Proposed Rule
77 FR 43968
//
PDF Version
17 CFR Parts 15, 17, 18, and 20 Ownership and Control Reports, Forms 102/102S, 40/40S, and 71
| Date Received | Release | First Name | Last Name | Organization | Edit | |
|---|---|---|---|---|---|---|
|
||||||
| 10/16/2012 | 77 FR 43968 | James | Moran | CME Group | ||
| 08/03/2012 | 77 FR 43968 | Ex Parte | Communication | FIA | ||
| 08/16/2012 | 77 FR 43968 | Ex Parte | Communication | FIA | ||
| 08/21/2012 | 77 FR 43968 | Ex Parte | Communication | FIA | ||
| 09/04/2012 | 77 FR 43968 | Ex Parte | Communication | FIA | ||
| 09/14/2012 | 77 FR 43968 | Barbara Wierzynski | Wierzynski | Futures Industry Association | ||
| 10/15/2012 | 77 FR 43968 | Barbara | Wierzynski | Futures Industry Association | ||
| 10/12/2012 | 77 FR 43968 | Audrey | Hirschfeld | ICE Futures US (IFUS) | ||
| 08/09/2012 | 77 FR 43968 | Sheila | Waddell | John Hazelwood Estate (publicly administered by Federal agencies and financial agents). | ||
| 09/24/2012 | 77 FR 43968 | Sheila | Bailey-Waddell | JPMorgan Chase & Co BNY Mellon Corp. Citigroup, Inc. Wells Fargo & Co Bank of America Corp HSBC North America Holdings Goldman Sachs Group, Inc. U.S. Bancorp PNC Financial Services Group, Inc. | ||