/images/button_view_comments.png" border="0p"/></div> http://www.cftc.gov/LawRegulation/FederalRegister/ProposedRules/2010-31130.html http://www.cftc.gov/LawRegulation/FederalRegister/ProposedRules/2010-31130.html Proposed Rule Tue, 21 Dec 2010 13:23:33 GMT 17 CFR Part 1&nbsp;Securities and Exchange Commission&nbsp;17 CFR Part 240 Further Definition of ``Swap Dealer,'' ``Security-Based Swap Dealer,'' ``Major Swap Participant,'' ``Major Security-Based Swap Participant'' and ``Eligible Contract Participant''<br /><br /><div style="float: right;"> <a href="http://comments.cftc.gov/PublicComments/CommentList.aspx?id=933" ><img src="../content/images/button_view_comments.png" border="0p"/></div> http://www.cftc.gov/LawRegulation/FederalRegister/ProposedRules/2010-31458.html http://www.cftc.gov/LawRegulation/FederalRegister/ProposedRules/2010-31458.html Proposed Rule Thu, 23 Dec 2010 10:02:09 GMT <p>17 CFR Parts 1, 16, and 38&nbsp;Core Principles and Other Requirements for Designated Contract Markets</p> <p style="margin: 0in 0in 3.75pt;"><b><span style="font-size: 10pt; color: #452817; font-family: arial,sans-serif;">Note</span></b><span style="font-size: 10pt; color: #452817; font-family: arial,sans-serif;">:</span> </p> <span style="font-size: 8.5pt; color: #452817; font-family: 'calibri','sans-serif'; mso-fareast-font-family: calibri; mso-fareast-theme-font: minor-latin; mso-bidi-font-family: 'times new roman'; mso-ansi-language: en-us; mso-fareast-language: en-us; mso-bidi-language: ar-sa;">The off-market volume data referenced by the Commission in the Federal Register release for the notice of proposed rulemaking for &ldquo;Core Principles and Other Requirements for Designated Contract Markets,&rdquo; 75 Fed. Reg. 80572, 80588-89 (Dec. 22, 2010), pertaining to proposed regulation 38.502(a) (&ldquo;Minimum Centralized Market Trading Percentage Requirement&rdquo;) is now available via the link below.&nbsp; As provided in the Federal Register release extending the comment period for the proposed rulemaking, 76 Fed. Reg 14825 (Mar. 18, 2011), the Commission will accept and consider comments pertaining to this data through April 18, 2011. Please submit comments via any one of the methods provided in the notice of extension.&nbsp; <a href="http://www.cftc.gov/ucm/groups/public/@swaps/documents/file/dcm_offmarket.xlsx"><span style="color: #800080; font-family: calibri; text-decoration: underline;">Download the &ldquo;off-market volume data spreadsheet&rdquo; here</span></a></span><br /><br /><div style="float: right;"> <a href="http://comments.cftc.gov/PublicComments/CommentList.aspx?id=934" ><img src="../content/images/button_view_comments.png" border="0p"/></div> http://www.cftc.gov/LawRegulation/FederalRegister/ProposedRules/2010-31588.html http://www.cftc.gov/LawRegulation/FederalRegister/ProposedRules/2010-31588.html Proposed Rule Thu, 23 Dec 2010 10:08:12 GMT 17 CFR Parts 23 and 155&nbsp;Business Conduct Standards for Swap Dealers and Major Swap Participants With Counterparties<br /><br /><div style="float: right;"> <a href="http://comments.cftc.gov/PublicComments/CommentList.aspx?id=935" ><img src="../content/images/button_view_comments.png" border="0p"/></div> http://www.cftc.gov/LawRegulation/FederalRegister/ProposedRules/2010-31578.html http://www.cftc.gov/LawRegulation/FederalRegister/ProposedRules/2010-31578.html Proposed Rule Thu, 23 Dec 2010 16:16:57 GMT 17 CFR Part 39&nbsp;End-User Exception to Mandatory Clearing of Swaps<br /><br /><div style="float: right;"> <a href="http://comments.cftc.gov/PublicComments/CommentList.aspx?id=937" ><img src="../content/images/button_view_comments.png" border="0p"/></div> http://www.cftc.gov/LawRegulation/FederalRegister/ProposedRules/2010-31133.html http://www.cftc.gov/LawRegulation/FederalRegister/ProposedRules/2010-31133.html Proposed Rule Mon, 27 Dec 2010 09:34:14 GMT 17 CFR Part 49&nbsp;Swap Data Repositories<br /><br /><div style="float: right;"> <a href="http://comments.cftc.gov/PublicComments/CommentList.aspx?id=939" ><img src="../content/images/button_view_comments.png" border="0p"/></div> http://www.cftc.gov/LawRegulation/FederalRegister/ProposedRules/2010-32264.html http://www.cftc.gov/LawRegulation/FederalRegister/ProposedRules/2010-32264.html Proposed Rule Tue, 28 Dec 2010 16:17:04 GMT 17 CFR Part 23&nbsp;Confirmation, Portfolio Reconciliation, and Portfolio Compression Requirements for Swap Dealers and Major Swap Participants<br /><br /><div style="float: right;"> <a href="http://comments.cftc.gov/PublicComments/CommentList.aspx?id=951" ><img src="../content/images/button_view_comments.png" border="0p"/></div> http://www.cftc.gov/LawRegulation/FederalRegister/ProposedRules/2010-31898.html http://www.cftc.gov/LawRegulation/FederalRegister/ProposedRules/2010-31898.html Proposed Rule Thu, 06 Jan 2011 15:24:01 GMT 17 CFR Parts 1, 37, 38, 39, and 40 Governance Requirements for Derivatives Clearing Organizations, Designated Contract Markets, and Swap Execution Facilities; Additional Requirements Regarding the Mitigation of Conflicts of Interest<br /><br /><div style="float: right;"> <a href="http://comments.cftc.gov/PublicComments/CommentList.aspx?id=953" ><img src="../content/images/button_view_comments.png" border="0p"/></div> http://www.cftc.gov/LawRegulation/FederalRegister/ProposedRules/2010-32358.html http://www.cftc.gov/LawRegulation/FederalRegister/ProposedRules/2010-32358.html Proposed Rule Fri, 07 Jan 2011 14:42:04 GMT <p>17 CFR Part 37 Core Principles and Other Requirements for Swap Execution Facilities</p> <p>&nbsp;</p> <p><b>Related Videos:</b> </p> <p><a href="http://www.cftc.gov/Exit/index.htm?http://youtu.be/ac-3mSIiFTo">View Roundtable Video Part I</a>&nbsp;</p> <p><a href="http://youtu.be/WcRcxykKQzg">View Roundtable Video Part II</a></p> <p>&nbsp;</p><br /><br /><div style="float: right;"> <a href="http://comments.cftc.gov/PublicComments/CommentList.aspx?id=955" ><img src="../content/images/button_view_comments.png" border="0p"/></div> http://www.cftc.gov/LawRegulation/FederalRegister/ProposedRules/2011-690.html http://www.cftc.gov/LawRegulation/FederalRegister/ProposedRules/2011-690.html Proposed Rule Thu, 20 Jan 2011 13:03:54 GMT 17 CFR Part 39 Risk Management Requirements for Derivatives Clearing Organizations<br /><br /><div style="float: right;"> <a href="http://comments.cftc.gov/PublicComments/CommentList.aspx?id=957" ><img src="../content/images/button_view_comments.png" border="0p"/></div> http://www.cftc.gov/LawRegulation/FederalRegister/ProposedRules/C1-2010-29022.html http://www.cftc.gov/LawRegulation/FederalRegister/ProposedRules/C1-2010-29022.html Proposed Rule Wed, 26 Jan 2011 14:13:51 GMT 17 CFR Part 165 Implementing the Whistleblower Provisions of Section 23 of the Commodity Exchange Act<br /><br /><div style="float: right;"> <a href="http://comments.cftc.gov/PublicComments/CommentList.aspx?id=964" ><img src="../content/images/button_view_comments.png" border="0p"/></div> http://www.cftc.gov/LawRegulation/FederalRegister/ProposedRules/2011-1154.html http://www.cftc.gov/LawRegulation/FederalRegister/ProposedRules/2011-1154.html Proposed Rule Wed, 26 Jan 2011 14:20:17 GMT <p>17 CFR Parts 1, 150 and 151 Position Limits for Derivatives</p> <p><span style="font-size: 10pt; font-family: arial,sans-serif;"><strong>Related Documents</strong></span><span style="font-size: 10pt; font-family: arial,sans-serif;">:</span></p> <p>Illustrative Tables for Position Limits Notice of Proposed Rulemaking: <a href="http://www.cftc.gov/ucm/groups/public/@swaps/documents/file/PosLimitsTable.xlsx">Excel Version</a> //&nbsp;<a href="http://www.cftc.gov/ucm/groups/public/@swaps/documents/file/poslimitstable-a.pdf">PDF Version</a> </p> <p>Explanatory Notes on Setting Non-spot-Month Position Limits: <a href="http://www.cftc.gov/ucm/groups/public/@swaps/documents/file/nsmposlimits.pdf">PDF Version</a></p><br /><br /><div style="float: right;"> <a href="http://comments.cftc.gov/PublicComments/CommentList.aspx?id=965" ><img src="../content/images/button_view_comments.png" border="0p"/></div> http://www.cftc.gov/LawRegulation/FederalRegister/ProposedRules/2011-1685.html http://www.cftc.gov/LawRegulation/FederalRegister/ProposedRules/2011-1685.html Proposed Rule Thu, 03 Feb 2011 11:21:30 GMT 17 CFR Parts 3, 32, 33, and 35 Commodity Options and Agricultural Swaps<br /><br /><div style="float: right;"> <a href="http://comments.cftc.gov/PublicComments/CommentList.aspx?id=968" ><img src="../content/images/button_view_comments.png" border="0p"/></div> http://www.cftc.gov/LawRegulation/FederalRegister/ProposedRules/2011-2642.html http://www.cftc.gov/LawRegulation/FederalRegister/ProposedRules/2011-2642.html Proposed Rule Tue, 08 Feb 2011 12:13:24 GMT 17 CFR Part 23 Orderly Liquidation Termination Provision in Swap Trading Relationship Documentation for Swap Dealers and Major Swap Participants<br /><br /><div style="float: right;"> <a href="http://comments.cftc.gov/PublicComments/CommentList.aspx?id=969" ><img src="../content/images/button_view_comments.png" border="0p"/></div> http://www.cftc.gov/LawRegulation/FederalRegister/ProposedRules/2011-2643.html http://www.cftc.gov/LawRegulation/FederalRegister/ProposedRules/2011-2643.html Proposed Rule Tue, 08 Feb 2011 12:15:53 GMT 17 CFR Part 23 Swap Trading Relationship Documentation Requirements for Swap Dealers and Major Swap Participants <br /> <br /><br /><br /><div style="float: right;"> <a href="http://comments.cftc.gov/PublicComments/CommentList.aspx?id=970" ><img src="../content/images/button_view_comments.png" border="0p"/></div> http://www.cftc.gov/LawRegulation/FederalRegister/ProposedRules/2011-2437.html http://www.cftc.gov/LawRegulation/FederalRegister/ProposedRules/2011-2437.html Proposed Rule Fri, 11 Feb 2011 13:07:33 GMT <p>17 CFR Parts 4, 145, and 147 Commodity Pool Operators and Commodity Trading Advisors: Amendments to Compliance Obligations; Proposed Rule</p> <p>*Note &ndash; This Proposed Rule contains forms which are not displayed in the HTML version.&nbsp; To see the complete proposal, download the PDF version.</p><br /><br /><div style="float: right;"> <a href="http://comments.cftc.gov/PublicComments/CommentList.aspx?id=973" ><img src="../content/images/button_view_comments.png" border="0p"/></div> http://www.cftc.gov/LawRegulation/FederalRegister/ProposedRules/2011-2175.html http://www.cftc.gov/LawRegulation/FederalRegister/ProposedRules/2011-2175.html Proposed Rule Mon, 14 Feb 2011 16:23:13 GMT <p>Commodity Futures Trading Commission 17 CFR Part 4&nbsp;Securities&nbsp;and Exchange Commission 17 CFR Parts 275 and 279&nbsp;Reporting by Investment Advisers to Private Funds and Certain Commodity Pool Operators and Commodity Trading Advisors on Form PF</p> <p>*Note &ndash; This Proposed Rule contains forms which are not displayed in the HTML version.&nbsp; To see the complete proposal, download the PDF version.</p><br /><br /><div style="float: right;"> <a href="http://comments.cftc.gov/PublicComments/CommentList.aspx?id=974" ><img src="../content/images/button_view_comments.png" border="0p"/></div> http://www.cftc.gov/LawRegulation/FederalRegister/ProposedRules/2011-4657.html http://www.cftc.gov/LawRegulation/FederalRegister/ProposedRules/2011-4657.html Proposed Rule Thu, 03 Mar 2011 11:18:13 GMT 17 CFR Part 4 Amendments to Commodity Pool Operator and Commodity Trading Advisor Regulations Resulting From the Dodd-Frank Act<br /><br /><div style="float: right;"> <a href="http://comments.cftc.gov/PublicComments/CommentList.aspx?id=983" ><img src="../content/images/button_view_comments.png" border="0p"/></div> http://www.cftc.gov/LawRegulation/FederalRegister/ProposedRules/2011-4799.html http://www.cftc.gov/LawRegulation/FederalRegister/ProposedRules/2011-4799.html Proposed Rule Wed, 09 Mar 2011 11:13:25 GMT 17 CFR Part 3 Registration of Intermediaries<br /><br /><div style="float: right;"> <a href="http://comments.cftc.gov/PublicComments/CommentList.aspx?id=985" ><img src="../content/images/button_view_comments.png" border="0p"/></div> http://www.cftc.gov/LawRegulation/FederalRegister/ProposedRules/2011-4707.html http://www.cftc.gov/LawRegulation/FederalRegister/ProposedRules/2011-4707.html Proposed Rule Thu, 10 Mar 2011 11:28:24 GMT 17 CFR Parts 23, 37, 38, and 39 Requirements for Processing, Clearing, and Transfer of Customer Positions<br /><br /><div style="float: right;"> <a href="http://comments.cftc.gov/PublicComments/CommentList.aspx?id=986" ><img src="../content/images/button_view_comments.png" border="0p"/></div> http://www.cftc.gov/LawRegulation/FederalRegister/ProposedRules/2011-6382.html http://www.cftc.gov/LawRegulation/FederalRegister/ProposedRules/2011-6382.html Proposed Rule Fri, 18 Mar 2011 11:42:16 GMT 17 CFR Parts 1, 16, and 38 Core Principles and Other Requirements for Designated Contact Markets<br /><br /><div style="float: right;"> <a href="http://comments.cftc.gov/PublicComments/CommentList.aspx?id=989" ><img src="../content/images/button_view_comments.png" border="0p"/></div> http://www.cftc.gov/LawRegulation/FederalRegister/ProposedRules/2011-6398.html http://www.cftc.gov/LawRegulation/FederalRegister/ProposedRules/2011-6398.html Proposed Rule Fri, 18 Mar 2011 12:05:57 GMT Antidisruptive Practices Authority<br /><br /><div style="float: right;"> <a href="http://comments.cftc.gov/PublicComments/CommentList.aspx?id=991" ><img src="../content/images/button_view_comments.png" border="0p"/></div> http://www.cftc.gov/LawRegulation/FederalRegister/ProposedRules/2011-6972.html http://www.cftc.gov/LawRegulation/FederalRegister/ProposedRules/2011-6972.html Proposed Rule Thu, 24 Mar 2011 11:35:16 GMT 17 CFR Part 39 Risk Management Requirements for Derivatives Clearing Organizations<br /><br /><div style="float: right;"> <a href="http://comments.cftc.gov/PublicComments/CommentList.aspx?id=994" ><img src="../content/images/button_view_comments.png" border="0p"/></div> http://www.cftc.gov/LawRegulation/FederalRegister/ProposedRules/2011-6976.html http://www.cftc.gov/LawRegulation/FederalRegister/ProposedRules/2011-6976.html Proposed Rule Thu, 24 Mar 2011 11:40:15 GMT 17 CFR Part 39 Risk Management Requirements for Derivatives Clearing Organizations; Correction<br /><br /><div style="float: right;"> <a href="http://comments.cftc.gov/PublicComments/CommentList.aspx?id=995" ><img src="../content/images/button_view_comments.png" border="0p"/></div> http://www.cftc.gov/LawRegulation/FederalRegister/ProposedRules/2011-9446.html http://www.cftc.gov/LawRegulation/FederalRegister/ProposedRules/2011-9446.html Proposed Rule Mon, 25 Apr 2011 13:45:42 GMT 17 CFR Part 46&nbsp;Swap Data Recordkeeping and Reporting Requirements: Pre-Enactment and Transition Swaps<br /><br /><div style="float: right;"> <a href="http://comments.cftc.gov/PublicComments/CommentList.aspx?id=1004" ><img src="../content/images/button_view_comments.png" border="0p"/></div> http://www.cftc.gov/LawRegulation/FederalRegister/ProposedRules/2011-9598.html http://www.cftc.gov/LawRegulation/FederalRegister/ProposedRules/2011-9598.html Proposed Rule Thu, 28 Apr 2011 11:38:43 GMT 17 CFR Part 23 Margin Requirements for Uncleared Swaps for Swap Dealers and Major Swap Participants<br /><br /><div style="float: right;"> <a href="http://comments.cftc.gov/PublicComments/CommentList.aspx?id=1007" ><img src="../content/images/button_view_comments.png" border="0p"/></div> http://www.cftc.gov/LawRegulation/FederalRegister/ProposedRules/2011-10884.html http://www.cftc.gov/LawRegulation/FederalRegister/ProposedRules/2011-10884.html Proposed Rule Wed, 04 May 2011 12:04:21 GMT 17 CFR Chapter I Reopening and Extension of Comment Periods for Rulemakings Implementing the Dodd-Frank Wall Street Reform and Consumer Protection Act<br /><br /><div style="float: right;"> <a href="http://comments.cftc.gov/PublicComments/CommentList.aspx?id=1016" ><img src="../content/images/button_view_comments.png" border="0p"/></div> http://www.cftc.gov/LawRegulation/FederalRegister/ProposedRules/2011-10880.html http://www.cftc.gov/LawRegulation/FederalRegister/ProposedRules/2011-10880.html Proposed Rule Thu, 12 May 2011 11:05:12 GMT 17 CFR Part 23 Margin Requirements for Uncleared Swaps for Swap Dealers and Major Swap Participants<br /><br /><div style="float: right;"> <a href="http://comments.cftc.gov/PublicComments/CommentList.aspx?id=1018" ><img src="../content/images/button_view_comments.png" border="0p"/></div> http://www.cftc.gov/LawRegulation/FederalRegister/ProposedRules/2011-10881.html http://www.cftc.gov/LawRegulation/FederalRegister/ProposedRules/2011-10881.html Proposed Rule Thu, 12 May 2011 11:11:05 GMT 17 CFR Parts 1, 23, and 140 Capital Requirements of Swap Dealers and Major Swap Participants<br /><br /><div style="float: right;"> <a href="http://comments.cftc.gov/PublicComments/CommentList.aspx?id=1019" ><img src="../content/images/button_view_comments.png" border="0p"/></div> http://www.cftc.gov/LawRegulation/FederalRegister/ProposedRules/2011-11008.html http://www.cftc.gov/LawRegulation/FederalRegister/ProposedRules/2011-11008.html Proposed Rule Mon, 23 May 2011 11:32:22 GMT Commodity Futures Trading Commission 17 CFR Part 1 Securities and Exchange Commission 17 CFR Part 240 Further Definition of ``Swap,'' ``Security-Based Swap,'' and ``Security-Based Swap Agreement''; Mixed Swaps; Security-Based Swap <br /> Agreement Recordkeeping<br /><br /><div style="float: right;"> <a href="http://comments.cftc.gov/PublicComments/CommentList.aspx?id=1032" ><img src="../content/images/button_view_comments.png" border="0p"/></div> http://www.cftc.gov/LawRegulation/FederalRegister/ProposedRules/2011-13976.html http://www.cftc.gov/LawRegulation/FederalRegister/ProposedRules/2011-13976.html Proposed Rule Tue, 07 Jun 2011 12:03:56 GMT Commodity Futures Trading Commission 17 CFR Part 1 Securities and Exchange Commission 17 CFR Part 240 Further Definition of ``Swap,'' ``Security-Based Swap,'' and ``Security-Based Swap Agreement''; Mixed Swaps; Security-Based Swap Agreement Recordkeeping<br /><br /><div style="float: right;"> <a href="http://comments.cftc.gov/PublicComments/CommentList.aspx?id=1036" ><img src="../content/images/button_view_comments.png" border="0p"/></div> http://www.cftc.gov/LawRegulation/FederalRegister/ProposedRules/2011-12270.html http://www.cftc.gov/LawRegulation/FederalRegister/ProposedRules/2011-12270.html Proposed Rule Tue, 07 Jun 2011 12:09:23 GMT <p>17 CFR Parts 1, 5, 7, 8, 15, 18, 21, 36, 41, 140, 145, 155, and 166 Adaptation of Regulations to Incorporate Swaps</p> <b style="mso-bidi-font-weight: normal;"><span style="font-size: 16px; color: #000000;"> <p class="MsoNormal" style="margin: 0in 0in 6pt;"><b style="mso-bidi-font-weight: normal;"><span style="font-size: 10pt; mso-bidi-font-size: 12.0pt;">Related Document:<o:p></o:p></span></b></p> </span></b> <p><a href="http://www.cftc.gov/ucm/groups/public/@swaps/documents/file/redline_adaptationofregs.pdf">Adaptation of Regulations - Redline</a></p><br /><br /><div style="float: right;"> <a href="http://comments.cftc.gov/PublicComments/CommentList.aspx?id=1037" ><img src="../content/images/button_view_comments.png" border="0p"/></div> http://www.cftc.gov/LawRegulation/FederalRegister/ProposedRules/2011-10737.html http://www.cftc.gov/LawRegulation/FederalRegister/ProposedRules/2011-10737.html Proposed Rule Thu, 09 Jun 2011 11:26:03 GMT 17 CFR Parts 22 and 190 Protection of Cleared Swaps Customer Contracts and Collateral; Conforming Amendments to the Commodity Broker Bankruptcy Provisions<br /><br /><div style="float: right;"> <a href="http://comments.cftc.gov/PublicComments/CommentList.aspx?id=1038" ><img src="../content/images/button_view_comments.png" border="0p"/></div> http://www.cftc.gov/LawRegulation/FederalRegister/ProposedRules/2011-14907.html http://www.cftc.gov/LawRegulation/FederalRegister/ProposedRules/2011-14907.html Proposed Rule Thu, 16 Jun 2011 13:42:40 GMT <p>17 CFR Parts 22 and 190 Protection of Cleared Swaps Customer Contracts and Collateral; Conforming Amendments to the Commodity Broker Bankruptcy Provisions; Correction</p> <p>&nbsp;</p> <p>*Note &ndash; This Correction contains charts which are not displayed in the HTML version. To see the complete correction, download the PDF version.</p><br /><br /><div style="float: right;"> <a href="http://comments.cftc.gov/PublicComments/CommentList.aspx?id=1043" ><img src="../content/images/button_view_comments.png" border="0p"/></div> http://www.cftc.gov/LawRegulation/FederalRegister/ProposedRules/2011-15195.html http://www.cftc.gov/LawRegulation/FederalRegister/ProposedRules/2011-15195.html Proposed Rule Fri, 17 Jun 2011 12:12:27 GMT 17 CFR Chapter 1 Effective Date for Swap Regulation<br /><br /><div style="float: right;"> <a href="http://comments.cftc.gov/PublicComments/CommentList.aspx?id=1044" ><img src="../content/images/button_view_comments.png" border="0p"/></div> http://www.cftc.gov/LawRegulation/FederalRegister/ProposedRules/2011-16430.html http://www.cftc.gov/LawRegulation/FederalRegister/ProposedRules/2011-16430.html Proposed Rule Thu, 30 Jun 2011 12:22:21 GMT 5 CFR Chapter XLI 17 CFR Chapter I Reducing Regulatory Burden; Retrospective Review Under E.O. 13563<br /><br /><div style="float: right;"> <a href="http://comments.cftc.gov/PublicComments/CommentList.aspx?id=1053" ><img src="../content/images/button_view_comments.png" border="0p"/></div> http://www.cftc.gov/LawRegulation/FederalRegister/ProposedRules/2011-18763.html http://www.cftc.gov/LawRegulation/FederalRegister/ProposedRules/2011-18763.html Proposed Rule Tue, 26 Jul 2011 13:08:43 GMT Commodity Futures Trading Commission 17 CFR Chapter I Securities and Exchange Commission 17 CFR Chapter II Acceptance of Public Submissions for a Study on International Swap Regulation Mandated by Section 719(c) of the Dodd-Frank Wall <br /> Street Reform and Consumer Protection Act<br /><br /><div style="float: right;"> <a href="http://comments.cftc.gov/PublicComments/CommentList.aspx?id=1072" ><img src="../content/images/button_view_comments.png" border="0p"/></div> http://www.cftc.gov/LawRegulation/FederalRegister/ProposedRules/2011-19362.html http://www.cftc.gov/LawRegulation/FederalRegister/ProposedRules/2011-19362.html Proposed Rule Mon, 01 Aug 2011 12:42:17 GMT 17 CFR Parts 1 and 23 Clearing Member Risk Management<br /><br /><div style="float: right;"> <a href="http://comments.cftc.gov/PublicComments/CommentList.aspx?id=1074" ><img src="../content/images/button_view_comments.png" border="0p"/></div> http://www.cftc.gov/LawRegulation/FederalRegister/ProposedRules/2011-19365.html http://www.cftc.gov/LawRegulation/FederalRegister/ProposedRules/2011-19365.html Proposed Rule Mon, 01 Aug 2011 12:44:20 GMT 17 CFR Parts 1, 23, and 39 Customer Clearing Documentation and Timing of Acceptance for Clearing<br /><br /><div style="float: right;"> <a href="http://comments.cftc.gov/PublicComments/CommentList.aspx?id=1075" ><img src="../content/images/button_view_comments.png" border="0p"/></div> http://www.cftc.gov/LawRegulation/FederalRegister/ProposedRules/2011-19874.html http://www.cftc.gov/LawRegulation/FederalRegister/ProposedRules/2011-19874.html Proposed Rule Fri, 05 Aug 2011 13:06:41 GMT 17 CFR Parts 1, 23, and 39 Customer Clearing Documentation and Timing of Acceptance for Clearing; Correction<br /><br /><div style="float: right;"> <a href="http://comments.cftc.gov/PublicComments/CommentList.aspx?id=1078" ><img src="../content/images/button_view_comments.png" border="0p"/></div> http://www.cftc.gov/LawRegulation/FederalRegister/ProposedRules/2011-21645.html http://www.cftc.gov/LawRegulation/FederalRegister/ProposedRules/2011-21645.html Proposed Rule Thu, 25 Aug 2011 11:40:27 GMT Commodity Futures Trading Commission and Securities and Exchange Commission Acceptance of Public Submissions Regarding the Study of Stable Value Contracts<br /><br /><div style="float: right;"> <a href="http://comments.cftc.gov/PublicComments/CommentList.aspx?id=1082" ><img src="../content/images/button_view_comments.png" border="0p"/></div> http://www.cftc.gov/LawRegulation/FederalRegister/ProposedRules/2011-24128.html http://www.cftc.gov/LawRegulation/FederalRegister/ProposedRules/2011-24128.html Proposed Rule Tue, 20 Sep 2011 08:47:37 GMT 17 CFR Part 23 Swap Transaction Compliance and Implementation Schedule: Trading Documentation and Margining Requirements Under Section 4s of the CEA<br /><br /><div style="float: right;"> <a href="http://comments.cftc.gov/PublicComments/CommentList.aspx?id=1092" ><img src="../content/images/button_view_comments.png" border="0p"/></div> http://www.cftc.gov/LawRegulation/FederalRegister/ProposedRules/2011-24124.html http://www.cftc.gov/LawRegulation/FederalRegister/ProposedRules/2011-24124.html Proposed Rule Tue, 20 Sep 2011 08:55:15 GMT 17 CFR Parts 37, 38, and 39 Swap Transaction Compliance and Implementation Schedule: Clearing and Trade Execution Requirements under Section 2(h) of the CEA<br /><br /><div style="float: right;"> <a href="http://comments.cftc.gov/PublicComments/CommentList.aspx?id=1093" ><img src="../content/images/button_view_comments.png" border="0p"/></div> http://www.cftc.gov/LawRegulation/FederalRegister/ProposedRules/2011-27535.html http://www.cftc.gov/LawRegulation/FederalRegister/ProposedRules/2011-27535.html Proposed Rule Tue, 25 Oct 2011 09:11:56 GMT 17 CFR Chapter 1 Effective Date for Swap Regulation<br /><br /><div style="float: right;"> <a href="http://comments.cftc.gov/PublicComments/CommentList.aspx?id=1102" ><img src="../content/images/button_view_comments.png" border="0p"/></div> http://www.cftc.gov/LawRegulation/FederalRegister/ProposedRules/2011-31646.html http://www.cftc.gov/LawRegulation/FederalRegister/ProposedRules/2011-31646.html Proposed Rule Wed, 14 Dec 2011 09:02:00 GMT <p>17 CFR Parts 37 and 38&nbsp;Process for a Designated Contract Market or Swap Execution Facility To Make a Swap Available To Trade</p> <p>&nbsp;</p> <p><b>Related Videos:</b> </p> <p><a href="http://www.cftc.gov/Exit/index.htm?http://youtu.be/ac-3mSIiFTo">View Roundtable Video Part I</a></p> <p><a href="http://youtu.be/WcRcxykKQzg">View Roundtable Video Part II</a></p> <p>&nbsp;</p><br /><br /><div style="float: right;"> <a href="http://comments.cftc.gov/PublicComments/CommentList.aspx?id=1125" ><img src="../content/images/button_view_comments.png" border="0p"/></div> http://www.cftc.gov/LawRegulation/FederalRegister/ProposedRules/2011-28809-1.html http://www.cftc.gov/LawRegulation/FederalRegister/ProposedRules/2011-28809-1.html Proposed Rule Fri, 23 Dec 2011 13:24:19 GMT 17 CFR Parts 1, 150 and 151&nbsp;Position Limits for Futures and Swaps<br /><br /><div style="float: right;"> <a href="http://comments.cftc.gov/PublicComments/CommentList.aspx?id=1135" ><img src="../content/images/button_view_comments.png" border="0p"/></div> http://www.cftc.gov/LawRegulation/FederalRegister/ProposedRules/2012-935.html http://www.cftc.gov/LawRegulation/FederalRegister/ProposedRules/2012-935.html Proposed Rule Tue, 14 Feb 2012 08:44:48 GMT 17 CFR Part 75 Prohibitions and Restrictions on Proprietary Trading and Certain Interests in, and Relationships With, Hedge Funds and Covered Funds<br /><br /><div style="float: right;"> <a href="http://comments.cftc.gov/PublicComments/CommentList.aspx?id=1157" ><img src="../content/images/button_view_comments.png" border="0p"/></div> http://www.cftc.gov/LawRegulation/FederalRegister/ProposedRules/2012-3388.html http://www.cftc.gov/LawRegulation/FederalRegister/ProposedRules/2012-3388.html Proposed Rule Fri, 24 Feb 2012 09:10:52 GMT 17 CFR Part 4 Harmonization of Compliance Obligations for Registered Investment Companies Required To Register as Commodity Pool Operators<br /><br /><div style="float: right;"> <a href="http://comments.cftc.gov/PublicComments/CommentList.aspx?id=1161" ><img src="../content/images/button_view_comments.png" border="0p"/></div> http://www.cftc.gov/LawRegulation/FederalRegister/ProposedRules/2012-5157.html http://www.cftc.gov/LawRegulation/FederalRegister/ProposedRules/2012-5157.html Proposed Rule Tue, 06 Mar 2012 08:35:16 GMT Commodity Futures Trading Commission 17 CFR Part 162 Securites and Exchange Commisison 17 CFR Part 248 Identity Theft Red Flags Rules<br /><br /><div style="float: right;"> <a href="http://comments.cftc.gov/PublicComments/CommentList.aspx?id=1171" ><img src="../content/images/button_view_comments.png" border="0p"/></div> http://www.cftc.gov/LawRegulation/FederalRegister/ProposedRules/2012-5950.html http://www.cftc.gov/LawRegulation/FederalRegister/ProposedRules/2012-5950.html Proposed Rule Thu, 15 Mar 2012 08:01:47 GMT 17 CFR Part 43 Procedures To Establish Appropriate Minimum Block Sizes for Large Notional Off-Facility Swaps and Block Trades<br /><br /><div style="float: right;"> <a href="http://comments.cftc.gov/PublicComments/CommentList.aspx?id=1176" ><img src="../content/images/button_view_comments.png" border="0p"/></div> http://www.cftc.gov/LawRegulation/FederalRegister/ProposedRules/2012-9888.html http://www.cftc.gov/LawRegulation/FederalRegister/ProposedRules/2012-9888.html Proposed Rule Fri, 27 Apr 2012 16:04:04 GMT 17 CFR Parts 3, 32, and 33 Commodity Options<br /><br /><div style="float: right;"> <a href="http://comments.cftc.gov/PublicComments/CommentList.aspx?id=1196" ><img src="../content/images/button_view_comments.png" border="0p"/></div> http://www.cftc.gov/LawRegulation/FederalRegister/ProposedRules/2012-10918.html http://www.cftc.gov/LawRegulation/FederalRegister/ProposedRules/2012-10918.html Proposed Rule Mon, 07 May 2012 09:12:02 GMT 17 CFR Part 49 Swap Data Repositories: Interpretative Statement Regarding the Confidentiality and Indemnification Provisions of Section 21(d) of the Commodity Exchange Act<br /><br /><div style="float: right;"> <a href="http://comments.cftc.gov/PublicComments/CommentList.aspx?id=1198" ><img src="../content/images/button_view_comments.png" border="0p"/></div> http://www.cftc.gov/LawRegulation/FederalRegister/ProposedRules/2012-11838.html http://www.cftc.gov/LawRegulation/FederalRegister/ProposedRules/2012-11838.html Proposed Rule Wed, 16 May 2012 09:53:59 GMT 17 CFR Chapter 1 Second Amendment to July 14, 2011 Order for Swap Regulation<br /><br /><div style="float: right;"> <a href="http://comments.cftc.gov/PublicComments/CommentList.aspx?id=1201" ><img src="../content/images/button_view_comments.png" border="0p"/></div> http://www.cftc.gov/LawRegulation/FederalRegister/ProposedRules/2012-12526.html http://www.cftc.gov/LawRegulation/FederalRegister/ProposedRules/2012-12526.html Proposed Rule Wed, 30 May 2012 09:22:15 GMT 17 CFR Part 151 Aggregation, Position Limits for Futures and Swaps<br /><br /><div style="float: right;"> <a href="http://comments.cftc.gov/PublicComments/CommentList.aspx?id=1208" ><img src="../content/images/button_view_comments.png" border="0p"/></div> http://www.cftc.gov/LawRegulation/FederalRegister/ProposedRules/2012-10562.html http://www.cftc.gov/LawRegulation/FederalRegister/ProposedRules/2012-10562.html Proposed Rule Wed, 30 May 2012 17:09:21 GMT Commodity Futures Trading Commission 17 CFR Part 1; Securities and Exchange Commission 17 CFR Part 240 Further Definition of ``Swap Dealer,'' ``Security-Based Swap Dealer,'' ``Major Swap Participant,'' ``Major Security-Based Swap Participant'' and ``Eligible Contract Participant''<br /><br /><div style="float: right;"> <a href="http://comments.cftc.gov/PublicComments/CommentList.aspx?id=1209" ><img src="../content/images/button_view_comments.png" border="0p"/></div> http://www.cftc.gov/LawRegulation/FederalRegister/ProposedRules/2012-14654.html http://www.cftc.gov/LawRegulation/FederalRegister/ProposedRules/2012-14654.html Proposed Rule Fri, 15 Jun 2012 09:05:29 GMT 17 CFR Parts 3 and 23 Dual and Multiple Associations of Persons Associated With Swap Dealers, Major Swap Participants and Other Commission Registrants<br /><br /><div style="float: right;"> <a href="http://comments.cftc.gov/PublicComments/CommentList.aspx?id=1217" ><img src="../content/images/button_view_comments.png" border="0p"/></div> http://www.cftc.gov/LawRegulation/FederalRegister/ProposedRules/2012-15481.html http://www.cftc.gov/LawRegulation/FederalRegister/ProposedRules/2012-15481.html Proposed Rule Wed, 27 Jun 2012 07:41:09 GMT 17 CFR Part 43 Rules Prohibiting the Aggregation of Orders To Satisfy Minimum Block Sizes or Cap Size Requirements, and Establishing Eligibility Requirements for Parties to Block Trades<br /><br /><div style="float: right;"> <a href="http://comments.cftc.gov/PublicComments/CommentList.aspx?id=1227" ><img src="../content/images/button_view_comments.png" border="0p"/></div> http://www.cftc.gov/LawRegulation/FederalRegister/ProposedRules/2012-16983.html http://www.cftc.gov/LawRegulation/FederalRegister/ProposedRules/2012-16983.html Proposed Rule Thu, 12 Jul 2012 08:57:30 GMT 17 CFR Part 23 Margin Requirements for Uncleared Swaps for Swap Dealers and Major Swap Participants<br /><br /><div style="float: right;"> <a href="http://comments.cftc.gov/PublicComments/CommentList.aspx?id=1232" ><img src="../content/images/button_view_comments.png" border="0p"/></div> http://www.cftc.gov/LawRegulation/FederalRegister/ProposedRules/2012-16498.html http://www.cftc.gov/LawRegulation/FederalRegister/ProposedRules/2012-16498.html Proposed Rule Thu, 12 Jul 2012 09:03:58 GMT 17 CFR Chapter I Exemptive Order Regarding Compliance With Certain Swap Regulations<br /><br /><div style="float: right;"> <a href="http://comments.cftc.gov/PublicComments/CommentList.aspx?id=1233" ><img src="../content/images/button_view_comments.png" border="0p"/></div> http://www.cftc.gov/LawRegulation/FederalRegister/ProposedRules/2012-16496.html http://www.cftc.gov/LawRegulation/FederalRegister/ProposedRules/2012-16496.html Proposed Rule Thu, 12 Jul 2012 09:06:17 GMT 17 CFR Chapter I Cross-Border Application of Certain Swaps Provisions of the Commodity Exchange Act<br /><br /><div style="float: right;"> <a href="http://comments.cftc.gov/PublicComments/CommentList.aspx?id=1234" ><img src="../content/images/button_view_comments.png" border="0p"/></div> http://www.cftc.gov/LawRegulation/FederalRegister/ProposedRules/2012-17357.html http://www.cftc.gov/LawRegulation/FederalRegister/ProposedRules/2012-17357.html Proposed Rule Tue, 17 Jul 2012 09:30:32 GMT 17 CFR Part 39 Clearing Exemption for Certain Swaps Entered Into by Cooperatives<br /><br /><div style="float: right;"> <a href="http://comments.cftc.gov/PublicComments/CommentList.aspx?id=1237" ><img src="../content/images/button_view_comments.png" border="0p"/></div> http://www.cftc.gov/LawRegulation/FederalRegister/ProposedRules/2012-16180.html http://www.cftc.gov/LawRegulation/FederalRegister/ProposedRules/2012-16180.html Proposed Rule Thu, 26 Jul 2012 09:31:30 GMT 17 CFR Parts 15, 17, 18, and 20 Ownership and Control Reports, Forms 102/102S, 40/40S, and 71<br /><br /><div style="float: right;"> <a href="http://comments.cftc.gov/PublicComments/CommentList.aspx?id=1247" ><img src="../content/images/button_view_comments.png" border="0p"/></div> http://www.cftc.gov/LawRegulation/FederalRegister/ProposedRules/2012-18382.html http://www.cftc.gov/LawRegulation/FederalRegister/ProposedRules/2012-18382.html Proposed Rule Tue, 07 Aug 2012 08:19:23 GMT 17 CFR Part 50 Clearing Requirement Determination Under Section 2(h) of the CEA<br /><br /><div style="float: right;"> <a href="http://comments.cftc.gov/PublicComments/CommentList.aspx?id=1252" ><img src="../content/images/button_view_comments.png" border="0p"/></div> http://www.cftc.gov/LawRegulation/FederalRegister/ProposedRules/2012-18003.html http://www.cftc.gov/LawRegulation/FederalRegister/ProposedRules/2012-18003.html Proposed Rule Tue, 14 Aug 2012 11:23:14 GMT Commodity Futures Trading Commission 17 CFR Part 1 Securities and Exchange Commission 17 CFR Parts 230, 240 and 241 Further Definition of ``Swap,'' ``Security-Based Swap,'' and ``Security-Based Swap Agreement''; Mixed Swaps; Security-Based Swap Agreement Recordkeeping<br /><br /><div style="float: right;"> <a href="http://comments.cftc.gov/PublicComments/CommentList.aspx?id=1256" ><img src="../content/images/button_view_comments.png" border="0p"/></div> http://www.cftc.gov/LawRegulation/FederalRegister/ProposedRules/2012-20508.html http://www.cftc.gov/LawRegulation/FederalRegister/ProposedRules/2012-20508.html Proposed Rule Tue, 21 Aug 2012 09:40:26 GMT 17 CFR Part 39 Clearing Exemption for Swaps Between Certain Affiliated Entities<br /><br /><div style="float: right;"> <a href="http://comments.cftc.gov/PublicComments/CommentList.aspx?id=1262" ><img src="../content/images/button_view_comments.png" border="0p"/></div> http://www.cftc.gov/LawRegulation/FederalRegister/ProposedRules/2012-20589.html http://www.cftc.gov/LawRegulation/FederalRegister/ProposedRules/2012-20589.html Proposed Rule Thu, 23 Aug 2012 09:43:07 GMT Proposal To Exempt Certain Transactions Involving Not-for-Profit Electric Utilities; Request for Comments<br /><br /><div style="float: right;"> <a href="http://comments.cftc.gov/PublicComments/CommentList.aspx?id=1263" ><img src="../content/images/button_view_comments.png" border="0p"/></div> http://www.cftc.gov/LawRegulation/FederalRegister/ProposedRules/2012-20965.html http://www.cftc.gov/LawRegulation/FederalRegister/ProposedRules/2012-20965.html Proposed Rule Tue, 28 Aug 2012 11:50:08 GMT Proposed Order and Request for Comment on a Petition From Certain Independent System Operators and Regional Transmission Organizations To Exempt Specified Transactions Authorized by a Tariff or Protocol Approved by the Federal Energy Commission or the Public Utility Commission of Texas From Certain Provisions of the Commodity Exchange Act<br /><br /><div style="float: right;"> <a href="http://comments.cftc.gov/PublicComments/CommentList.aspx?id=1265" ><img src="../content/images/button_view_comments.png" border="0p"/></div> http://www.cftc.gov/LawRegulation/FederalRegister/ProposedRules/2012-24179.html http://www.cftc.gov/LawRegulation/FederalRegister/ProposedRules/2012-24179.html Proposed Rule Tue, 02 Oct 2012 09:30:26 GMT Commodity Futures Trading Commission and Securities and Exchange Commission Acceptance of Public Submissions Regarding the Study of Stable Value Contracts<br /><br /><div style="float: right;"> <a href="http://comments.cftc.gov/PublicComments/CommentList.aspx?id=1276" ><img src="../content/images/button_view_comments.png" border="0p"/></div> http://www.cftc.gov/LawRegulation/FederalRegister/ProposedRules/2012-26435.html http://www.cftc.gov/LawRegulation/FederalRegister/ProposedRules/2012-26435.html Proposed Rule Wed, 14 Nov 2012 08:33:57 GMT 17 CFR Parts 1, 3, 22, 30, and 140 Enhancing Protections Afforded Customers and Customer Funds Held by Futures Commission Merchants and Derivatives Clearing Organizations<br /><br /><div style="float: right;"> <a href="http://comments.cftc.gov/PublicComments/CommentList.aspx?id=1291" ><img src="../content/images/button_view_comments.png" border="0p"/></div> http://www.cftc.gov/LawRegulation/FederalRegister/ProposedRules/2012-30885.html http://www.cftc.gov/LawRegulation/FederalRegister/ProposedRules/2012-30885.html Proposed Rule Wed, 02 Jan 2013 09:42:56 GMT 17 CFR Part 23 Business Conduct and Documentation Requirements for Swap Dealers and Major Swap Participants; Extension of Compliance Date <br /> <br /> <br /><br /><br /><div style="float: right;"> <a href="http://comments.cftc.gov/PublicComments/CommentList.aspx?id=1313" ><img src="../content/images/button_view_comments.png" border="0p"/></div> http://www.cftc.gov/LawRegulation/FederalRegister/ProposedRules/2012-31734.html http://www.cftc.gov/LawRegulation/FederalRegister/ProposedRules/2012-31734.html Proposed Rule Mon, 07 Jan 2013 11:15:23 GMT 17 CFR Chapter I Further Proposed Guidance Regarding Compliance With Certain Swap Regulations<br /><br /><div style="float: right;"> <a href="http://comments.cftc.gov/PublicComments/CommentList.aspx?id=1315" ><img src="../content/images/button_view_comments.png" border="0p"/></div> http://www.cftc.gov/LawRegulation/FederalRegister/ProposedRules/2013-00820.html http://www.cftc.gov/LawRegulation/FederalRegister/ProposedRules/2013-00820.html Proposed Rule Fri, 18 Jan 2013 10:18:42 GMT 17 CFR Parts 1, 3, 22, 30 and 140 Extension of Comment Period for the Rulemaking Enhancing Protections Afforded Customers and Customer Funds Held by Futures Commission Merchants and Derivatives Clearing Organizations<br /><br /><div style="float: right;"> <a href="http://comments.cftc.gov/PublicComments/CommentList.aspx?id=1320" ><img src="../content/images/button_view_comments.png" border="0p"/></div> http://www.cftc.gov/LawRegulation/FederalRegister/ProposedRules/2013-07538.html http://www.cftc.gov/LawRegulation/FederalRegister/ProposedRules/2013-07538.html Proposed Rule Mon, 08 Apr 2013 10:15:40 GMT 17 CFR Part 23 Swap Dealers and Major Swap Participants; Clerical or Ministerial Employees<br /><br /><div style="float: right;"> <a href="http://comments.cftc.gov/PublicComments/CommentForm.aspx?id=1346" ><img src="../content/images/button_submit_comment.png" border="0p"/><a href="http://comments.cftc.gov/PublicComments/CommentList.aspx?id=1346" ><img src="../content/images/button_view_comments.png" border="0p"/></div>