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Orders and Other Announcements

Date
Orders and Other Announcements
12/9/2010

75 FR 76705  //  Open PDF Version PDF Version

Joint Public Roundtable on Issues Related to Capital and Margin Requirements for Swaps and Security-Based Swaps

10/28/2010

75 FR 66362  //  Open PDF Version PDF Version

Joint CFTC-SEC Advisory Committee on Emerging Regulatory Issues

10/20/2010

75 FR 64710  //  Open PDF Version PDF Version

Joint Public Roundtable on Issues Related to the Clearing of Credit Default Swaps

10/20/2010

75 FR 64710  //  Open PDF Version PDF Version

Public Roundtable on Individual Customer Collateral Protection

9/24/2010

75 FR 58367  //  Open PDF Version PDF Version

Technology Advisory Committee Meeting

9/17/2010

75 FR 56997  //  Open PDF Version PDF Version

Global Markets Advisory Committee

9/13/2010

75 FR 55574  //  Open PDF Version PDF Version

Commodity Futures Trading Commission Securities and Exchange Commission Joint Public Roundtable on Swap Execution Facilities and Security-Based Swap Execution Facilities

9/13/2010

75 FR 55575  //  Open PDF Version PDF Version

Commodity Futures Trading Commission Securities and Exchange Commission Joint Public Roundtable To Discuss Data for Swaps and Security- Based Swaps, Swap Data Repositories, Security-Based Swap Data Repositories, and Real-Time Public Reporting

9/10/2010

75 FR 55310  //  Open PDF Version PDF Version

Performance of Registration Functions by National Futures Association With Respect to Retail Foreign Exchange Dealers and Associated Persons

9/9/2010

75 FR 54802  //  Open PDF Version PDF Version

17 CFR Part 16 Account Ownership and Control Report; Notice of Public Meeting

See also:
75 FR 54801 ,  9/9/2010  //  Open PDF Version PDF Version

17 CFR Part 16 Account Ownershp and Control Report

75 FR 41775 ,  7/19/2010  //  Open PDF Version PDF Version

17 CFR Part 16 Account Ownership and Control Report

77 FR 43967 //  Open PDF Version PDF Version

17 CFR Part 16 Account Ownership and Control Report; Withdrawal

8/26/2010

75 FR 52512  //  Open PDF Version PDF Version

Acceptance of Public Submissions on the Wall Street Reform and Consumer Protection Act and the Rulemakings That Will Be Proposed by the Commission

8/19/2010

75 FR 51305  //  Open PDF Version PDF Version

Commodity Futures Trading Commission Securities and Exchange Commission Joint Public Roundtable on Governance and Conflicts of Interest in the Clearing and Listing of Swaps and Security-Based Swaps

8/17/2010

75 FR 50718  //  Open PDF Version PDF Version

17 CFR Part 1 Acknowledgment Letters for Customer Funds and Secured Amount Funds; Correction

See also:
75 FR 47738 ,  8/9/2010  //  Open PDF Version PDF Version

17 CFR Parts 1, 30 and 140 Acknowledgment Letters for Customer Funds and Secured Amount Funds

7/29/2010

75 FR 44781  //  Open PDF Version PDF Version

Joint CFTC-SEC Advisory Committee on Emerging Regulatory Issues

7/20/2010

75 FR 42080  //  Open PDF Version PDF Version

Agricultural Advisory Committee Meeting

7/1/2010

75 FR 38086  //  Open PDF Version PDF Version

Technology Advisory Committee Meeting

6/22/2010

75 FR 35291  //  Open PDF Version PDF Version

17 CFR Part 30 Foreign Futures and Options Transactions

6/21/2010

75 FR 34983  //  Open PDF Version PDF Version

Order (1) Pursuant to Section 4(c) of the Commodity Exchange Act, Permitting the Kansas City Board of Trade Clearing Corporation To Clear Over-the-Counter Wheat Calendar Swaps and (2) Pursuant to Section 4d of the Commodity Exchange Act, Permitting Cust

6/18/2010

75 FR 34704  //  Open PDF Version PDF Version

Joint CFTC-SEC Advisory Committee on Emerging Regulatory Issues

6/15/2010

75 FR 33788  //  Open PDF Version PDF Version

Renewal of the Global Markets Advisory Committee

6/2/2010

75 FR 30783  //  Open PDF Version PDF Version

Reestablishment of the Technology Advisory Committee

5/21/2010

75 FR 28667  //  Open PDF Version PDF Version

Notice of meeting of Joint CFTC-SEC Advisory Committee on Emerging Regulatory Issues will hold a public meeting on Monday, May 24, 2010. The aenda for the meeting includes: (i) Opening remarks; (ii) the introduction of Committee members, (iii) discussion

5/13/2010

75 FR 27028  //  Open PDF Version PDF Version

Joint CFTC-SEC Advisory Committee on Emerging Regulatory Issues

1/21/2010

75 FR 3371  //  Open PDF Version PDF Version

17 CFR Part 12 Commission Guidance Concerning the Rules of Practice Relating to Reparations