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Sunshine Act Announcements

Date
Sunshine Act Announcements
12/28/2010

Sunshine Act Meetings: January 13, 2011 and January 20, 2011  //  Open PDF Version PDF Version

Open Commission Meetings January 13, 2011 and January 20, 2011; MATTERS TO BE CONSIDERED: The Commission has scheduled these meetings to consider the issuance of various proposed rules. Agendas for each of the scheduled meetings will be made available to the public and posted on the Commission's Web site at http://www.cftc.gov at least seven (7) days prior to the meeting. In the event that the times or dates of the meetings change, an announcement of the change, along with the new time and place of the meeting will be posted on the Commission's Web site.

12/28/2010

Sunshine Act Meeting: January 7, 2011  //  Open PDF Version PDF Version

Closed Commission Meeting January 7, 2011; MATTERS TO BE CONSIDERED: Surveillance and Enforcement Matters.

12/28/2010

Sunshine Act Meeting: January 14, 2011  //  Open PDF Version PDF Version

Closed Commission Meeting January 14, 2011; MATTERS TO BE CONSIDERED: Surveillance and Enforcement Matters.

12/28/2010

Sunshine Act Meeting: January 21, 2011  //  Open PDF Version PDF Version

Closed Commission Meeting January 21, 2011; MATTERS TO BE CONSIDERED: Surveillance and Enforcement Matters.

12/28/2010

Sunshine Act Meeting: January 28, 2011  //  Open PDF Version PDF Version

Closed Commission Meeting January 28, 2011; MATTERS TO BE CONSIDERED: Surveillance and Enforcement Matters.

11/26/2010

Sunshine Act Meeting: December 3, 2010  //  Open PDF Version PDF Version

Closed Commission Meeting December 3, 2010; Matter to be Considered: Surveillance and Enforcement Matters

11/26/2010

Sunshine Act Meeting: December 10, 2010  //  Open PDF Version PDF Version

Closed Commission Meeting December 10, 2010; Matter to be Considered: Surveillance and Enforcement Matters.

11/26/2010

Sunshine Act Meeting: December 17, 2010  //  Open PDF Version PDF Version

Closed Commission Meeting December 17, 2010; Matter to be Considered: Enforcement and Surveillance Matters    

11/26/2010

Sunshine Act Meeting: December 24, 2010  //  Open PDF Version PDF Version

Closee Commission Meeting December 24, 2010; Matter to be Considered: Surveillance and Enforcement Matters

11/26/2010

Sunshine Act Meeting: December 31, 2010  //  Open PDF Version PDF Version

Closed Commission Meeting December 31, 2010; Matter to be Considered: Surveillance and Enforcement Matters

11/19/2010

Sunshine Act Meetings: December 1, 2010, December 9, 2010 and December 16, 2010  //  Open PDF Version PDF Version

Open Commission Meetings December 1, 2010, December 9, 2010, and December 16, 2010; Matters to be considered: The Commission has scheduled these meetings to consider the issuance of various proposed rules. Agendas for each of the scheduled meetings will be made available to the public and posted on the Commission's Web site at http:[sol][sol]www.cftc.gov at least seven (7) days prior to the meeting. In the event that the times or dates of the meetings change, an announcement of the change, along with the new time and place of the meeting will be posted on the Commission's Web site.

10/28/2010

Sunshine Act Meetings: November 10, 2010, November 19, 2010, November 30, 2010 and December 1, 2010  //  Open PDF Version PDF Version

Open Commission Meeting November 10, 2010, November 19 2010, November 30, 2010 and December 1, 2010; Matter to be Considered: The Commission has scheduled these meetings to consider the issuance of various proposed rules.  Agendas for each of the scheduled meetings will be made available to the public and posted on the Commission's Web site at http://www.cftc.gov at least seven (7) days prior to the meeting. In the event that the times or dates of the meetings change, an announcement of the change, along with the new time and place of the meeting will be posted on the Commission's Web site.

10/27/2010

Sunshine Act Meeting: November 5, 2010  //  Open PDF Version PDF Version

Closed Commission Meeting November 5, 2010; Matter to be Considered: Surveillance and Enforcement Matters

10/27/2010

Sunshine Act Meeting: November 12, 2010  //  Open PDF Version PDF Version

Closed Commission Meeting November 12, 2010; Matter to be Considered: Surveillance and Enforcement Matters

10/27/2010

Sunshine Act Meeting: November 19, 2010  //  Open PDF Version PDF Version

Closed Commission Meeting November 19, 2010; Matter to be Considered: Surveillance and Enforcement Matters

10/27/2010

Sunshine Act Meeting: November 26, 2010  //  Open PDF Version PDF Version

Closed Commission Meeting November 26, 2010; Matter to be Considered: Surveillance and Enforcement Matters

10/14/2010

Sunshine Act Meeting: October 19, 2010 and October 26, 2010  //  Open PDF Version PDF Version

Open Commission Meeting October 19, 2010 and October 26, 2010; The Commission has scheduled these meetings to consider the issuance of various proposed rules. Agendas for each of the scheduled meetings will be made available to the public and posted on the Commission's Web site at http:[sol][sol]www.cftc.gov at least seven (7) days prior to the meeting. In the event that the times or dates of the meetings change, an announcement of the change, along with the new time and place of the meeting, will be posted on the Commission's Web site.

9/22/2010

Sunshine Act Meeting: October 1, 2010  //  Open PDF Version PDF Version

Open Commission Meeting October 1, 2010: Matters to be Considered: Issuance of an interim final rule relating to the time frame for reporting pre-enactment unexpired swaps to a swap data repository or to the Commission; Issuance of proposed rules that would prescribe (i) certain risk management standards for those derivatives clearing organizations designated as systemically important (``SIDCOs'') by the Financial Stability Oversight Council under Title VIII of the Dodd-Frank Act and (ii) standards requiring sixty (60) days advance notice of changes in SIDCO rules, procedures, or operations that materially affect the nature or level of risks presented by the SIDCO; and Issuance of proposed rules specifying requirements for derivatives clearing organizations, designated contract markets, and swap execution facilities on governance arrangements and mitigation of conflicts of interest.

9/21/2010

Sunshine Act Meeting: October 1, 2010  //  Open PDF Version PDF Version

Closed Commission Meeting October 1, 2010; Matters to be Considered: Surveillance and Enforcement Matters

9/21/2010

Sunshine Act Meeting: October 8, 2010  //  Open PDF Version PDF Version

Closed Commission Meeting October 8, 2010; Matters to be Considered: Surveillance and Enforcement Matters.

9/21/2010

Sunshine Act Meeting: October 15, 2010  //  Open PDF Version PDF Version

Closed Commission Meeting Ocotber 15, 2010; Matters to be Considered: Surveillance and Enforcement Matters.

9/21/2010

Sunshine Act Meeting: October 22, 2010  //  Open PDF Version PDF Version

Closed Commisison Meeting October 22, 2010; Matters to be Considered: Surveillance and Enforcement Matters.

9/21/2010

Sunshine Act Meeting: October 29, 2010  //  Open PDF Version PDF Version

Closed Commission Meeting October 29, 2010; Matters to be Considered: Surveillance and Enforcement Matters.

8/18/2010

Sunshine Act Meeting: August 31, 2010  //  Open PDF Version PDF Version

Closed Commission Meeting August 31, 2010; Matters to be Considered: Rule Enforcement Review.

8/18/2010

Sunshine Act Meeting: September 3, 2010  //  Open PDF Version PDF Version

Closed Commission Meeting September 3, 2010; Matters to be Considered: Surveillance and Enforcement Matters.

8/18/2010

Sunshine Act Meeting: September 10, 2010  //  Open PDF Version PDF Version

Closed Commission Meeting September 10, 2010; Matters to be Considered: Surveillance and Enforcement Matters.

8/18/2010

Sunshine Act Meeting: September 17, 2010  //  Open PDF Version PDF Version

Closed Commission Meeting September 17, 2010; Matters to be Considered: Surveillance and Enforcement Matters.

8/18/2010

Sunshine Act Meeting: September 24, 2010  //  Open PDF Version PDF Version

Closed Commission Meeting Septembe 24, 2010; Matters to be Considered: Surveillance and Enforcement Matters.

7/27/2010

Sunshine Act Meeting: August 7, 2010  //  Open PDF Version PDF Version

Closed Commission Meeting August 7, 2010; Matters to be Considered: Survillance and Enforcement Matters

7/27/2010

Sunshine Act Meeting: August 14, 2010  //  Open PDF Version PDF Version

Closed Commission Meeting August 14, 2010; Matters to be Considered: Surveillance and Enforcement Matters.

7/27/2010

Sunshine Act Meeting: August 21, 2010  //  Open PDF Version PDF Version

Closed Commission Meeting August 21, 2010; Matters to be Considered: Surveillance and Enforcement Matters.

7/27/2010

Sunshine Act Meeting: August 28, 2010  //  Open PDF Version PDF Version

Closed Commission Meeting August 28, 2010; Matters to be Considered: Surveillance and Enforcement Matters.

7/1/2010

Sunshine Act Meeting: July 2, 2010  //  Open PDF Version PDF Version

Closed Commission Meeting July 2, 2010; Matters to be Considered: Surveillance matters.

7/1/2010

Sunshine Act Meeting: July 9, 2010  //  Open PDF Version PDF Version

Closed Commission Meeting July 9, 2010; Matters to be Considered: Surveillance Matters.

7/1/2010

Sunshine Act Meeting: July 21, 2010  //  Open PDF Version PDF Version

Closed Commission Meeting July 21, 2010; Matters to be Considered: Enforcement Matters.

7/1/2010

Sunshine Act Meeting: July 16, 2010  //  Open PDF Version PDF Version

Closed Commission Meeting July 16, 2010; Matters to be Considered: Surveillance Maters.

7/1/2010

Sunshine Act Meeting: July 23, 2010  //  Open PDF Version PDF Version

Closed Commission Meeting July 23, 2010; Matters to be Considered: Surveillance Matters.

7/1/2010

Sunshine Act Meeting: July 30, 2010  //  Open PDF Version PDF Version

Closed Commission Meeting July 30, 2010; Matters to be Considered: Surveillance Matters.

5/28/2010

Sunshine Act Meeting: June 4, 2010  //  Open PDF Version PDF Version

Closed Commission Meeting June 4, 2010; Matters to be Considered: Surveillance Matters

5/28/2010

Sunshine Act Meeting: June 11, 2010  //  Open PDF Version PDF Version

Closed Commission Meeting June 11, 2010; Matters to be Considered: Surveillance Matters

5/28/2010

Sunshine Act Meeting: June 16, 2010  //  Open PDF Version PDF Version

Closed Commission Meeting June 16, 2010; Matters to be Considered: Enforcement Matters

5/28/2010

Sunshine Act Meeting: June 18, 2010  //  Open PDF Version PDF Version

Closed Commission Meeting June 18, 2010; Matters to be Considered: Surveillance Matters

5/28/2010

Sunshine Act Meeting: June 25, 2010  //  Open PDF Version PDF Version

Closed Commission Meeting June 25, 2010; Matters to be Considered: Surveillance Matters

5/12/2010

Sunshine Act Meeting: May 19, 2010  //  Open PDF Version PDF Version

Open Commission Meeting May 19, 2010; Matters to be Considered: Agenda: (1) Consideration of the trading of futures and binary options based on motion picture box office receipts and to gather the views of interested parties; and (2) Reestablishment of the CFTC Technology Advisory Committee.

4/28/2010

Sunshine Act Meeting: May 12, 2010  //  Open PDF Version PDF Version

Closed Commission Meeting May 12, 2010; Matters to be Considered: Rule Enforcement Review Meeting.

4/23/2010

Sunshine Act Meeting: May 19, 2010  //  Open PDF Version PDF Version

Closed Commission Meeting May 19, 2010; Matter to be Considered: Enforcement Matters

4/23/2010

Sunshine Act Meeting: May 28, 2010  //  Open PDF Version PDF Version

Closed Commission Meeting May 28, 2010: Matters to be Considered: Surveillance Matters

4/23/2010

Sunshine Act Meeting: May 7, 2010  //  Open PDF Version PDF Version

Closed Commission Meeting; Matters to be Considered: Surveillance Matters.

4/23/2010

Sunshine Act Meeting: May 14, 2010  //  Open PDF Version PDF Version

Closed Commission Meeting; Matters to be Considered: Surveillance Matters.

4/23/2010

Sunshine Act Meeting: May 21, 2010  //  Open PDF Version PDF Version

Closed Commission Meeting: Matters to be Considered: Surveillance Matters.

4/21/2010

Sunshine Act Meeting: April 27, 2010  //  Open PDF Version PDF Version

Open Commission Meeting April 27, 2010; Matters to be Considered: Public meeting to consider whether the following contracts offered for trading on the IntercontinentalExchange, Inc. (``ICE''), the Natural Gas Exchange, Inc. (``NGX'') or the Chicago Climate Exchange, Inc. (``CCX'') perform a significant price discovery function: (1) AECO Financial Basis Contract (ICE); (2) NWP Rockies Financial Basis Contract (ICE); (3) HSC Financial Basis Contract (ICE); (4) PG&E Citygate Financial Basis Contract (ICE); (5) TCO Financial Basis Contract (ICE); (6) Waha Financial Basis Contract (ICE); (7) Permian Financial Basis Contract (ICE); (8) Zone 6-NY Financial Basis Contract (ICE); (9) Malin Financial Basis Contract (ICE); (10) Dominion-South Financial Basis Contract (ICE); (11) TETCO-M3 Financial Basis Contract (ICE); (12) NGPL TXOK Financial Basis Contract (ICE); (13) San Juan Financial Basis Contract (ICE); (14) Chicago Financial Basis Contract (ICE); (15) Socal Financial Basis Contract (ICE); (16) Henry Financial Basis Contract (ICE); (17) Henry Financial Index Contract (ICE); (18) Henry Financial Swing Contract (ICE); (19) Phys, BS, LD1 (US/MM), AB-NIT Contract (NGX); (20) Phys, BS, LD1 (US/MM), Union-Dawn Contract (NGX); (21) Phys, FP, LD1 (CA/GJ), AB-NIT Contract (NGX); (22) Phys, FP, LD1 (US/ MM), Union-Dawn Contract (NGX); (23) Phys, ID, 7a (CA/GJ), AB-NIT Contract (NGX); and (24) Carbon Financial Instrument Contract (CCX).

3/29/2010

Sunshine Act Meeting: April 16. 2010  //  Open PDF Version PDF Version

Closed Commission Meeting April 16, 2010; Surveillance Matters.

See also:
Sunshine Act Meeting: March 19, 2010 ,  3/25/2010  //  Open PDF Version PDF Version

Closed Commission Meeting March 19, 2010; Surveillance Matters.

3/25/2010

Sunshine Act Meeting: April 2, 2010  //  Open PDF Version PDF Version

Closed Commission Meeting April 2, 2010; Surveillance Matters.

3/25/2010

Sunshine Act Meeting: April 9, 2010  //  Open PDF Version PDF Version

Closed Commission Meeting April 9, 2010; Matters to be Considered: Surveillance Matters.

3/25/2010

Sunshine Act Meeting: March 19, 2010  //  Open PDF Version PDF Version

Closed Commission Meeting March 19, 2010; Surveillance Matters.

See also:
Sunshine Act Meeting: April 16. 2010 ,  3/29/2010  //  Open PDF Version PDF Version

Closed Commission Meeting April 16, 2010; Surveillance Matters.

3/25/2010

Sunshine Act Meeting: April 21, 2010  //  Open PDF Version PDF Version

Closed Commission Meeting April 21, 2010; Matters to be Considered: Enforcement Matters.

3/25/2010

Sunshine Act Meeting: April 23, 2010  //  Open PDF Version PDF Version

Closed Commission Meeting April 23, 2010; Matters to be Considered: Surveillance Matters.

3/25/2010

Sunshine Act Meeting: April 30, 2010  //  Open PDF Version PDF Version

Closed Commission Meeting April 30, 2010; Matters to be Considered: Surveillance Matters.

2/25/2010

Sunshine Act Meeting: March 25, 2010  //  Open PDF Version PDF Version

Open Commission Meeting March 25, 2010; Matters to be Considered: Public meeting to examine the trading of futures and options in the precious and base metals markets, and to consider Federal position limits in the precious and base metals markets and related hedge exemptions on regulated futures exchanges, derivatives transaction execution facilities and electronic trading facilities.

Open Date: 2/25/2010
Closing Date: 4/30/2010
 
2/22/2010

Sunshine Act Meeting: March 5, 2010  //  Open PDF Version PDF Version

Closed Commission Meeting March 5, 2010; Matters to be Considered: Surveillance Matters.

2/22/2010

Sunshine Act Meeting: March 12, 2010  //  Open PDF Version PDF Version

Closed Commission Meeting March 12, 2010; Matters to be Considered: Surveillance Matters.

2/22/2010

Sunshine Act Meeting: March 19, 2010  //  Open PDF Version PDF Version

Closed Commission Meeting March 19, 2010; Matters to be Considered: Surveillance Matters

2/22/2010

Sunshine Act Meeting: March 17, 2010  //  Open PDF Version PDF Version

Closed Commission Meeting March 17, 2010; Matters to be Considered: Enforcement Matters.

2/22/2010

Sunshine Act Meeting: March 26, 2010  //  Open PDF Version PDF Version

Closed Commission Meeting March 26, 2010; Matters to be Considered: Surveillance Matters.

1/27/2010

Sunshine Act Meeting: February 26, 2010  //  Open PDF Version PDF Version

Closed Commission Meeting February 26, 2010; Matters to be Considered: Surveillance Matters

1/27/2010

Sunshine Act Meeting: February 17, 2010  //  Open PDF Version PDF Version

Closed Commission Meeting February 17, 2010; Matters to be Considered: Enforcement Matters

1/27/2010

Sunshine Act Meeting: February 19, 2010  //  Open PDF Version PDF Version

Closed Commission Meeting February 19, 2010; Mattters to be Considered: Surveillance Matters.

1/27/2010

Sunshine Act Meeting: February 5, 2010  //  Open PDF Version PDF Version

Closed Commission Meeting February 5, 2010; Matters to be Considered: Surveillance Matters

1/27/2010

Sunshine Act Meeting: February 12, 2010  //  Open PDF Version PDF Version

Closed Commission Meeting February 12, 2010; Matters to be Considered: Surveillance Matters

1/12/2010

Sunshine Act Meeting: January 14, 2010  //  Open PDF Version PDF Version

Open Commission Meeting January 14, 2010; Matters to be Considered: Issuance of a proposed rule on energy position limits and hedge exemptions on regulated futures exchanges, derivatives transaction execution facilities and electronic trading facilities.