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Proposed Rules

Date
Proposed Rules
10/3/2014

79 FR 59898  //  Open PDF Version PDF Version

17 CFR Parts 23 and 140 Margin Requirements for Uncleared Swaps for Swap Dealers and Major Swap Participants

Closing Date: 12/2/2014
 
See also:
76 FR 23732 ,  4/28/2011  //  Open PDF Version PDF Version

17 CFR Part 23 Margin Requirements for Uncleared Swaps for Swap Dealers and Major Swap Participants

76 FR 27621 ,  5/12/2011  //  Open PDF Version PDF Version

17 CFR Part 23 Margin Requirements for Uncleared Swaps for Swap Dealers and Major Swap Participants

77 FR 41109 ,  7/12/2012  //  Open PDF Version PDF Version

17 CFR Part 23 Margin Requirements for Uncleared Swaps for Swap Dealers and Major Swap Participants

7/3/2014

79 FR 37973  //  Open PDF Version PDF Version

17 CFR Parts 1, 15, 17, 19, 32, 37, 38, 140, and 150 Position Limits for Derivatives and Aggregation of Positions

Closing Date: 8/4/2014
 
See also:
78 FR 68946 ,  11/15/2013  //  Open PDF Version PDF Version

17 CFR Part 150 Aggregation of Positions

78 FR 75680 ,  12/12/2013  //  Open PDF Version PDF Version

17 CFR Parts 1, 15, 17, 19, 32, 37, 38, 140, and 150 Position Limits for Derivatives

78 FR 76787 //  Open PDF Version PDF Version

17 CFR Parts 1, 15, 17, 19, 32, 37, 38, 140 and 150 Position Limits for Derivatives

79 FR 2394 ,  1/14/2014  //  Open PDF Version PDF Version

17 CFR Part 150 Aggregation of Positions

79 FR 3547 ,  1/22/2014  //  Open PDF Version PDF Version

17 CFR Part 150 Aggregation of Positions;  Correction

79 FR 30762 ,  5/29/2014  //  Open PDF Version PDF Version

17 CFR Parts 1, 15, 17, 19, 32, 37, 38, 140, and 150 Position Limits for Derivatives and Aggregation of Positions

6/2/2014

79 FR 31238  //  Open PDF Version PDF Version

17 CFR Part 1 Exclusion of Utility Operations-Related Swaps With Utility Special Entities From De Minimis Threshold for Swaps With Special Entities

Closing Date: 7/2/2014
 
See also:
79 FR 57767 ,  9/26/2014  //  Open PDF Version PDF Version

17 CFR Part 1 Exclusion of Utility Operations-Related Swaps With Utility Special Entities From De Minimis Threshold for Swaps With Special Entities

5/29/2014

79 FR 30762  //  Open PDF Version PDF Version

17 CFR Parts 1, 15, 17, 19, 32, 37, 38, 140, and 150 Position Limits for Derivatives and Aggregation of Positions

Closing Date: 7/3/2014
 
See also:
78 FR 68946 ,  11/15/2013  //  Open PDF Version PDF Version

17 CFR Part 150 Aggregation of Positions

78 FR 75680 ,  12/12/2013  //  Open PDF Version PDF Version

17 CFR Parts 1, 15, 17, 19, 32, 37, 38, 140, and 150 Position Limits for Derivatives

78 FR 76787 //  Open PDF Version PDF Version

17 CFR Parts 1, 15, 17, 19, 32, 37, 38, 140 and 150 Position Limits for Derivatives

79 FR 2394 ,  1/14/2014  //  Open PDF Version PDF Version

17 CFR Part 150 Aggregation of Positions

79 FR 3547 ,  1/22/2014  //  Open PDF Version PDF Version

17 CFR Part 150 Aggregation of Positions;  Correction

79 FR 37973 ,  7/3/2014  //  Open PDF Version PDF Version

17 CFR Parts 1, 15, 17, 19, 32, 37, 38, 140, and 150 Position Limits for Derivatives and Aggregation of Positions

3/26/2014

79 FR 16672  //  Open PDF Version PDF Version

17 CFR Part 49 Swap Data Repositories--Access to SDR Data by Market Participants

Closing Date: 4/25/2014
 
3/26/2014

79 FR 16689  //  Open PDF Version PDF Version

17 CFR Chapter I Review of Swap Data Recordkeeping and Reporting Requirements

Closing Date: 5/27/2014
 
1/31/2014

79 FR 5223  //  Open PDF Version PDF Version

Department of the Treasury Office of the Comptroller of the Currency 12 CFR Part 44; Board of Governors of the Federal Reserve System 12 CFR Part 248; Federal Deposit Insurance Corporation 12 CFR Part 351; Securities and Exchange Commission 17 CFR Part 255; Commodity Futures Trading Commission 17 CFR Part 75; Treatment of Certain Collateralized Debt Obligations Backed Primarily by Trust Preferred Securities With Regard to Prohibitions and Restrictions on Certain Interests in, and Relationships With, Hedge Funds and Private Equity Funds

Closing Date: 3/3/2014
 
1/22/2014

79 FR 3547  //  Open PDF Version PDF Version

17 CFR Part 150 Aggregation of Positions;  Correction

Closing Date: 2/10/2014
 
See also:
79 FR 2394 ,  1/14/2014  //  Open PDF Version PDF Version

17 CFR Part 150 Aggregation of Positions

1/14/2014

79 FR 2394  //  Open PDF Version PDF Version

17 CFR Part 150 Aggregation of Positions

Closing Date: 2/10/2014
 
See also:
78 FR 68946 ,  11/15/2013  //  Open PDF Version PDF Version

17 CFR Part 150 Aggregation of Positions

79 FR 3547 ,  1/22/2014  //  Open PDF Version PDF Version

17 CFR Part 150 Aggregation of Positions;  Correction

1/8/2014

79 FR 1347  //  Open PDF Version PDF Version

17 CFR Chapter I Request for Comment on Application of Commission Regulations to Swaps Between Non-U.S. Swap Dealers and Non-U.S. Counterparties Involving Personnel or Agents of the Non-U.S. Swap Dealers Located in the United States

Closing Date: 3/10/2014