Final Rules
17 CFR Parts 3, 32, and 33 Commodity Options
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17 CFR Parts 3, 32, 33, and 35 Commodity Options and Agricultural Swaps
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17 CFR Chapter I Reopening and Extension of Comment Periods for Rulemakings Implementing the Dodd-Frank Wall Street Reform and Consumer Protection Act
17 CFR Parts 1, 23, 37, 38, and 39 Customer Clearing Documentation, Timing of Acceptance for Clearing, and Clearing Member Risk Management
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17 CFR Parts 1, 23, and 39 Customer Clearing Documentation and Timing of Acceptance for Clearing
17 CFR Parts 1, 3, and 23 Swap Dealer and Major Swap Participant Recordkeeping, Reporting, and Duties Rules; Futures Commission Merchant and Introducing Broker Conflicts of Interest Rules; and Chief Compliance Officer Rules for Swap Dealers, Major Swap Participants, and Futures Commission Merchants
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17 CFR Part 1 Implementation of Conflicts of Interest Policies and Procedures by Futures Commission Merchants and Introducing Brokers
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17 CFR Part 3 Designation of a Chief Compliance Officer; Required Compliance Policies; and Annual Report of a Futures Commission Merchant, Swap Dealer, or Major Swap Participant
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17 CFR Parts 3, 23 and 170 Registration of Swap Dealers and Major Swap Participants
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17 CFR Part 23 Implementation of Conflicts of Interest Policies and Procedures by Swap Dealers and Major Swap Participants
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17 CFR Part 23 Reporting, Recordkeeping, and Daily Trading Records Requirements for Swap Dealers and Major Swap Participants
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17 CFR Chapter I Reopening and Extension of Comment Periods for Rulemakings Implementing the Dodd-Frank Wall Street Reform and Consumer Protection Act
17 CFR Parts 4, 145, and 147 Commodity Pool Operators and Commodity Trading Advisors: Compliance Obligations
PDF Version
17 CFR Parts 4, 145, and 147 Commodity Pool Operators and Commodity Trading Advisors: Amendments to Compliance Obligations; Proposed Rule
*Note – This Proposed Rule contains forms which are not displayed in the HTML version. To see the complete proposal, download the PDF version.
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17 CFR Parts 4, 145, and 147 Commodity Pool Operators and Commodity Trading Advisors: Compliance Obligations
17 CFR Parts 4, 145, and 147 Commodity Pool Operators and Commodity Trading Advisors: Compliance Obligations
PDF Version
17 CFR Parts 4, 145, and 147 Commodity Pool Operators and Commodity Trading Advisors: Amendments to Compliance Obligations; Proposed Rule
*Note – This Proposed Rule contains forms which are not displayed in the HTML version. To see the complete proposal, download the PDF version.
PDF Version
17 CFR Parts 4, 145, and 147 Commodity Pool Operators and Commodity Trading Advisors: Compliance Obligations
17 CFR Parts 4 and 23 Business Conduct Standards for Swap Dealers and Major Swap Participants With Counterparties
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17 CFR Parts 23 and 155 Business Conduct Standards for Swap Dealers and Major Swap Participants With Counterparties
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17 CFR Chapter I Reopening and Extension of Comment Periods for Rulemakings Implementing the Dodd-Frank Wall Street Reform and Consumer Protection Act
17 CFR Parts 22 and 190 Protection of Cleared Swaps Customer Contracts and Collateral; Conforming Amendments to the Commodity Broker Bankruptcy Provisions
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17 CFR Parts 22 and 190 Protection of Cleared Swaps Customer Contracts and Collateral; Conforming Amendments to the Commodity Broker Bankruptcy Provisions
PDF Version
17 CFR Parts 22 and 190 Protection of Cleared Swaps Customer Contracts and Collateral; Conforming Amendments to the Commodity Broker Bankruptcy Provisions; Correction
*Note – This Correction contains charts which are not displayed in the HTML version. To see the complete correction, download the PDF version.
17 CFR Parts 3 and 23 Registration of Swap Dealers and Major Swap Participants; Correction
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17 CFR Part 23 Regulations Establishing and Governing the Duties of Swap Dealers and Major Swap Participants
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17 CFR Chapter I Reopening and Extension of Comment Periods for Rulemakings Implementing the Dodd-Frank Wall Street Reform and Consumer Protection Act
PDF Version
17 CFR Parts 1, 3, 23, and 170 Registration of Swap Dealers and Major Swap Participants
17 CFR Part 43 Real-Time Public Reporting of Swap Transaction Data
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17 CFR Part 43 Real-Time Public Reporting of Swap Transaction Data
PDF Version
17 CFR Part 43 Real-Time Public Reporting of Swap Transaction Data Correction
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17 CFR Chapter I Reopening and Extension of Comment Periods for Rulemakings Implementing the Dodd-Frank Wall Street Reform and Consumer Protection Act
PDF Version
17 CFR Part 43 Real-Time Public Reporting of Swap Transaction Data
17 CFR Parts 1, 3, 23, and 170 Registration of Swap Dealers and Major Swap Participants
PDF Version
17 CFR Parts 3, 23 and 170 Registration of Swap Dealers and Major Swap Participants
PDF Version
17 CFR Chapter I Reopening and Extension of Comment Periods for Rulemakings Implementing the Dodd-Frank Wall Street Reform and Consumer Protection Act
PDF Version
17 CFR Parts 3 and 23 Registration of Swap Dealers and Major Swap Participants; Correction
17 CFR Part 45 Swap Data Recordkeeping and Reporting Requirements
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17 CFR Part 45 Swap Data Recordkeeping and Reporting Requirements
PDF Version
17 CFR Chapter I Reopening and Extension of Comment Periods for Rulemakings Implementing the Dodd-Frank Wall Street Reform and Consumer Protection Act
17 CFR Part 43 Real-Time Public Reporting of Swap Transaction Data
PDF Version
17 CFR Part 43 Real-Time Public Reporting of Swap Transaction Data
PDF Version
17 CFR Part 43 Real-Time Public Reporting of Swap Transaction Data Correction
PDF Version
17 CFR Chapter I Reopening and Extension of Comment Periods for Rulemakings Implementing the Dodd-Frank Wall Street Reform and Consumer Protection Act
PDF Version
17 CFR Part 43 Real-Time Public Reporting of Swap Transaction Data
