Proposed Rule
75 FR 67642
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PDF Version
17 CFR Parts 1 and 30 Investment of Customer Funds and Funds Held in an Account for Foreign Futures and Foreign Options Transactions
17 CFR Chapter I Reopening and Extension of Comment Periods for Rulemakings Implementing the Dodd-Frank Wall Street Reform and Consumer Protection Act
| Date Received | Release | First Name | Last Name | Organization | Edit | |
|---|---|---|---|---|---|---|
|
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| 06/15/2011 | 76 FR 25274 | Ernest | Edsel | ACM Capital Management | ||
| 06/23/2011 | 75 FR 67642 | Ex Parte | Communication | MF Global | ||
| 06/24/2011 | 76 FR 25274 | Hal | Scott | Committee on Capital Markets Regulation | ||
| 07/07/2011 | 76 FR 25274 | Kenneth | Fisher | Noble Energy, Inc. | ||
| 07/14/2011 | 76 FR 25274 | Ex Parte | Communication | CHS, Dairy Farmers of America/Dairylea, Land O'Lakes, Growmark, NCFC | ||
| 07/20/2011 | 75 FR 67642 | Ex Parte | Communication | MF Global | ||
| 07/20/2011 | 75 FR 67642 | Ex Parte | Communication | FIA, Goldman Sachs, Bank of America Merrill Lynch, Credit Suisse, UBS, RJ O'brien & Assoc., MF Global | ||
| 07/20/2011 | 75 FR 67642 | Ex Parte | Communication | MF Global | ||
| 07/21/2011 | 75 FR 67642 | Ex Parte | Communication | Futures Industry Association (FIA) | ||
| 02/09/2012 | 76 FR 25274 | Ex Parte | Communication | Goldman Sachs, Credit Suisse Securities (USA) LLC, J.P. Morgan Securities, Futures Industry Association (FIA), Securities Industry and Financial Markets Association (SIFMA), Pershing, Morgan Stanley & Co., Wilmer Hale, NewEdge, Macquarie Group | ||