Comments for Proposed Rule 75 FR 80638
Proposed Rule
75 FR 80638
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PDF Version
17 CFR Parts 23 and 155 Business Conduct Standards for Swap Dealers and Major Swap Participants With Counterparties
Open Date:
12/22/2010
Closing Date:
2/22/2011
Extended Date:
6/3/2011
76 FR 25274
,
5/4/2011
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PDF Version
PDF Version
17 CFR Chapter I Reopening and Extension of Comment Periods for Rulemakings Implementing the Dodd-Frank Wall Street Reform and Consumer Protection Act
77 FR 9734
,
2/17/2012
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PDF Version
PDF Version
17 CFR Parts 4 and 23 Business Conduct Standards for Swap Dealers and Major Swap Participants With Counterparties
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| Date Received | Release | First Name | Last Name | Organization | Edit | |
|---|---|---|---|---|---|---|
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| 09/08/2011 | 75 FR 80638 | Ex Parte | Communication | Russell Investments (Russell) | ||
| 09/07/2011 | 75 FR 80638 | Ex Parte | Communication | Andrew Kalotay Associates, Inc. | ||
| 09/01/2011 | 75 FR 80638 | Ex Parte | Communication | City and County of San Francisco (SF) | ||
| 08/31/2011 | 75 FR 80638 | Thomas | Sexton | National Futures Associaton (NFA) | ||
| 08/30/2011 | 75 FR 80638 | Ex Parte | Communication | Consumer Federation of America (CFA) | ||
| 08/30/2011 | 75 FR 80638 | Ex Parte | Communication | BlackRock | ||
| 08/30/2011 | 75 FR 80638 | Ex Parte | Communication | American Benefits Council (ABC) The Committee on the Investment of Employee Benefit Assets (CIEBA) | ||
| 08/30/2011 | 75 FR 80638 | Ex Parte | Communication | Senator Carl Levin | ||
| 08/29/2011 | 75 FR 80638 | Ex Parte | Communication | Consumer Federation of America (CFA) Americans for Financial Reform (AFR) | ||
| 08/29/2011 | 75 FR 80638 | Ex Parte | Communication | Tennessee Office of the Comptroller of the Treasury (TOCT) | ||
| 08/26/2011 | 75 FR 80638 | R. | Hubbard | Committee on Capital Markets Regulation | ||
| 08/26/2011 | 75 FR 80638 | John | Damgard | Futures Industry Association (FIA); International Swaps and Derivatives Association, Inc. (ISDA); Securities Industry and Financial Markets Association (SIFMA) | ||
| 08/16/2011 | 75 FR 80638 | Ex Parte | Communication | Delta Strategy Group (DSG) | ||
| 07/25/2011 | 75 FR 80638 | Adam | Smith | Congress of the United States | ||
| 07/22/2011 | 75 FR 80638 | Ex Parte | Communication | National Futures Association (NFA) Municipal Securities Rulemaking Board (MSRB) | ||
| 07/14/2011 | 76 FR 25274 | Ex Parte | Communication | CHS, Dairy Farmers of America/Dairylea, Land O'Lakes, Growmark, NCFC | ||
| 07/12/2011 | 75 FR 80638 | Ex Parte | Communication | Russell Investments | ||
| 07/07/2011 | 76 FR 25274 | Kenneth | Fisher | Noble Energy, Inc. | ||
| 07/06/2011 | 75 FR 80638 | Ex Parte | Communication | Securities Industry and Financial Markets Association (“SIFMA”) Goldman Sachs Morgan Stanley | ||
| 06/24/2011 | 76 FR 25274 | Hal | Scott | Committee on Capital Markets Regulation | ||
