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Comments for Proposed Rule 76 FR 14825

Proposed Rule  76 FR 14825  //  Open PDF Version PDF Version

17 CFR Parts 1, 16, and 38 Core Principles and Other Requirements for Designated Contact Markets

Open Date: 3/18/2011
Closing Date: 4/18/2011
 
See also:
75 FR 80572 ,  12/22/2010  //  Open PDF Version PDF Version

17 CFR Parts 1, 16, and 38 Core Principles and Other Requirements for Designated Contract Markets

Note:

The off-market volume data referenced by the Commission in the Federal Register release for the notice of proposed rulemaking for “Core Principles and Other Requirements for Designated Contract Markets,” 75 Fed. Reg. 80572, 80588-89 (Dec. 22, 2010), pertaining to proposed regulation 38.502(a) (“Minimum Centralized Market Trading Percentage Requirement”) is now available via the link below.  As provided in the Federal Register release extending the comment period for the proposed rulemaking, 76 Fed. Reg 14825 (Mar. 18, 2011), the Commission will accept and consider comments pertaining to this data through April 18, 2011. Please submit comments via any one of the methods provided in the notice of extension.  Download the “off-market volume data spreadsheet” here

77 FR 36611 ,  6/19/2012  //  Open PDF Version PDF Version

17 CFR Parts 1, 16, and 38 Core Principles and Other Requirements for Designated Contract Markets

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 74 items in 8 pages
05/08/201275 FR 80572ChrisFerreriWMBA (Wholesale Markets Brokers Association)
06/03/201175 FR 80572StephenMerkelWholesale Markets Brokers' Association, Americas
02/10/201175 FR 80572BJD'MilliUS Citizen
06/03/201175 FR 80572MichaelRyanTrading Technologies International, Inc.
08/09/201175 FR 80572CFTC Technology Advisory CommitteeReportThe Pre-Trade Functionality Subcommittee of the CFTC Technology Advisory Committee
06/03/201175 FR 80572LarryThompsonThe Depository Trust & Clearing Corporation
06/10/201175 FR 80572LarryThompsonThe Depository Trust & Clearing Corporation
07/21/201176 FR 14825LarryThompsonThe Depository Trust & Clearing Corporation
06/10/201175 FR 80572JohnGidmanThe Association of Institutional INVESTORS
06/10/201175 FR 80572JiriKrolThe Alternative Investment Management Association Ltd (AIMA)