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75 FR 17297

Tue, 06 Apr 2010 00:00:00 GMT

17 CFR Part 190 Account Class

75 FR 23679

Tue, 04 May 2010 00:00:00 GMT

Order Finding That the ICE Malin Financial Basis Contract Traded on the IntercontinentalExchange, Inc., Does Not Perform a Significant Price Discovery Function

75 FR 23686

Tue, 04 May 2010 00:00:00 GMT

Order Finding That the Carbon Financial Instrument Contract Offered for Trading on the Chicago Climate Exchange, Inc. Does Not Perform a Significant Price Discovery Function

75 FR 23690

Tue, 04 May 2010 00:00:00 GMT

Order Finding That the NGPL TxOk Financial Basis Contract Traded on the IntercontinentalExchange, Inc., Does Not Perform a Significant Price Discovery Function

75 FR 23697

Tue, 04 May 2010 00:00:00 GMT

Order Finding That the AECO Financial Basis Contract Traded on the IntercontinentalExchange, Inc., Performs a Significant Price Discovery Function

75 FR 23704

Tue, 04 May 2010 00:00:00 GMT

Order Finding That the NWP Rockies Financial Basis Contract Traded on the IntercontinentalExchange, Inc., Performs a Significant Price Discovery Function

75 FR 23718

Tue, 04 May 2010 00:00:00 GMT

Orders Finding That the Henry Financial Basis Contract, Henry Financial Index Contract and Henry Financial Swing Contract Traded on the IntercontinentalExchange, Inc., Do Not Perform a Significant Price Discovery Function

75 FR 23729

Tue, 04 May 2010 00:00:00 GMT

Orders Finding that the (1) Phys,\1\ BS,\2\ LD1 \3\ (US/MM), AB-NIT;\4\ (2) Phys, BS, LD1 (US/MM), Union-Dawn; \5\ (3) Phys, FP,\6\ (CA/GJ),\7\ AB-NIT; (4) Phys, FP, (US/MM), Union-Dawn; and (5) Phys, ID,\8\ 7a \9\ (CA/GJ), AB-NIT Contracts, Offered for T

75 FR 23710

Tue, 04 May 2010 00:00:00 GMT

Order Finding That the ICE PG&E Citygate Financial Basis Contract Traded on the IntercontinentalExchange, Inc., Performs a Significant Price Discovery Function

75 FR 24586

Wed, 05 May 2010 00:00:00 GMT

Order Finding That the San Juan Financial Basis Contract Traded on the IntercontinentalExchange, Inc., Does Not Perform a Significant Price Discovery Function

75 FR 24592

Wed, 05 May 2010 00:00:00 GMT

Order Finding that the TETCO-M3 Financial Basis Contract Traded on the IntercontinentalExchange, Inc., Does Not Perform a Significant Price Discovery Function

75 FR 24599

Wed, 05 May 2010 00:00:00 GMT

Order Finding That the ICE Dominion-South Financial Basis Contract Traded on the IntercontinentalExchange, Inc., Does Not Perform a Significant Price Discovery Function

75 FR 24606

Wed, 05 May 2010 00:00:00 GMT

Order Finding That the TCO Financial Basis Contract Traded on the IntercontinentalExchange, Inc., Does Not Perform a Significant Price Discovery Function

75 FR 24612

Wed, 05 May 2010 00:00:00 GMT

Order Finding That the Zone 6-NY Financial Basis Contract Traded on the IntercontinentalExchange, Inc., Does Not Perform a Significant Price Discovery Function

75 FR 24619

Wed, 05 May 2010 00:00:00 GMT

Order Finding That the Permian Financial Basis Contract Traded on the IntercontinentalExchange, Inc., Does Not Perform a Significant Price Discovery Function

75 FR 24626

Wed, 05 May 2010 00:00:00 GMT

Order Finding That the TETCO-M3 Financial Basis Contract Traded on the IntercontinentalExchange, Inc., Does Not Perform a Significant Price Discovery Function

75 FR 24633

Wed, 05 May 2010 00:00:00 GMT

Order Finding That the ICE Chicago Financial Basis Contract Traded on the IntercontinentalExchange, Inc., Performs a Significant Price Discovery Function

75 FR 24641

Wed, 05 May 2010 00:00:00 GMT

Order Finding That the HSC\1\ Financial Basis Contract Traded on the IntercontinentalExchange, Inc., Performs a Significant Price Discovery Function

75 FR 24648

Wed, 05 May 2010 00:00:00 GMT

Order Finding That the Socal Border Financial Basis Contract Traded on the IntercontinentalExchange, Inc., Performs a Significant Price Discovery Function

75 FR 24655

Wed, 05 May 2010 00:00:00 GMT

Order Finding That the ICE Waha Financial Basis Contract Traded on the IntercontinentalExchange, Inc., Performs a Significant Price Discovery Function

75 FR 37406

Tue, 29 Jun 2010 00:00:00 GMT

Order Exempting the Trading and Clearing of Certain Products Related to ETFS Physical Swiss Gold Shares and ETFS Physical Silver Shares

75 FR 38469

Fri, 02 Jul 2010 00:00:00 GMT

Orders Finding That the Mid-C Financial Peak Contract and Mid-C Financial Off-Peak Contract, Offered for Trading on the InterrcontinentalExchange, Inc., Perform a Significant Price Discovery Function

75 FR 38487

Fri, 02 Jul 2010 00:00:00 GMT

Order Finding That the Fuel Oil-180 Singapore Swap Contract Traded on the IntercontinentalExchange, Inc., Does Not Perform a Significant Price Discovery Function. Final Order.

75 FR 38478

Fri, 02 Jul 2010 00:00:00 GMT

Orders Finding That the Mid-C Financial Peak Daily Contract and Mid-C Financial Off-Peak Daily Contract, Offered for Trading on the IntercontinentalExchange, Inc., Do Not Perform a Significant Price Discovery Function

75 FR 42380

Wed, 21 Jul 2010 00:00:00 GMT

Orders Finding That the SP-15 Financial Day-Ahead LMP Peak Contract and SP-15 Financial Day-Ahead LMP Off-Peak Contract Offered for Trading on the IntercontinentalExchange, Inc., Perform a Significant Price Discovery Function

75 FR 42390

Wed, 21 Jul 2010 00:00:00 GMT

Orders Finding That the PJM WH Real Time Peak Contract and PJM WH Real Time Off-Peak Contract Offered for Trading on the IntercontinentalExchange, Inc., Perform a Significant Price Discovery Function

75 FR 42399

Wed, 21 Jul 2010 00:00:00 GMT

Orders Finding That the PJM WH Real Time Peak Daily Contract, PJM WH Real Time Off-Peak Daily Contract and PJM WH Day Ahead LMP Peak Daily Contract Offered for Trading on the IntercontinentalExchange, Inc., Do Not Perform a Significant Price Discovery Fu

75 FR 42411

Wed, 21 Jul 2010 00:00:00 GMT

Orders Finding That the SP-15 Financial Day-Ahead LMP Peak Daily Contract; SP-15 Financial Day-Ahead LMP Off-Peak Daily Contract; SP-15 Financial Swap Real Time LMP-Peak Daily Contract; NP-15 Financial Day- Ahead LMP Peak Daily Contract and NP-15 Financ

75 FR 44890

Fri, 30 Jul 2010 00:00:00 GMT

17 CFR Part 190 Operation, in the Ordinary Course, of a Commodity Broker in Bankruptcy

75 FR 50950

Wed, 18 Aug 2010 00:00:00 GMT

17 CR Parts 1, 20, and 151 Federal Speculative Position Limits for Referenced Energy Contracts and Associated Regulations

75 FR 55410

Fri, 10 Sep 2010 00:00:00 GMT

17 CFR Parts 1, 3, 4, 5, 10, 140, 145, 147, 160, and 166 Regulation of Off-Exchange Retail Foreign Exchange Transactions and Intermediaries

75 FR 81977

Thu, 30 Dec 2010 15:03:47 GMT

Order Exempting the Trading and Clearing of Certain Products Related to the CBOE Gold ETF Volatility Index and Similar Products

76 FR 14826

Fri, 18 Mar 2011 11:55:53 GMT

17 CFR Chapter I Antidisruptive Practices Authority

76 FR 28641

Wed, 18 May 2011 11:23:39 GMT

17 CFR Part 4 Commodity Pool Operators: Relief From Compliance With Certain Disclosure, Reporting and Recordkeeping Requirements for Registered CPOs of Commodity Pools Listed for Trading on a National Securities Exchange; CPO Registration Exemption for Certain Independent Directors or Trustees of These Commodity Pools

76 FR 41048

Wed, 13 Jul 2011 13:13:03 GMT

17 CFR Part 1 Agricultural Commodity Definition

76 FR 41398

Thu, 14 Jul 2011 12:18:16 GMT

17 CFR Part 180 Prohibition on the Employment, or Attempted Employment, of Manipulative and Deceptive Devices and Prohibition on Price Manipulation

76 FR 42508

Tue, 19 Jul 2011 11:51:33 GMT

17 CFR Chapter 1 Effective Date for Swap Regulation

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76 FR 43851

Fri, 22 Jul 2011 12:29:35 GMT

17 CFR Parts 15 and 20 Large Trader Reporting for Physical Commodity Swaps

76 FR 43874

Fri, 22 Jul 2011 12:34:33 GMT

17 CFR Part 160 Privacy of Consumer Financial Information; Conforming Amendments Under Dodd-Frank Act

76 FR 43879

Fri, 22 Jul 2011 12:39:08 GMT

17 CFR Part 162 Business Affiliate Marketing and Disposal of Consumer Information Rules

76 FR 44262

Mon, 25 Jul 2011 14:09:22 GMT

17 CFR Parts 1 and 4 Removing Any Reference to or Reliance on Credit Ratings in Commission Regulations; Proposing Alternatives to the Use of Credit Ratings

76 FR 44464

Tue, 26 Jul 2011 13:01:17 GMT

17 CFR Parts 39 and 140 Process for Review of Swaps for Mandatory Clearing

76 FR 44776

Wed, 27 Jul 2011 12:01:28 GMT

17 CFR Part 40 Provisions Common to Registered Entities

76 FR 45666

Mon, 01 Aug 2011 12:46:21 GMT

17 CFR Part 40 Provisions Common to Registered Entities; Correction

76 FR 49291

Wed, 10 Aug 2011 13:07:05 GMT

17 CFR Part 35 Agricultural Swaps

76 FR 53172

Thu, 25 Aug 2011 11:46:17 GMT

17 CFR Part 165 Whistleblower Incentives and Protection

76 FR 54538

Thu, 01 Sep 2011 12:48:11 GMT

17 CFR Part 49 Swap Data Repositories: Registration Standards, Duties and Core Principles

76 FR 56103

Mon, 12 Sep 2011 12:53:09 GMT

17 CFR Part 5 Retail Foreign Exchange Transactions; Conforming Changes to Existing Regulations in Response to the Dodd-Frank Wall Street Reform and Consumer Protection Act

76 FR 59241

Mon, 26 Sep 2011 08:59:22 GMT

17 CFR Part 30 Foreign Futures and Options Contracts on a Non-Narrow-Based Security Index; Commission Certification Procedures

76 FR 63187

Thu, 13 Oct 2011 16:00:09 GMT

17 CFR Part 12 Authority of Judgment Officers to Hear Cases

76 FR 69334

Tue, 08 Nov 2011 08:59:01 GMT

17 CFR Parts 1, 21, 39, and 140 Derivatives Clearing Organization General Provisions and Core Principles

76 FR 71128

Wed, 16 Nov 2011 08:56:27 GMT

Commodity Futures Trading Commission 17 CFR Part 4 Securities and Exchange Commission 17 CFR Parts 275 and 279 Reporting by Investment Advisers to Private Funds and Certain Commodity Pool Operators and Commodity Trading Advisors on Form PF

76 FR 71626

Fri, 18 Nov 2011 08:16:16 GMT

17 CFR Parts 1, 150 and 151 Position Limits for Futures and Swaps

76 FR 78776

Mon, 19 Dec 2011 12:38:55 GMT

17 CFR Parts 1 and 30 Investment of Customer Funds and Funds Held in an Account for Foreign Futures and Foreign Options Transactions

76 FR 80233

Fri, 23 Dec 2011 12:32:49 GMT

17 CFR Chapter 1 Amendment to July 14, 2011 Order for Swap Regulation.

76 FR 80674

Fri, 23 Dec 2011 12:37:08 GMT

17 CFR Part 48 Registration of Foreign Boards of Trade

77 FR 1182

Mon, 09 Jan 2012 08:47:13 GMT

17 CFR Part 43 Real-Time Public Reporting of Swap Transaction Data

77 FR 2136

Fri, 13 Jan 2012 09:01:34 GMT

17 CFR Part 45 Swap Data Recordkeeping and Reporting Requirements

77 FR 2613

Thu, 19 Jan 2012 08:54:57 GMT

17 CFR Parts 1, 3, 23, and 170 Registration of Swap Dealers and Major Swap Participants

77 FR 2909

Fri, 20 Jan 2012 09:44:04 GMT

17 CFR Part 43 Real-Time Public Reporting of Swap Transaction Data

77 FR 3590

Wed, 25 Jan 2012 07:14:30 GMT

17 CFR Parts 3 and 23 Registration of Swap Dealers and Major Swap Participants; Correction

77 FR 6336

Tue, 07 Feb 2012 08:23:03 GMT

17 CFR Parts 22 and 190 Protection of Cleared Swaps Customer Contracts and Collateral; Conforming Amendments to the Commodity Broker Bankruptcy Provisions

77 FR 9734

Fri, 17 Feb 2012 08:01:36 GMT

17 CFR Parts 4 and 23 Business Conduct Standards for Swap Dealers and Major Swap Participants With Counterparties

77 FR 11252

Mon, 26 Mar 2012 09:09:54 GMT

17 CFR Parts 4, 145, and 147 Commodity Pool Operators and Commodity Trading Advisors: Compliance Obligations

77 FR 17328

Mon, 26 Mar 2012 09:11:58 GMT

17 CFR Parts 4, 145, and 147 Commodity Pool Operators and Commodity Trading Advisors: Compliance Obligations

77 FR 20128

Tue, 03 Apr 2012 08:58:09 GMT

17 CFR Parts 1, 3, and 23 Swap Dealer and Major Swap Participant Recordkeeping, Reporting, and Duties Rules; Futures Commission Merchant and Introducing Broker Conflicts of Interest Rules; and Chief Compliance Officer Rules for Swap Dealers, Major Swap Participants, and Futures Commission Merchants

77 FR 21278

Mon, 09 Apr 2012 09:25:24 GMT

17 CFR Parts 1, 23, 37, 38, and 39 Customer Clearing Documentation, Timing of Acceptance for Clearing, and Clearing Member Risk Management

77 FR 25320

Fri, 27 Apr 2012 14:34:55 GMT

17 CFR Parts 3, 32, and 33 Commodity Options

77 FR 30596

Wed, 23 May 2012 09:32:25 GMT

Commodity Futures Trading Commission 17 CFR Part 1; Securities and Exchange Commission 17 CFR Part 240 Further Definition of ``Swap Dealer,'' ``Security-Based Swap Dealer,'' ``Major Swap Participant,'' ``Major Security-Based Swap Participant'' and ``Eligible Contract Participant''

77 FR 35200

Tue, 12 Jun 2012 09:43:27 GMT

17 CFR Part 46 Swap Data Recordkeeping and Reporting Requirements: Pre-Enactment and Transition Swaps

77 FR 36611

Tue, 19 Jun 2012 08:26:32 GMT

17 CFR Parts 1, 16, and 38 Core Principles and Other Requirements for Designated Contract Markets

77 FR 37803

Mon, 25 Jun 2012 09:31:28 GMT

17 CFR Part 38 Customer Clearing Documentation, Timing of Acceptance for Clearing, and Clearing Member Risk Management; Core Principles and Other Requirements for Designated Contract Markets; Correction

77 FR 39626

Thu, 05 Jul 2012 13:45:21 GMT

17 CFR Part 1 Further Definition of ``Swap Dealer,'' ``Security-Based Swap Dealer,'' ``Major Swap Participant,'' ``Major Security-Based Swap Participant'' and ``Eligible Contract Participant''; Correction

77 FR 41260

Fri, 13 Jul 2012 09:24:25 GMT

17 CFR Chapter I Second Amendment to July 14, 2011 Order for Swap Regulation

77 FR 42559

Thu, 19 Jul 2012 09:45:15 GMT

17 CFR Part 39 End-User Exception to the Clearing Requirement for Swaps

77 FR 44441

Mon, 30 Jul 2012 09:47:28 GMT

17 CFR Part 50 Swap Transaction Compliance and Implementation Schedule: Clearing Requirement Under Section 2(h) of the CEA

77 FR 48060

Mon, 13 Aug 2012 09:26:40 GMT

17 CFR Part 43 Real-Time Public Reporting of Swap Transaction Data; Correction

77 FR 48207

Mon, 13 Aug 2012 09:32:33 GMT

Commodity Futures Trading Commission 17 CFR Part 1 Securities and Exchange Commission 17 CFR Parts 230, 240 and 241 Further Definition of ``Swap,'' ``Security-Based Swap,'' and ``Security-Based Swap Agreement''; Mixed Swaps; Security-Based Swap Agreement Recordkeeping

77 FR 51898

Tue, 28 Aug 2012 11:46:24 GMT

17 CFR Part 3 Registration of Intermediaries

77 FR 54355

Wed, 05 Sep 2012 08:45:08 GMT

17 CFR Part 4 Amendments to Commodity Pool Operator and Commodity Trading Advisor Regulations Resulting From the Dodd-Frank Act

77 FR 55904

Tue, 11 Sep 2012 07:49:45 GMT

17 CFR Part 23 Confirmation, Portfolio Reconciliation, Portfolio Compression, and Swap Trading Relationship Documentation Requirements for Swap Dealers and Major Swap Participants

77 FR 65100

Thu, 25 Oct 2012 12:19:01 GMT

17 CFR Part 143 Adjustment of Civil Monetary Penalties for Inflation

77 FR 66288

Fri, 02 Nov 2012 11:33:05 GMT

17 CFR Parts 1, 4, 5, 7, 8, 15, 16, 18, 21, 22, 36, 38, 41, 140, 145, 155, and 166 Adaptation of Regulations To Incorporate Swaps

77 FR 74284

Thu, 13 Dec 2012 07:33:37 GMT

17 CFR Parts 39 and 50 Clearing Requirement Determination Under Section 2(h) of the CEA

77 FR 75523

Fri, 21 Dec 2012 11:43:05 GMT

17 CFR Part 1 Adaptation of Regulations To Incorporate Swaps--Records of Transactions

77 FR 76356

Mon, 31 Dec 2012 10:57:44 GMT

17 CFR Part 160 Privacy of Consumer Financial Information Under Title V of the Gramm-Leach-Bliley Act

78 FR 858

Mon, 07 Jan 2013 11:12:35 GMT

17 CFR Chapter I Final Exemptive Order Regarding Compliance With Certain Swap Regulations

78 FR 1144

Tue, 08 Jan 2013 09:34:30 GMT

17 CFR Parts 9, 12, and 171 Rules of Practice; Amendments to Delegations of Authority to the Office of General Counsel

78 FR 12933

Tue, 26 Feb 2013 08:04:45 GMT

17 CFR Parts 10, 12 and 171 Proceedings Before the Commodity Futures Trading Commission

78 FR 19670

Tue, 02 Apr 2013 08:16:52 GMT

Order Exempting, Pursuant to Authority of the Commodity Exchange Act, Certain Transactions Between Entities Described in the Federal Power Act, and Other Electric Cooperatives

78 FR 19879

Tue, 02 Apr 2013 08:19:16 GMT

Final Order in Response to a Petition From Certain Independent System Operators and Regional Transmission Organizations To Exempt Specified Transactions Authorized by a Tariff or Protocol Approved by the Federal Energy Regulatory Commission or the Public Utility Commission of Texas From Certain Provisions of the Commodity Exchange Act Pursuant to the Authority Provided in the Act

78 FR 20788

Mon, 08 Apr 2013 10:11:41 GMT

Dual and Multiple Associations of Persons Associated With Swap Dealers, Major Swap Participants and Other Commission Registrants17 CFR Parts 3 and 23

78 FR 21045

Tue, 09 Apr 2013 08:59:16 GMT

17 CFR Part 1 Adaptation of Regulations to Incorporate Swaps--Records of Transactions; Correction

78 FR 21045

Tue, 09 Apr 2013 09:01:16 GMT

17 CFR Part 23 Confirmation, Portfolio Reconciliation, Portfolio Compression, and Swap Trading Relationship Documentation Requirements for Swap Dealers and Major Swap Participants; Correction

78 FR 21522

Thu, 11 Apr 2013 09:42:03 GMT

17 CFR Part 140 Delegation of Authority To Disclose Confidential Information to a Contract Market, Registered Futures Association or Self-Regulatory Organization

78 FR 21749

Thu, 11 Apr 2013 09:55:03 GMT

17 CFR Part 50 Clearing Exemption for Swaps Between Certain Affiliated Entities

78 FR 22418

Tue, 16 Apr 2013 08:51:05 GMT

17 CFR Parts 1, 3, 5, 9, 11, 31, 40, 41, 140, 145, 170, 171 and 190 Reassignment of Commission Staff Responsibilities and Delegations of Authority

78 FR 23638

Fri, 19 Apr 2013 08:15:10 GMT

Commodity Futures Trading Commission 17 CFR Part 162 Securities and Exchange Commission 17 CFR Part 248 Identity Theft Red Flags Rules