Proposed Rule
76 FR 45730
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PDF Version
17 CFR Parts 1, 23, and 39 Customer Clearing Documentation and Timing of Acceptance for Clearing
17 CFR Parts 1, 23, and 39 Customer Clearing Documentation and Timing of Acceptance for Clearing; Correction
17 CFR Parts 1, 23, 37, 38, and 39 Customer Clearing Documentation, Timing of Acceptance for Clearing, and Clearing Member Risk Management
17 CFR Part 38 Customer Clearing Documentation, Timing of Acceptance for Clearing, and Clearing Member Risk Management; Core Principles and Other Requirements for Designated Contract Markets; Correction
| Date Received | Release | First Name | Last Name | Organization | Edit | |
|---|---|---|---|---|---|---|
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| 10/14/2011 | 76 FR 45730 | Edward | Rosen | Bank of America Merrill Lynch BNP Paribas Citi Credit Suisse Securities (USA) LLC Deutsche Bank AG Goldman Sachs HSBC J.P. Morgan Morgan Stanley | ||
| 09/30/2011 | 76 FR 45730 | Dennis | Kelleher | Better Markets | ||
| 10/19/2011 | 76 FR 45730 | Ex Parte | Communication | BlackRock | ||
| 02/28/2012 | 76 FR 45730 | Ex Parte | Communication | BlackRock | ||
| 09/30/2011 | 76 FR 45730 | Joanne | Medero | BlackRock, Inc. | ||
| 08/09/2011 | 76 FR 47529 | Ex Parte | Communication | Citadel | ||
| 02/28/2012 | 76 FR 45730 | Ex Parte | Communication | Citadel | ||
| 09/30/2011 | 76 FR 45730 | Adam | Cooper | Citadel LLC | ||
| 09/30/2011 | 76 FR 45730 | Craig | Donohue | CME Group Inc. | ||
| 09/28/2011 | 76 FR 45730 | Hal | Scott | Committee on Capital Markets Regulation | ||