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Final Rules

Date
Final Rules
11/25/2016

81 FR 85147  //  Open PDF Version PDF Version

17 CFR Part 4 Commodity Pool Operator Financial Reports

Effective Date: Tuesday, December 27, 2016
See also:
81 FR 51828 ,  8/5/2016  //  Open PDF Version PDF Version

17 CFR Part 4 Commodity Pool Operator Annual Report

11/16/2016

81 FR 80563  //  Open PDF Version PDF Version

17 CFR Part 3 Chief Compliance Officer Annual Report Requirements for Futures Commission Merchants, Swap Dealers, and Major Swap Participants; Amendments to Filing Dates

Effective Date: Wednesday, November 16, 2016
See also:
81 FR 53343 ,  8/12/2016  //  Open PDF Version PDF Version

17 CFR Part 3 Chief Compliance Officer Annual Report Requirements for Futures Commission Merchants, Swap Dealers, and Major Swap Participants; Amendments to Filing Dates

10/14/2016

81 FR 71202  //  Open PDF Version PDF Version

17 CFR Part 50 Clearing Requirement Determination Under Section 2(h) of the Commodity Exchange Act for Interest Rate Swaps

Effective Date: Tuesday, December 13, 2016
See also:
81 FR 39506 ,  6/16/2016  //  Open PDF Version PDF Version

17 CFR Part 50 Clearing Requirement Determination Under Section 2(h) of the CEA for Interest Rate Swaps

9/19/2016

81 FR 64272  //  Open PDF Version PDF Version

17 CFR Parts 37, 38, and 49 System Safeguards Testing Requirements

Effective Date: Monday, September 19, 2016
See also:
80 FR 80139 ,  12/23/2015  //  Open PDF Version PDF Version

17 CFR Parts 37, 38, and 49 System Safeguards Testing Requirements

9/19/2016

81 FR 64322  //  Open PDF Version PDF Version

17 CFR Part 39 System Safeguards Testing Requirements for Derivatives Clearing Organizations

Effective Date: Monday, September 19, 2016
See also:
80 FR 80113 ,  12/23/2015  //  Open PDF Version PDF Version

17 CFR Part 39 System Safeguards Testing Requirements for Derivatives Clearing Organizations

8/12/2016

81 FR 53266  //  Open PDF Version PDF Version

17 CFR Part 1 Written Acknowledgment of Customer Funds From Federal Reserve Banks

Effective Date: Friday, August 12, 2016
See also:
81 FR 35337 //  Open PDF Version PDF Version

Notice of Proposed Order and Request for Comment on a Proposal To Exempt, Pursuant to the Authority in Section 4(c) of the Commodity Exchange Act, the Federal Reserve Banks From Sections 4d and 22 of the Commodity Exchange Act

6/27/2016

81 FR 41435  //  Open PDF Version PDF Version

17 CFR Part 143 Adjustment of Civil Monetary Penalties for Inflation

Effective Date: Monday, August 01, 2016
6/27/2016

81 FR 41736  //  Open PDF Version PDF Version

17 CFR Part 45 Amendments to Swap Data Recordkeeping and Reporting Requirements for Cleared Swaps

Effective Date: Wednesday, July 27, 2016
See also:
80 FR 52544 ,  8/31/2015  //  Open PDF Version PDF Version

17 CFR Part 45 Amendments to Swap Data Recordkeeping and Reporting Requirements for Cleared Swaps

5/31/2016

81 FR 34818  //  Open PDF Version PDF Version

17 CFR Part 23 Margin Requirements for Uncleared Swaps for Swap Dealers and Major Swap Participants--Cross-Border Application of the Margin Requirements

Effective Date: Monday, August 01, 2016
See also:
81 FR 636 //  Open PDF Version PDF Version

Invitation for Comment on Interim Final Rule - 17 CFR 23.150(b) - Margin Requirements for Uncleared Swaps for Swap Dealers and Major Swap Participants

5/6/2016

81 FR 27309  //  Open PDF Version PDF Version

17 CFR Part 23 Definitions of ``Portfolio Reconciliation'' and ``Material Terms'' for Purposes of Swap Portfolio Reconciliation

Effective Date: Friday, May 06, 2016
See also:
80 FR 57129 ,  9/22/2015  //  Open PDF Version PDF Version

17 CFR Part 23 Proposal To Amend the Definition of ``Material Terms'' for Purposes of Swap Portfolio Reconciliation

4/1/2016

81 FR 18743  //  Open PDF Version PDF Version

17 CFR Part 3 Alternative to Fingerprinting Requirement for Foreign Natural Persons

Effective Date: Monday, May 02, 2016
See also:
81 FR 1359 ,  1/12/2016  //  Open PDF Version PDF Version

17 CFR Part 3 Alternative to Fingerprinting Requirement for Foreign Natural Persons

3/21/2016

81 FR 14966  //  Open PDF Version PDF Version

17 CFR Part 32 Trade Options

Effective Date: Monday, March 21, 2016
See also:
80 FR 26200 ,  5/7/2015  //  Open PDF Version PDF Version

17 CFR Part 32 Trade Options

1/6/2016

81 FR 636  //  Open PDF Version PDF Version

17 CFR Parts 23 and 140 Margin Requirements for Uncleared Swaps for Swap Dealers and Major Swap Participants

Effective Date: Friday, April 01, 2016
See also:
76 FR 23732 ,  4/28/2011  //  Open PDF Version PDF Version

17 CFR Part 23 Margin Requirements for Uncleared Swaps for Swap Dealers and Major Swap Participants

76 FR 27621 ,  5/12/2011  //  Open PDF Version PDF Version

17 CFR Part 23 Margin Requirements for Uncleared Swaps for Swap Dealers and Major Swap Participants

77 FR 41109 ,  7/12/2012  //  Open PDF Version PDF Version

17 CFR Part 23 Margin Requirements for Uncleared Swaps for Swap Dealers and Major Swap Participants

79 FR 59898 ,  10/3/2014  //  Open PDF Version PDF Version

17 CFR Parts 23 and 140 Margin Requirements for Uncleared Swaps for Swap Dealers and Major Swap Participants

80 FR 41376 ,  7/14/2015  //  Open PDF Version PDF Version

17 CFR Part 23 Margin Requirements for Uncleared Swaps for Swap Dealers and Major Swap Participants--Cross-Border Application of the Margin Requirements

81 FR 636 //  Open PDF Version PDF Version

Invitation for Comment on Interim Final Rule - 17 CFR 23.150(b) - Margin Requirements for Uncleared Swaps for Swap Dealers and Major Swap Participants

81 FR 34818 ,  5/31/2016  //  Open PDF Version PDF Version

17 CFR Part 23 Margin Requirements for Uncleared Swaps for Swap Dealers and Major Swap Participants--Cross-Border Application of the Margin Requirements