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Comments for Proposed Rule 76 FR 14825

Proposed Rule  76 FR 14825  //  Open PDF Version PDF Version

17 CFR Parts 1, 16, and 38 Core Principles and Other Requirements for Designated Contact Markets

Open Date: 3/18/2011
Closing Date: 4/18/2011
 
See also:
75 FR 80572 ,  12/22/2010  //  Open PDF Version PDF Version

17 CFR Parts 1, 16, and 38 Core Principles and Other Requirements for Designated Contract Markets

Note:

The off-market volume data referenced by the Commission in the Federal Register release for the notice of proposed rulemaking for “Core Principles and Other Requirements for Designated Contract Markets,” 75 Fed. Reg. 80572, 80588-89 (Dec. 22, 2010), pertaining to proposed regulation 38.502(a) (“Minimum Centralized Market Trading Percentage Requirement”) is now available via the link below.  As provided in the Federal Register release extending the comment period for the proposed rulemaking, 76 Fed. Reg 14825 (Mar. 18, 2011), the Commission will accept and consider comments pertaining to this data through April 18, 2011. Please submit comments via any one of the methods provided in the notice of extension.  Download the “off-market volume data spreadsheet” here

77 FR 36611 ,  6/19/2012  //  Open PDF Version PDF Version

17 CFR Parts 1, 16, and 38 Core Principles and Other Requirements for Designated Contract Markets

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 74 items in 8 pages
12/30/201075 FR 80572   
08/26/201175 FR 80572Ex ParteCommunication 
08/16/201175 FR 80572ExParte 
06/08/201175 FR 80572ChrisBarnard 
05/22/201175 FR 80572ChrisBarnard 
02/22/201175 FR 80572EuanCraik 
10/13/201175 FR 80572Ex ParteCommunicationABN AMRO, Amalgamated Metal Trading, Bank of America Merrill Lynch, BP Oil International, Citigroup, CME Group, Credit Suisse Securities, Deutsche Bank, Elliott Advisors, FOA, Goldman Sachs, ICE Futures, IG Group, JP Morgan, London Stock Exchange, Marex Financial, Monument Securities, Morgan Stanley, Natixis Commodity Markets, NYSE LIFFE, RWE Supply Trading, UBS
06/01/201175 FR 80572IanShepherdAlice Corporation
12/03/201075 FR 80572EdwardRosenBank of America Merrill Lynch; Barclays Capital; BNP Paribas; Citi; Credit Agricole Corporate and Investment Bank; Credit Suisse Securities (USA);
02/22/201175 FR 80572DennisKelleherBetter Markets, Inc.