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Comments for Proposed Rule 75 FR 80638

Proposed Rule  75 FR 80638  //  Open PDF Version PDF Version

17 CFR Parts 23 and 155 Business Conduct Standards for Swap Dealers and Major Swap Participants With Counterparties

Open Date: 12/22/2010
Closing Date: 2/22/2011
Extended Date: 6/3/2011
 
See also:
76 FR 25274 ,  5/4/2011  //  Open PDF Version PDF Version

17 CFR Chapter I Reopening and Extension of Comment Periods for Rulemakings Implementing the Dodd-Frank Wall Street Reform and Consumer Protection Act

77 FR 9734 ,  2/17/2012  //  Open PDF Version PDF Version

17 CFR Parts 4 and 23 Business Conduct Standards for Swap Dealers and Major Swap Participants With Counterparties

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 201 items in 11 pages
10/13/201175 FR 80638Ex ParteCommunicationConsumer Federation of America (CFA)
Americans for Financial Reform (AFR)
Better Markets
02/21/201275 FR 80638Ex ParteCommunicationConsumer Federation of America


Better Markets, Inc.
02/21/201275 FR 80638Ex ParteCommunicationConsumer Federation of America


Better Markets, Inc.
02/10/201175 FR 80638LaurelLeitnerCouncil of Institutional Investors
03/22/201175 FR 80638Ex ParteCommunicationCredit Suisse, Deutsche Bank, Citi, JP Morgan, Barclays, Morgan Stanley, Goldman Sachs, UBS
03/25/201175 FR 80638KentMasonDavis & Harman LLP
06/03/201176 FR 25274JoelleOggDC Energy, LLC
02/22/201175 FR 80638LucienCalhounDelaware Valley Regional Finance Authority
08/16/201175 FR 80638Ex ParteCommunicationDelta Strategy Group (DSG)
06/03/201175 FR 80638EEIEEIEdison Electric Institute
02/22/201175 FR 80638KeithSappenfield, IIEncana Marketing (USA) Inc.
06/03/201176 FR 25274STEPHENHUMENIKEris Exchange, LLC
02/22/201175 FR 80638NoelTraskExelon Corporation
06/01/201176 FR 25274KyleBrandonFIA FSR IIB IRI ISDA SIFMA U.S. Chamber of Commerce
08/26/201175 FR 80638JohnDamgardFutures Industry Association (FIA); International Swaps and Derivatives Association, Inc. (ISDA); Securities Industry and Financial Markets Association (SIFMA)
09/14/201175 FR 80638JohnDamgardFutures Industry Association (FIA); International Swaps and Derivatives Association, Inc. (ISDA); Securities Industry and Financial Markets Association (SIFMA)
05/04/201175 FR 80638KyleBrandonFutures Industry Association Financial Services Forum International Swaps and Derivatives Association Securities Industry and Financial Markets Association
06/10/201175 FR 80638EdwardRosenFutures Industry Association Institute of International Bankers International Swaps and Derivatives Association Investment Company Institute Securities Industry and Financial Markets Association U.S. Chamber of Commerce
01/17/201275 FR 80638Ex ParteCommunicationGoldman Sachs
02/09/201276 FR 25274Ex ParteCommunicationGoldman Sachs, Credit Suisse Securities (USA) LLC, J.P. Morgan Securities, Futures Industry Association (FIA), Securities Industry and Financial Markets Association (SIFMA), Pershing, Morgan Stanley & Co., Wilmer Hale, NewEdge, Macquarie Group