Proposed Rule
77 FR 15460
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PDF Version
17 CFR Part 43 Procedures To Establish Appropriate Minimum Block Sizes for Large Notional Off-Facility Swaps and Block Trades
17 CFR Part 43 Real-Time Public Reporting of Swap Transaction Data
17 CFR Part 43 Real-Time Public Reporting of Swap Transaction Data Correction
17 CFR Chapter I Reopening and Extension of Comment Periods for Rulemakings Implementing the Dodd-Frank Wall Street Reform and Consumer Protection Act
17 CFR Part 43 Real-Time Public Reporting of Swap Transaction Data
17 CFR Part 43 Real-Time Public Reporting of Swap Transaction Data
| Date Received | Release | First Name | Last Name | Organization | Edit | |
|---|---|---|---|---|---|---|
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| 03/22/2011 | 75 FR 76930 | Ex Parte | Communication | Credit Suisse, Deutsche Bank, Citi, JP Morgan, Barclays, Morgan Stanley, Goldman Sachs, UBS | ||
| 03/23/2011 | 75 FR 76139 | Terrence | Duffy | CME Group | ||
| 03/23/2011 | 75 FR 76139 | Holtan | AlexanderS. | |||
| 03/24/2011 | 75 FR 76139 | |||||
| 03/31/2011 | 75 FR 76139 | Ex Parte | Communication | Working Group of Commercial Energy Firms | ||
| 04/06/2011 | 75 FR 76139 | Robert | Hatch | |||
| 04/08/2011 | 75 FR 76139 | Ex Parte | Communication | Rabobank Davis Polk | ||
| 04/13/2011 | 75 FR 76139 | Ex Parte | Communication | American Council of Life Insurers Genworth Manulife John Hancock Life New York Life Insurance Company (New York Life) Northwestern Mutual Prudential MetLife Allstate Life | ||
| 04/13/2011 | 77 FR 15460 | Ex Parte | Communication | American Council of Life Insurers Genworth Manulife John Hancock Life New York Life Insurance Company (New York Life) Northwestern Mutual Prudential MetLife Allstate Life | ||
| 04/13/2011 | 75 FR 76139 | Ex Parte | Communication | Fidelity Investments (Fidelity) Vanguard | ||
| 04/13/2011 | 77 FR 15460 | Ex Parte | Communication | Fidelity Investments (Fidelity) Vanguard | ||
| 04/15/2011 | 75 FR 76139 | Ex Parte | Communication | Credit Suisse | ||
| 04/15/2011 | 75 FR 76930 | Ex Parte | Communication | Credit Suisse | ||
| 04/18/2011 | 75 FR 76139 | Carlotta | King | Managed Funds Association | ||
| 04/18/2011 | 77 FR 15460 | Carlotta | King | Managed Funds Association | ||
| 04/21/2011 | 75 FR 76139 | Ex Parte | Communication | International Swaps and Derivatives Association ("ISDA") Mayer Brown Kalorama Partners | ||
| 04/21/2011 | 77 FR 15460 | Ex Parte | Communication | International Swaps and Derivatives Association ("ISDA") Mayer Brown Kalorama Partners | ||
| 04/21/2011 | 75 FR 76139 | Ex Parte | Communication | Securities and Exchange Commission ("SEC") Depository Trust & Clearing Corporation (“DTCC”) | ||
| 04/21/2011 | 75 FR 76139 | Ex Parte | Communication | Securities and Exchange Commission ("SEC") International Swaps and Derivatives Association ("ISDA") | ||
| 04/25/2011 | 75 FR 76139 | David | Perlman | Coalition of Physical Energy Companies (COPE) | ||