Proposed Rule
76 FR 3698
//
PDF Version
17 CFR Part 39 Risk Management Requirements for Derivatives Clearing Organizations
17 CFR Part 39 Risk Management Requirements for Derivatives Clearing Organizations
17 CFR Part 39 Risk Management Requirements for Derivatives Clearing Organizations; Correction
17 CFR Chapter I Reopening and Extension of Comment Periods for Rulemakings Implementing the Dodd-Frank Wall Street Reform and Consumer Protection Act
17 CFR Parts 1, 21, 39, and 140 Derivatives Clearing Organization General Provisions and Core Principles
| Date Received | Release | First Name | Last Name | Organization | Edit | |
|---|---|---|---|---|---|---|
|
||||||
| 06/02/2011 | 76 FR 3698 | Neal | Wolkoff | ELX Futures, L.P. | ||
| 06/03/2011 | 76 FR 25274 | STEPHEN | HUMENIK | Eris Exchange, LLC | ||
| 03/22/2011 | 76 FR 3698 | Ex Parte | Communication | European Commission | ||
| 03/22/2011 | 76 FR 16587 | Ex Parte | Communication | European Parliament | ||
| 06/01/2011 | 76 FR 25274 | Kyle | Brandon | FIA FSR IIB IRI ISDA SIFMA U.S. Chamber of Commerce | ||
| 04/13/2011 | 76 FR 3698 | Ex Parte | Communication | Fidelity Investments (Fidelity) Vanguard | ||
| 04/13/2011 | 76 FR 3698 | Ex Parte | Communication | Fidelity Investments (Fidelity) Vanguard | ||
| 03/21/2011 | 76 FR 3698 | Alexander | Justham | Financial Services Authority (UK) | ||
| 03/21/2011 | 76 FR 3698 | Lisa | Ledbetter | Freddie Mac | ||
| 04/07/2011 | 76 FR 16587 | Barbara | Wierzynski | Futures Industry Association | ||
| 03/14/2011 | 76 FR 3698 | Ex Parte | Communication | Futures Industry Association (FIA) | ||
| 07/08/2011 | 76 FR 3698 | Wayne | Pestone | FX Alliance Inc. | ||
| 02/03/2011 | 76 FR 3698 | Scott | Pintoff | GFI Group Inc. | ||
| 02/09/2012 | 76 FR 25274 | Ex Parte | Communication | Goldman Sachs, Credit Suisse Securities (USA) LLC, J.P. Morgan Securities, Futures Industry Association (FIA), Securities Industry and Financial Markets Association (SIFMA), Pershing, Morgan Stanley & Co., Wilmer Hale, NewEdge, Macquarie Group | ||
| 06/03/2011 | 76 FR 25274 | Kari | Larsen | Green Exchange LLC | ||
| 06/03/2011 | 76 FR 25274 | Matthew | Thomas | Hunton & Williams LLP | ||
| 04/26/2013 | 76 FR 3698 | Kevin | McClear | ICE Clear Credit LLC | ||
| 02/08/2011 | 76 FR 3698 | Ex Parte | Communication | ICE Clear U.S. | ||
| 02/08/2011 | 76 FR 3698 | Ex Parte | Communication | ICE Clear U.S. | ||
| 03/21/2011 | 76 FR 3698 | Mark | Hepsworth | Interactive Data Corporation | ||