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Final Rules

Date
Final Rules
4/19/2013

78 FR 23638  //  Open PDF Version PDF Version

Commodity Futures Trading Commission 17 CFR Part 162 Securities and Exchange Commission 17 CFR Part 248 Identity Theft Red Flags Rules

Effective Date: Monday, May 20, 2013
See also:
77 FR 13450 ,  3/6/2012  //  Open PDF Version PDF Version

Commodity Futures Trading Commission 17 CFR Part 162 Securites and Exchange Commisison 17 CFR Part 248 Identity Theft Red Flags Rules

4/16/2013

78 FR 22418  //  Open PDF Version PDF Version

17 CFR Parts 1, 3, 5, 9, 11, 31, 40, 41, 140, 145, 170, 171 and 190 Reassignment of Commission Staff Responsibilities and Delegations of Authority

Effective Date: Tuesday, April 16, 2013
4/11/2013

78 FR 21522  //  Open PDF Version PDF Version

17 CFR Part 140 Delegation of Authority To Disclose Confidential Information to a Contract Market, Registered Futures Association or Self-Regulatory Organization

Effective Date: Thursday, April 11, 2013
4/11/2013

78 FR 21749  //  Open PDF Version PDF Version

17 CFR Part 50 Clearing Exemption for Swaps Between Certain Affiliated Entities

Effective Date: Monday, June 10, 2013
See also:
77 FR 50425 ,  8/21/2012  //  Open PDF Version PDF Version

17 CFR Part 39 Clearing Exemption for Swaps Between Certain Affiliated Entities

4/9/2013

78 FR 21045  //  Open PDF Version PDF Version

17 CFR Part 1 Adaptation of Regulations to Incorporate Swaps--Records of Transactions; Correction

Effective Date: Tuesday, April 09, 2013
See also:
77 FR 75523 ,  12/21/2012  //  Open PDF Version PDF Version

17 CFR Part 1 Adaptation of Regulations To Incorporate Swaps--Records of Transactions

4/9/2013

78 FR 21045  //  Open PDF Version PDF Version

17 CFR Part 23 Confirmation, Portfolio Reconciliation, Portfolio Compression, and Swap Trading Relationship Documentation Requirements for Swap Dealers and Major Swap Participants; Correction

Effective Date: Tuesday, April 09, 2013
See also:
77 FR 55904 ,  9/11/2012  //  Open PDF Version PDF Version

17 CFR Part 23 Confirmation, Portfolio Reconciliation, Portfolio Compression, and Swap Trading Relationship Documentation Requirements for Swap Dealers and Major Swap Participants

4/8/2013

78 FR 20788  //  Open PDF Version PDF Version

Dual and Multiple Associations of Persons Associated With Swap Dealers, Major Swap Participants and Other Commission Registrants17 CFR Parts 3 and 23

Effective Date: Friday, June 07, 2013
See also:
77 FR 35892 ,  6/15/2012  //  Open PDF Version PDF Version

17 CFR Parts 3 and 23 Dual and Multiple Associations of Persons Associated With Swap Dealers, Major Swap Participants and Other Commission Registrants

4/2/2013

78 FR 19670  //  Open PDF Version PDF Version

Order Exempting, Pursuant to Authority of the Commodity Exchange Act, Certain Transactions Between Entities Described in the Federal Power Act, and Other Electric Cooperatives

Effective Date: Tuesday, April 02, 2013
4/2/2013

78 FR 19879  //  Open PDF Version PDF Version

Final Order in Response to a Petition From Certain Independent System Operators and Regional Transmission Organizations To Exempt Specified Transactions Authorized by a Tariff or Protocol Approved by the Federal Energy Regulatory Commission or the Public Utility Commission of Texas From Certain Provisions of the Commodity Exchange Act Pursuant to the Authority Provided in the Act

Effective Date: Tuesday, April 02, 2013
2/26/2013

78 FR 12933  //  Open PDF Version PDF Version

17 CFR Parts 10, 12 and 171 Proceedings Before the Commodity Futures Trading Commission

Effective Date: Tuesday, February 26, 2013
1/8/2013

78 FR 1144  //  Open PDF Version PDF Version

17 CFR Parts 9, 12, and 171 Rules of Practice; Amendments to Delegations of Authority to the Office of General Counsel

Effective Date: Tuesday, January 08, 2013
1/7/2013

78 FR 858  //  Open PDF Version PDF Version

17 CFR Chapter I Final Exemptive Order Regarding Compliance With Certain Swap Regulations

Effective Date: Friday, December 21, 2012
See also:
77 FR 41110 ,  7/12/2012  //  Open PDF Version PDF Version

17 CFR Chapter I Exemptive Order Regarding Compliance With Certain Swap Regulations